mlsanityData to 7 Oct 2026

Embedding Principle of Loss Landscape of Deep Neural Networks

arXiv 2105.14573 ↗First posted 30 May 2021cs.LG stat.MLcited by 36

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Abstract (arXiv)

Understanding the structure of loss landscape of deep neural networks (DNNs)is obviously important. In this work, we prove an embedding principle that the loss landscape of a DNN "contains" all the critical points of all the narrower DNNs. More precisely, we propose a critical embedding such that any critical point, e.g., local or global minima, of a narrower DNN can be embedded to a critical point/hyperplane of the target DNN with higher degeneracy and preserving the DNN output function. The embedding structure of critical points is independent of loss function and training data, showing a stark difference from other nonconvex problems such as protein-folding. Empirically, we find that a wide DNN is often attracted by highly-degenerate critical points that are embedded from narrow DNNs. The embedding principle provides an explanation for the general easy optimization of wide DNNs and unravels a potential implicit low-complexity regularization during the training. Overall, our work provides a skeleton for the study of loss landscape of DNNs and its implication, by which a more exact and comprehensive understanding can be anticipated in the near

Key facts. Cited by 36 papers in the map (data through 7 Oct 2026). Builds on 31 of its 43 references that are in the map. First posted on arXiv 30 May 2021.

Builds on

31 of 43 references.

References · 31

  1. 2018Neural Tangent Kernel: Convergence and Generalization in Neural Networkscited by 2,597
  2. 2018The Lottery Ticket Hypothesis: Finding Sparse, Trainable Neural Networkscited by 2,250
  3. 2016Understanding deep learning requires rethinking generalizationcited by 1,657
  4. 2016On Large-Batch Training for Deep Learning: Generalization Gap and Sharp Minimacited by 1,337
  5. 2017A Closer Look at Memorization in Deep Networkscited by 936
  6. 2018A Convergence Theory for Deep Learning via Over-Parameterizationcited by 784
  7. 2018Gradient Descent Finds Global Minima of Deep Neural Networkscited by 572
  8. 2019On Exact Computation with an Infinitely Wide Neural Netcited by 572
  9. 2018A Mean Field View of the Landscape of Two-Layers Neural Networkscited by 463
  10. 2018On the Global Convergence of Gradient Descent for Over-parameterized Models using Optimal Transportcited by 422
  11. 2019Frequency Principle: Fourier Analysis Sheds Light on Deep Neural Networkscited by 360
  12. 2014The Loss Surfaces of Multilayer Networkscited by 278
19 more
  1. 2019SGD on Neural Networks Learns Functions of Increasing Complexitycited by 203
  2. 2020Deep learning versus kernel learning: an empirical study of loss landscape geometry and the time evolution of the Neural Tangent Kernelcited by 185
  3. 2018Training behavior of deep neural network in frequency domaincited by 174
  4. 2018Stochastic Gradient Descent Optimizes Over-parameterized Deep ReLU Networkscited by 139
  5. 2021Geometry of the Loss Landscape in Overparameterized Neural Networks: Symmetries and Invariancescited by 125
  6. 2018Mean Field Analysis of Neural Networks: A Central Limit Theoremcited by 107
  7. 2020Towards a Mathematical Understanding of Neural Network-Based Machine Learning: what we know and what we don'tcited by 94
  8. 2019Asymmetric Valleys: Beyond Sharp and Flat Local Minimacited by 90
  9. 2017Towards Understanding Generalization of Deep Learning: Perspective of Loss Landscapescited by 84
  10. 2019A Comparative Analysis of the Optimization and Generalization Property of Two-layer Neural Network and Random Feature Models Under Gradient Descent Dynamicscited by 49
  11. 2019Gradient Dynamics of Shallow Univariate ReLU Networkscited by 46
  12. 2019A type of generalization error induced by initialization in deep neural networkscited by 33
  13. 2019Semi-flat minima and saddle points by embedding neural networks to overparameterizationcited by 29
  14. 2019Neural networks are a priori biased towards Boolean functions with low entropycited by 24
  15. 2019Quantifying the generalization error in deep learning in terms of data distribution and neural network smoothnesscited by 22
  16. 2020A Dynamical Central Limit Theorem for Shallow Neural Networkscited by 22
  17. 2019Loss Patterns of Neural Networkscited by 10
  18. 2020The Quenching-Activation Behavior of the Gradient Descent Dynamics for Two-layer Neural Network Modelscited by 7
  19. 2020Assessing the Bilingual Knowledge Learned by Neural Machine Translation Modelscited by 3

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2021: 2; 2022: 5; 2023: 5; 2024: 13; 2025: 8; 2026: 3.

