Strategic Instrumental Variable Regression: Recovering Causal Relationships From Strategic Responses
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Abstract (arXiv)
In settings where Machine Learning (ML) algorithms automate or inform consequential decisions about people, individual decision subjects are often incentivized to strategically modify their observable attributes to receive more favorable predictions. As a result, the distribution the assessment rule is trained on may differ from the one it operates on in deployment. While such distribution shifts, in general, can hinder accurate predictions, our work identifies a unique opportunity associated with shifts due to strategic responses: We show that we can use strategic responses effectively to recover causal relationships between the observable features and outcomes we wish to predict, even under the presence of unobserved confounding variables. Specifically, our work establishes a novel connection between strategic responses to ML models and instrumental variable (IV) regression by observing that the sequence of deployed models can be viewed as an instrument that affects agents' observable features but does not directly influence their outcomes. We show that our causal recovery method can be utilized to improve decision-making across several important criteria: individual fairness, agent outcomes, and predictive risk. In particular, we show that if decision subjects differ in their ability to modify non-causal attributes, any decision rule deviating from the causal coefficients can lead to (potentially unbounded) individual-level unfairness.
Key facts. Cited by 32 papers in the map (data through 7 Oct 2026). Builds on 22 of its 52 references that are in the map. First posted on arXiv 12 Jul 2021.
Builds on
22 of 52 references.
References · 22
- 2017Counterfactual Fairnesscited by 802
- 2020Performative Predictioncited by 318
- 2015Strategic Classificationcited by 256
- 2019Causality for Machine Learningcited by 242
- 2017Strategic Classification from Revealed Preferencescited by 126
- 2021Outside the Echo Chamber: Optimizing the Performative Riskcited by 95
- 2013Discrimination in Online Ad Deliverycited by 93
- 2019Strategic Classification is Causal Modeling in Disguisecited by 92
- 2020Stochastic Optimization for Performative Predictioncited by 92
- 2018How Do Classifiers Induce Agents To Invest Effort Strategically?cited by 82
- 2020On the Almost Sure Convergence of Stochastic Gradient Descent in Non-Convex Problemscited by 79
- 2018The Disparate Effects of Strategic Manipulationcited by 75
10 more
- 2020Causal Strategic Linear Regressioncited by 65
- 2018Causal Reasoning for Algorithmic Fairnesscited by 51
- 2019On the Long-term Impact of Algorithmic Decision Policies: Effort Unfairness and Feature Segregation through Social Learningcited by 48
- 2019The Disparate Equilibria of Algorithmic Decision Making when Individuals Invest Rationallycited by 41
- 2019What does it mean to solve the problem of discrimination in hiring? Social, technical and legal perspectives from the UK on automated hiring systemscited by 38
- 2018From Fair Decision Making to Social Equalitycited by 36
- 2021Stateful Strategic Regressioncited by 32
- 2014Optimum Statistical Estimation with Strategic Data Sourcescited by 28
- 2015Truthful Linear Regressioncited by 12
- 2017Instrument-Armed Banditscited by 10
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Citing papers per year: 2021: 1; 2022: 5; 2023: 8; 2024: 7; 2025: 6; 2026: 5.
32 papers.
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- 2022Anticipating Performativity by Predicting from Predictionscited by 37
- 2022The Sample Complexity of Online Contract Designcited by 35
- 2022Generalized Strategic Classification and the Case of Aligned Incentivescited by 34
- 2023Causal Strategic Classification: A Tale of Two Shiftscited by 30
- 2021Bayesian Persuasion for Algorithmic Recoursecited by 14
- 2023Performative Recommendation: Diversifying Content via Strategic Incentivescited by 12
- 2023Strategic Apple Tastingcited by 10
- 2023Causal Strategic Learning with Competitive Selectioncited by 9
- 2024Automating Data Annotation under Strategic Human Agents: Risks and Potential Solutionscited by 9
- 2023Online Learning in a Creator Economycited by 8
- 2024Learning under Imitative Strategic Behavior with Unforeseeable Outcomescited by 8
- 2025Performative Validity of Recourse Explanationscited by 8
20 more
- 2023Stochastic Online Instrumental Variable Regression: Regrets for Endogeneity and Bandit Feedbackcited by 7
- 2024Strategic Classification With Externalitiescited by 7
- 2024Learning In Reverse Causal Strategic Environments With Ramifications on Two Sided Marketscited by 6
- 2022Learning Instrumental Variable from Data Fusion for Treatment Effect Estimationcited by 5
- 2022Strategyproof Decision-Making in Panel Data Settings and Beyondcited by 4
- 2023Adaptive Principal Component Regression with Applications to Panel Datacited by 4
- 2024Strategic Linear Contextual Banditscited by 4
- 2025Incentive-Aware Machine Learning; Robustness, Fairness, Improvement & Causalitycited by 3
- 2023Discovering Optimal Scoring Mechanisms in Causal Strategic Predictioncited by 2
- 2024Microfoundation Inference for Strategic Predictioncited by 2
- 2025Explanation Design in Strategic Learning: Sufficient Explanations that Induce Non-harmful Responsescited by 1
