On the Parameterization and Initialization of Diagonal State Space Models
Not on the map. Why?
Cited by 150 in State-space sequence models (S4, Mamba), but placed by its own abstract, which didn’t fit.
Abstract (arXiv)
State space models (SSM) have recently been shown to be very effective as a deep learning layer as a promising alternative to sequence models such as RNNs, CNNs, or Transformers. The first version to show this potential was the S4 model, which is particularly effective on tasks involving long-range dependencies by using a prescribed state matrix called the HiPPO matrix. While this has an interpretable mathematical mechanism for modeling long dependencies, it introduces a custom representation and algorithm that can be difficult to implement. On the other hand, a recent variant of S4 called DSS showed that restricting the state matrix to be fully diagonal can still preserve the performance of the original model when using a specific initialization based on approximating S4's matrix. This work seeks to systematically understand how to parameterize and initialize such diagonal state space models. While it follows from classical results that almost all SSMs have an equivalent diagonal form, we show that the initialization is critical for performance. We explain why DSS works mathematically, by showing that the diagonal restriction of S4's matrix surprisingly recovers the same kernel in the limit of infinite state dimension. We also systematically describe various design choices in parameterizing and computing diagonal SSMs, and perform a controlled empirical study ablating the effects of these choices. Our final model S4D is a simple diagonal version of S4 whose kernel computation requires just 2 lines of code and performs comparably to S4 in almost all settings, with state-of-the-art results for image, audio, and medical time-series domains, and averaging 85% on the Long Range Arena benchmark.
Key facts. Cited by 424 papers in the map (data through 14 Oct 2026). Builds on 17 of its 40 references that are in the map. First posted on arXiv 23 Jun 2022.
Builds on
17 of 40 references.
References · 17
- 2015Batch Normalization: Accelerating Deep Network Training by Reducing Internal Covariate Shiftcited by 7,005
- 2016Layer Normalizationcited by 5,669
- 2021Efficiently Modeling Long Sequences with Structured State Spacescited by 2,465
- 2020GLU Variants Improve Transformercited by 1,804
- 2016Language Modeling with Gated Convolutional Networkscited by 702
- 2020Long Range Arena: A Benchmark for Efficient Transformerscited by 700
- 2020HiPPO: Recurrent Memory with Optimal Polynomial Projectionscited by 605
- 2020Neural Controlled Differential Equations for Irregular Time Seriescited by 506
- 2022Diagonal State Spaces are as Effective as Structured State Spacescited by 350
- 2022It's Raw! Audio Generation with State-Space Modelscited by 171
- 2020Neural Rough Differential Equations for Long Time Seriescited by 143
- 2021CKConv: Continuous Kernel Convolution For Sequential Datacited by 120
5 more
- 2020Lipschitz Recurrent Neural Networkscited by 89
- 2021FlexConv: Continuous Kernel Convolutions with Differentiable Kernel Sizescited by 66
- 2018Learning Longer-term Dependencies in RNNs with Auxiliary Lossescited by 58
- 2021UnICORNN: A recurrent model for learning very long time dependenciescited by 56
- 2018Trellis Networks for Sequence Modelingcited by 52
Built on by
Citing papers per year: 2022: 13; 2023: 38; 2024: 155; 2025: 122; 2026: 96.
424 papers.
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50 most cited of 424 All 424 (JSON)
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- 2026Fractional State Space Transition for Long Sequence Modeling28 Sep 2026
- 2026Retracing Hodgkin and Huxley: State Recovery Does Not Certify Mechanism28 Sep 2026
- 2026Length-Independent State Tracking Under a Parallel Scan26 Sep 2026
- 2026When Labels Are Scarce: An Oscillatory State Space Model for Vibration Diagnosis23 Sep 2026
- 2026REACT: A Fully Spiking State-Space Model for Real-Time Event-Driven Temporal Perception16 Sep 2026
- 2026Continuous-Time Machine Learning: A Unified Mathematical Perspective15 Sep 2026
- 2026Prospective Coding Improves Learning in Deep Continuous-Time Recurrent Networks3 Sep 2026
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