36 papers.

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  1. 2022Overview frequency principle/spectral bias in deep learningcited by 68
  2. 2022Implicit regularization of dropoutcited by 24
  3. 2021Embedding Principle: a hierarchical structure of loss landscape of deep neural networkscited by 21
  4. 2025Complexity Control Facilitates Reasoning-Based Compositional Generalization in Transformerscited by 19
  5. 2022Empirical Phase Diagram for Three-layer Neural Networks with Infinite Widthcited by 17
  6. 2023Phase Diagram of Initial Condensation for Two-layer Neural Networkscited by 15
  7. 2023Loss Spike in Training Neural Networkscited by 15
  8. 2024Initialization is Critical to Whether Transformers Fit Composite Functions by Reasoning or Memorizingcited by 15
  9. 2025Saddle-to-Saddle Dynamics Explains A Simplicity Bias Across Neural Network Architecturescited by 14
  10. 2025An overview of condensation phenomenon in deep learningcited by 13
  11. 2021On the existence of global minima and convergence analyses for gradient descent methods in the training of deep neural networkscited by 12
  12. 2024Non-convergence to global minimizers for Adam and stochastic gradient descent optimization and constructions of local minimizers in the training of artificial neural networkscited by 9
24 more
  1. 2024Exploring Neural Network Landscapes: Star-Shaped and Geodesic Connectivitycited by 9
  2. 2024How Neural Networks Learn the Support is an Implicit Regularization Effect of SGDcited by 8
  3. 2022Embedding Principle in Depth for the Loss Landscape Analysis of Deep Neural Networkscited by 7
  4. 2022Linear Stability Hypothesis and Rank Stratification for Nonlinear Modelscited by 7
  5. 2023Understanding the Initial Condensation of Convolutional Neural Networkscited by 7
  6. 2024Loss Landscape of Shallow ReLU-like Neural Networks: Stationary Points, Saddle Escape, and Network Embeddingcited by 6
  7. 2023Optimistic Estimate Uncovers the Potential of Nonlinear Modelscited by 5
  8. 2024Exploring Loss Landscapes through the Lens of Spin Glass Theorycited by 4
  9. 2024On the dynamics of three-layer neural networks: initial condensationcited by 3
  10. 2024Connectivity Shapes Implicit Regularization in Matrix Factorization Models for Matrix Completioncited by 3
  11. 2024Deep Loss Convexification for Learning Iterative Modelscited by 3
  12. 2025Flat Channels to Infinity in Neural Loss Landscapescited by 3
  13. 2026Towards Understanding Adam Convergence on Highly Degenerate Polynomialscited by 3
  14. 2024Efficient and Flexible Method for Reducing Moderate-size Deep Neural Networks with Condensationcited by 2
  15. 2024Modeling Structured Data Learning with Restricted Boltzmann Machines in the Teacher-Student Settingcited by 2
  16. 2025Analyzing the Role of Permutation Invariance in Linear Mode Connectivitycited by 2
  17. 2025Saddle Hierarchy in Dense Associative Memorycited by 1
  18. 2023Learning Stochastic Dynamical Systems as an Implicit Regularization with Graph Neural Networkscited by 0
  19. 2024Local Linear Recovery Guarantee of Deep Neural Networks at Overparameterizationcited by 0
  20. 2024Linear Independence of Generalized Neurons and Related Functionscited by 0
  21. 2025Embedding principle of homogeneous neural network for classification problemcited by 0
  22. 2025Uncovering Critical Sets of Deep Neural Networks via Sample-Independent Critical Liftingcited by 0
  23. 2026Exploiting weight-space symmetries for approximating curvaturecited by 0
  24. 2026A Geometric Characterization of the Stationary Plateau for Two-Layer Neural Networkscited by 0