Tightening Mutual Information Based Bounds on Generalization Error
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Abstract (arXiv)
An information-theoretic upper bound on the generalization error of supervised learning algorithms is derived. The bound is constructed in terms of the mutual information between each individual training sample and the output of the learning algorithm. The bound is derived under more general conditions on the loss function than in existing studies; nevertheless, it provides a tighter characterization of the generalization error. Examples of learning algorithms are provided to demonstrate the the tightness of the bound, and to show that it has a broad range of applicability. Application to noisy and iterative algorithms, e.g., stochastic gradient Langevin dynamics (SGLD), is also studied, where the constructed bound provides a tighter characterization of the generalization error than existing results. Finally, it is demonstrated that, unlike existing bounds, which are difficult to compute and evaluate empirically, the proposed bound can be estimated easily in practice.
Key facts. Cited by 117 papers in the map (data through 14 Oct 2026). First posted on arXiv 15 Jan 2019.
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Citing papers per year: 2021: 17; 2022: 34; 2023: 21; 2024: 15; 2025: 15; 2026: 15.
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- 2021User-friendly introduction to PAC-Bayes boundscited by 239
- 2021Information-theoretic generalization bounds for black-box learning algorithmscited by 49
- 2021Generalization Bounds For Meta-Learning: An Information-Theoretic Analysiscited by 45
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- 2022A New Family of Generalization Bounds Using Samplewise Evaluated CMIcited by 28
- 2021Generalization Bounds using Lower Tail Exponents in Stochastic Optimizerscited by 27
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- 2022Single Trajectory Nonparametric Learning of Nonlinear Dynamicscited by 26
- 2022Rate-Distortion Theoretic Generalization Bounds for Stochastic Learning Algorithmscited by 22
38 more
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- 2022Understanding Generalization via Leave-One-Out Conditional Mutual Informationcited by 16
- 2021Generalization Bounds for Noisy Iterative Algorithms Using Properties of Additive Noise Channelscited by 15
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- 2022Generalization Error Bounds for Deep Neural Networks Trained by SGDcited by 14
- 2024Information Complexity of Stochastic Convex Optimization: Applications to Generalization and Memorizationcited by 14
- 2021Information-Theoretic Bounds on the Moments of the Generalization Error of Learning Algorithmscited by 12
- 2023Time-Independent Information-Theoretic Generalization Bounds for SGLDcited by 12
- 2021Information-Theoretic Characterization of the Generalization Error for Iterative Semi-Supervised Learningcited by 11
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- 2022Improved Information Theoretic Generalization Bounds for Distributed and Federated Learningcited by 8
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50 most cited of 117 All 117 (JSON)
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- 2026A Hierarchical Sampling Framework for bounding the Generalization Error of Federated Learning5 May 2026
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- 2025An Information-Theoretic Analysis for Federated Learning under Concept Drift26 Jun 2025
- 2025Fairness Overfitting in Machine Learning: An Information-Theoretic Perspective9 Jun 2025
- 2025Trade-offs in Data Memorization via Strong Data Processing Inequalities2 Jun 2025
- 2025Generalization in VAE and Diffusion Models: A Unified Information-Theoretic Analysis1 Jun 2025
- 2025Generalization Bounds for Quantum Learning via R'enyi Divergences16 May 2025
- 2025Multiview Representation Learning via Distributed Joint Latent Space Structuring25 Apr 2025
- 2025Generalization in Federated Learning: A Conditional Mutual Information Framework6 Mar 2025
- 2025Generalization Guarantees for Representation Learning via Data-Dependent Gaussian Mixture Priors21 Feb 2025
- 2025Generalization Bounds for Markov Algorithms through Entropy Flow Computations11 Feb 2025
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- 2025The Capabilities and Limitations of Weak-to-Strong Generalization: Generalization and Calibration3 Feb 2025
- 2024The Method of Gaps: Exact Expressions for the Generalization Error of Supervised Learning Algorithms18 Nov 2024