- 2025COBRA: Contextual Bandit Algorithm for Ensuring Truthful Strategic Agentscited by 1
- 2026Beyond Rational Illusion: Behaviorally Realistic Strategic Classificationcited by 1
- 2024Learning Under Moral Hazard with Instrumental Regression and Generalized Method of Momentscited by 0
- 2025Estimating Misreporting in the Presence of Genuine Modification: A Causal Perspectivecited by 0
- 2025The Sample Complexity of Online Strategic Decision Making with Information Asymmetry and Knowledge Transportabilitycited by 0
- 2026Algometrics: Forecasting Under Algorithmic Feedbackcited by 0
- 2026Off-Policy Evaluation with Strategic Agents via Local Disclosurecited by 0
- 2026Ambiguous Strategic Classificationcited by 0
- 2026Strategic Classification Has a Missing Lever: Audit Riskcited by 0
- 2026Strategic Classification Has a Missing Lever: Audit Risk18 Sep 2026
- 2026Ambiguous Strategic Classification8 Jun 2026
- 2026Off-Policy Evaluation with Strategic Agents via Local Disclosure5 Jun 2026
- 2026Beyond Rational Illusion: Behaviorally Realistic Strategic Classification19 May 2026
- 2026Algometrics: Forecasting Under Algorithmic Feedback13 May 2026
- 2025Performative Validity of Recourse Explanations18 Jun 2025
- 2025The Sample Complexity of Online Strategic Decision Making with Information Asymmetry and Knowledge Transportability11 Jun 2025
- 2025Estimating Misreporting in the Presence of Genuine Modification: A Causal Perspective29 May 2025
- 2025COBRA: Contextual Bandit Algorithm for Ensuring Truthful Strategic Agents29 May 2025
- 2025Incentive-Aware Machine Learning; Robustness, Fairness, Improvement & Causality8 May 2025
- 2025Explanation Design in Strategic Learning: Sufficient Explanations that Induce Non-harmful Responses6 Feb 2025
- 2024Microfoundation Inference for Strategic Prediction13 Nov 2024
20 more
- 2024Strategic Classification With Externalities10 Oct 2024
- 2024Strategic Linear Contextual Bandits1 Jun 2024
- 2024Learning Under Moral Hazard with Instrumental Regression and Generalized Method of Moments31 May 2024
- 2024Automating Data Annotation under Strategic Human Agents: Risks and Potential Solutions12 May 2024
- 2024Learning under Imitative Strategic Behavior with Unforeseeable Outcomes3 May 2024
- 2024Learning In Reverse Causal Strategic Environments With Ramifications on Two Sided Markets20 Apr 2024
- 2023Causal Strategic Learning with Competitive Selection30 Aug 2023
- 2023Adaptive Principal Component Regression with Applications to Panel Data3 Jul 2023
- 2023Strategic Apple Tasting9 Jun 2023
- 2023Online Learning in a Creator Economy19 May 2023
- 2023Stochastic Online Instrumental Variable Regression: Regrets for Endogeneity and Bandit Feedback18 Feb 2023
- 2023Discovering Optimal Scoring Mechanisms in Causal Strategic Prediction14 Feb 2023
- 2023Causal Strategic Classification: A Tale of Two Shifts13 Feb 2023
- 2023Performative Recommendation: Diversifying Content via Strategic Incentives8 Feb 2023
- 2022Strategyproof Decision-Making in Panel Data Settings and Beyond25 Nov 2022
- 2022The Sample Complexity of Online Contract Design10 Nov 2022
- 2022Learning Instrumental Variable from Data Fusion for Treatment Effect Estimation23 Aug 2022
- 2022Anticipating Performativity by Predicting from Predictions15 Aug 2022
- 2022Generalized Strategic Classification and the Case of Aligned Incentives9 Feb 2022
- 2021Bayesian Persuasion for Algorithmic Recourse12 Dec 2021
- 2022Anticipating Performativity by Predicting from Predictionscited by 37
- 2022The Sample Complexity of Online Contract Designcited by 35
- 2022Generalized Strategic Classification and the Case of Aligned Incentivescited by 34
- 2023Causal Strategic Classification: A Tale of Two Shiftscited by 30
- 2021Bayesian Persuasion for Algorithmic Recoursecited by 14
- 2023Performative Recommendation: Diversifying Content via Strategic Incentivescited by 12
- 2023Strategic Apple Tastingcited by 10
- 2023Causal Strategic Learning with Competitive Selectioncited by 9
- 2024Automating Data Annotation under Strategic Human Agents: Risks and Potential Solutionscited by 9
- 2023Online Learning in a Creator Economycited by 8
- 2024Learning under Imitative Strategic Behavior with Unforeseeable Outcomescited by 8
- 2025Performative Validity of Recourse Explanationscited by 8
12 most cited of 32 All 32 (JSON)
- 2026Strategic Classification Has a Missing Lever: Audit Risk18 Sep 2026
- 2026Ambiguous Strategic Classification8 Jun 2026
- 2026Off-Policy Evaluation with Strategic Agents via Local Disclosure5 Jun 2026
- 2026Beyond Rational Illusion: Behaviorally Realistic Strategic Classification19 May 2026
- 2026Algometrics: Forecasting Under Algorithmic Feedback13 May 2026
- 2025Performative Validity of Recourse Explanations18 Jun 2025
- 2025The Sample Complexity of Online Strategic Decision Making with Information Asymmetry and Knowledge Transportability11 Jun 2025
- 2025Estimating Misreporting in the Presence of Genuine Modification: A Causal Perspective29 May 2025
- 2025COBRA: Contextual Bandit Algorithm for Ensuring Truthful Strategic Agents29 May 2025
- 2025Incentive-Aware Machine Learning; Robustness, Fairness, Improvement & Causality8 May 2025
- 2025Explanation Design in Strategic Learning: Sufficient Explanations that Induce Non-harmful Responses6 Feb 2025
- 2024Microfoundation Inference for Strategic Prediction13 Nov 2024
12 newest of 32 All 32 (JSON)