mlsanityData to 14 Oct 2026

Tightening Mutual Information Based Bounds on Generalization Error

arXiv 1901.04609 ↗First posted 15 Jan 2019cs.LG stat.MLcited by 117

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Abstract (arXiv)

An information-theoretic upper bound on the generalization error of supervised learning algorithms is derived. The bound is constructed in terms of the mutual information between each individual training sample and the output of the learning algorithm. The bound is derived under more general conditions on the loss function than in existing studies; nevertheless, it provides a tighter characterization of the generalization error. Examples of learning algorithms are provided to demonstrate the the tightness of the bound, and to show that it has a broad range of applicability. Application to noisy and iterative algorithms, e.g., stochastic gradient Langevin dynamics (SGLD), is also studied, where the constructed bound provides a tighter characterization of the generalization error than existing results. Finally, it is demonstrated that, unlike existing bounds, which are difficult to compute and evaluate empirically, the proposed bound can be estimated easily in practice.

Key facts. Cited by 117 papers in the map (data through 14 Oct 2026). First posted on arXiv 15 Jan 2019.

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Citing papers per year: 2021: 17; 2022: 34; 2023: 21; 2024: 15; 2025: 15; 2026: 15.

117 papers.

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  1. 2021User-friendly introduction to PAC-Bayes boundscited by 239
  2. 2021Information-theoretic generalization bounds for black-box learning algorithmscited by 49
  3. 2021Generalization Bounds For Meta-Learning: An Information-Theoretic Analysiscited by 45
  4. 2021Tighter expected generalization error bounds via Wasserstein distancecited by 43
  5. 2021On the Generalization of Models Trained with SGD: Information-Theoretic Bounds and Implicationscited by 31
  6. 2021Towards a Unified Information-Theoretic Framework for Generalizationcited by 30
  7. 2023On the Generalization of Diffusion Modelcited by 30
  8. 2022A New Family of Generalization Bounds Using Samplewise Evaluated CMIcited by 28
  9. 2021Generalization Bounds using Lower Tail Exponents in Stochastic Optimizerscited by 27
  10. 2022Generalization Bounds via Convex Analysiscited by 27
  11. 2022Single Trajectory Nonparametric Learning of Nonlinear Dynamicscited by 26
  12. 2022Rate-Distortion Theoretic Generalization Bounds for Stochastic Learning Algorithmscited by 22
38 more
  1. 2023Tighter Information-Theoretic Generalization Bounds from Supersamplescited by 22
  2. 2022Limitations of Information-Theoretic Generalization Bounds for Gradient Descent Methods in Stochastic Convex Optimizationcited by 19
  3. 2022An Information-theoretical Approach to Semi-supervised Learning under Covariate-shiftcited by 18
  4. 2023Information Theoretic Lower Bounds for Information Theoretic Upper Boundscited by 17
  5. 2023More PAC-Bayes bounds: From bounded losses, to losses with general tail behaviors, to anytime validitycited by 17
  6. 2022Understanding Generalization via Leave-One-Out Conditional Mutual Informationcited by 16
  7. 2021Generalization Bounds for Noisy Iterative Algorithms Using Properties of Additive Noise Channelscited by 15
  8. 2022Information-Theoretic Analysis of Unsupervised Domain Adaptationcited by 15
  9. 2021Information Complexity and Generalization Boundscited by 14
  10. 2021Characterizing and Understanding the Generalization Error of Transfer Learning with Gibbs Algorithmcited by 14
  11. 2022Rate-Distortion Theoretic Bounds on Generalization Error for Distributed Learningcited by 14
  12. 2022Generalization Error Bounds for Deep Neural Networks Trained by SGDcited by 14
  13. 2024Information Complexity of Stochastic Convex Optimization: Applications to Generalization and Memorizationcited by 14
  14. 2021Information-Theoretic Bounds on the Moments of the Generalization Error of Learning Algorithmscited by 12
  15. 2023Time-Independent Information-Theoretic Generalization Bounds for SGLDcited by 12
  16. 2021Information-Theoretic Characterization of the Generalization Error for Iterative Semi-Supervised Learningcited by 11
  17. 2022Tighter Expected Generalization Error Bounds via Convexity of Information Measurescited by 11
  18. 2022What You See is What You Get: Principled Deep Learning via Distributional Generalizationcited by 11
  19. 2022On the Generalization for Transfer Learning: An Information-Theoretic Analysiscited by 11
  20. 2022Evaluated CMI Bounds for Meta Learning: Tightness and Expressivenesscited by 11
  21. 2022Two Facets of SDE Under an Information-Theoretic Lens: Generalization of SGD via Training Trajectories and via Terminal Statescited by 11
  22. 2024Minimum Description Length and Generalization Guarantees for Representation Learningcited by 11
  23. 2021An Information-Theoretic Analysis of the Impact of Task Similarity on Meta-Learningcited by 10
  24. 2021Information-Theoretic Analysis of Epistemic Uncertainty in Bayesian Meta-learningcited by 10
  25. 2022Chained Generalisation Boundscited by 10
  26. 2023More Communication Does Not Result in Smaller Generalization Error in Federated Learningcited by 10
  27. 2024Information-Theoretic Generalization Bounds for Deep Neural Networkscited by 10
  28. 2022Information bottleneck theory of high-dimensional regression: relevancy, efficiency and optimalitycited by 9
  29. 2023Data-dependent Generalization Bounds via Variable-Size Compressibilitycited by 9
  30. 2022Stability Based Generalization Bounds for Exponential Family Langevin Dynamicscited by 8
  31. 2022Improved Information Theoretic Generalization Bounds for Distributed and Federated Learningcited by 8
  32. 2022On Leave-One-Out Conditional Mutual Information For Generalizationcited by 8
  33. 2024No Free Prune: Information-Theoretic Barriers to Pruning at Initializationcited by 8
  34. 2022f-divergences and their applications in lossy compression and bounding generalization errorcited by 7
  35. 2022Finite Littlestone Dimension Implies Finite Information Complexitycited by 7
  36. 2022Over-the-Air Split Machine Learning in Wireless MIMO Networkscited by 7
  37. 2023Generalization Analysis of Machine Learning Algorithms via the Worst-Case Data-Generating Probability Measurecited by 7
  38. 2024Leveraging PAC-Bayes Theory and Gibbs Distributions for Generalization Bounds with Complexity Measurescited by 7

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