- 2024Generalization Bounds via Conditional f-Information30 Oct 2024
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- 2024Provable Privacy Advantages of Decentralized Federated Learning via Distributed Optimization12 Jul 2024
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- 2024How Does Distribution Matching Help Domain Generalization: An Information-theoretic Analysis14 Jun 2024
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- 2024Slicing Mutual Information Generalization Bounds for Neural Networks6 Jun 2024
- 2024Information-Theoretic Generalization Bounds for Deep Neural Networks4 Apr 2024
- 2024An Information-Theoretic Framework for Out-of-Distribution Generalization with Applications to Stochastic Gradient Langevin Dynamics29 Mar 2024
- 2024Leveraging PAC-Bayes Theory and Gibbs Distributions for Generalization Bounds with Complexity Measures19 Feb 2024
- 2024Information Complexity of Stochastic Convex Optimization: Applications to Generalization and Memorization14 Feb 2024
- 2024Minimum Description Length and Generalization Guarantees for Representation Learning5 Feb 2024
- 2024No Free Prune: Information-Theoretic Barriers to Pruning at Initialization2 Feb 2024
- 2024Class-wise Generalization Error: an Information-Theoretic Analysis5 Jan 2024
- 2023Generalization Analysis of Machine Learning Algorithms via the Worst-Case Data-Generating Probability Measure19 Dec 2023
- 2023Information-Theoretic Generalization Bounds for Transductive Learning and its Applications8 Nov 2023
- 2023Time-Independent Information-Theoretic Generalization Bounds for SGLD2 Nov 2023
- 2023Sample-Conditioned Hypothesis Stability Sharpens Information-Theoretic Generalization Bounds31 Oct 2023
- 2023Comparing Comparators in Generalization Bounds16 Oct 2023
50 newest of 117 All 117 (JSON)
- 2023On the Generalization of Diffusion Modelcited by 30
- 2025Generalization in VAE and Diffusion Models: A Unified Information-Theoretic Analysiscited by 3
- 2026Information Theory and Statistical Learningcited by 0
- 2026Information Theory and Statistical Learning4 May 2026
- 2025Generalization in VAE and Diffusion Models: A Unified Information-Theoretic Analysis1 Jun 2025
- 2023On the Generalization of Diffusion Model24 May 2023
- 2021User-friendly introduction to PAC-Bayes boundscited by 239
- 2021Information-theoretic generalization bounds for black-box learning algorithmscited by 49
- 2021Generalization Bounds For Meta-Learning: An Information-Theoretic Analysiscited by 45
- 2021Tighter expected generalization error bounds via Wasserstein distancecited by 43
- 2021On the Generalization of Models Trained with SGD: Information-Theoretic Bounds and Implicationscited by 31
- 2021Towards a Unified Information-Theoretic Framework for Generalizationcited by 30
- 2022A New Family of Generalization Bounds Using Samplewise Evaluated CMIcited by 28
- 2021Generalization Bounds using Lower Tail Exponents in Stochastic Optimizerscited by 27
- 2022Generalization Bounds via Convex Analysiscited by 27
- 2022Single Trajectory Nonparametric Learning of Nonlinear Dynamicscited by 26
- 2022Rate-Distortion Theoretic Generalization Bounds for Stochastic Learning Algorithmscited by 22
- 2023Tighter Information-Theoretic Generalization Bounds from Supersamplescited by 22
12 most cited of 111 All 111 (JSON)
- 2026Information-Theoretic Analysis of Next-Token Prediction under Markovian Data28 Sep 2026
- 2026Bagging Robustly Learns VC Classes with Linear Sample Complexity13 Aug 2026
- 2026Human-Centered Learning Mechanics: A Dynamical Framework for Entropy-Regulated Representation Learning21 May 2026
- 2026Bounded-Rationality, Hedging, and Generalization14 May 2026
- 2026A Hierarchical Sampling Framework for bounding the Generalization Error of Federated Learning5 May 2026
- 2026The geometry of invariant learning: an information-theoretic analysis of data augmentation and generalization16 Feb 2026
- 2026Block-Sample MAC-Bayes Generalization Bounds13 Feb 2026
- 2026Tighter Information-Theoretic Generalization Bounds via a Novel Class of Change of Measure Inequalities8 Feb 2026
- 2026Hallucination is a Consequence of Space-Optimality: A Rate-Distortion Theorem for Membership Testing31 Jan 2026
- 2026Unified Optimization of Source Weights and Transfer Quantities in Multi-Source Transfer Learning: An Asymptotic Framework15 Jan 2026
- 2026Leveraging Flatness to Improve Information-Theoretic Generalization Bounds for SGD4 Jan 2026
- 2025Scaling Laws Revisited: Modeling the Role of Data Quality in Language Model Pretraining30 Sep 2025
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