mlsanityData to 7 Oct 2026

Asymmetric Valleys: Beyond Sharp and Flat Local Minima

arXiv 1902.00744 ↗First posted 2 Feb 2019cs.LG stat.MLcited by 90

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Abstract (arXiv)

Despite the non-convex nature of their loss functions, deep neural networks are known to generalize well when optimized with stochastic gradient descent (SGD). Recent work conjectures that SGD with proper configuration is able to find wide and flat local minima, which have been proposed to be associated with good generalization performance. In this paper, we observe that local minima of modern deep networks are more than being flat or sharp. Specifically, at a local minimum there exist many asymmetric directions such that the loss increases abruptly along one side, and slowly along the opposite side--we formally define such minima as asymmetric valleys. Under mild assumptions, we prove that for asymmetric valleys, a solution biased towards the flat side generalizes better than the exact minimizer. Further, we show that simply averaging the weights along the SGD trajectory gives rise to such biased solutions implicitly. This provides a theoretical explanation for the intriguing phenomenon observed by Izmailov et al. (2018). In addition, we empirically find that batch normalization (BN) appears to be a major cause for asymmetric valleys.

Key facts. Cited by 90 papers in the map (data through 7 Oct 2026). First posted on arXiv 2 Feb 2019.

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2021: 19; 2022: 20; 2023: 21; 2024: 13; 2025: 12; 2026: 5.

90 papers.

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  1. 2021SelfReg: Self-supervised Contrastive Regularization for Domain Generalizationcited by 189
  2. 2022Towards Understanding Sharpness-Aware Minimizationcited by 145
  3. 2022Towards Efficient and Scalable Sharpness-Aware Minimizationcited by 129
  4. 2022Understanding Gradient Descent on Edge of Stability in Deep Learningcited by 126
  5. 2021Overcoming Catastrophic Forgetting in Incremental Few-Shot Learning by Finding Flat Minimacited by 118
  6. 2023A Modern Look at the Relationship between Sharpness and Generalizationcited by 91
  7. 2022Understanding the Generalization Benefit of Normalization Layers: Sharpness Reductioncited by 86
  8. 2022A Closer Look at Smoothness in Domain Adversarial Trainingcited by 85
  9. 2021Information-Theoretic Generalization Bounds for Stochastic Gradient Descentcited by 84
  10. 2022When Do Flat Minima Optimizers Work?cited by 78
  11. 2024Exponential Moving Average of Weights in Deep Learning: Dynamics and Benefitscited by 65
  12. 2023Gradient Norm Aware Minimization Seeks First-Order Flatness and Improves Generalizationcited by 57
38 more
  1. 2023An Adaptive Policy to Employ Sharpness-Aware Minimizationcited by 43
  2. 2022Closing the Generalization Gap of Cross-silo Federated Medical Image Segmentationcited by 41
  3. 2023No Train No Gain: Revisiting Efficient Training Algorithms For Transformer-based Language Modelscited by 41
  4. 2021Embedding Principle of Loss Landscape of Deep Neural Networkscited by 36
  5. 2022Symmetries, flat minima, and the conserved quantities of gradient flowcited by 35
  6. 2023Revisiting the Noise Model of Stochastic Gradient Descentcited by 35
  7. 2024Make Continual Learning Stronger via C-Flatcited by 35
  8. 2024Does SGD really happen in tiny subspaces?cited by 35
  9. 2021Taxonomizing local versus global structure in neural network loss landscapescited by 34
  10. 2022On the Generalization Mystery in Deep Learningcited by 25
  11. 2021Embedding Principle: a hierarchical structure of loss landscape of deep neural networkscited by 21
  12. 2023AdaSAM: Boosting Sharpness-Aware Minimization with Adaptive Learning Rate and Momentum for Training Deep Neural Networkscited by 21
  13. 2023Training trajectories, mini-batch losses and the curious role of the learning ratecited by 20
  14. 2022Beyond Losses Reweighting: Empowering Multi-Task Learning via the Generalization Perspectivecited by 15
  15. 2023Butterfly Effects of SGD Noise: Error Amplification in Behavior Cloning and Autoregressioncited by 14
  16. 2023How to escape sharp minima with random perturbationscited by 13
  17. 2025Towards Quantifying the Hessian Structure of Neural Networkscited by 13
  18. 2021Formal Language Theory Meets Modern NLPcited by 9
  19. 2022On the generalization of learning algorithms that do not convergecited by 9
  20. 2022Generalisation under gradient descent via deterministic PAC-Bayescited by 9
  21. 2023Exploring the Effect of Multi-step Ascent in Sharpness-Aware Minimizationcited by 9
  22. 2024Exploring Neural Network Landscapes: Star-Shaped and Geodesic Connectivitycited by 9
  23. 2025ZeroFlow: Overcoming Catastrophic Forgetting is Easier than You Thinkcited by 9
  24. 2023Learning to Generalize Provably in Learning to Optimizecited by 8
  25. 2021A Neural Pre-Conditioning Active Learning Algorithm to Reduce Label Complexitycited by 7
  26. 2022Embedding Principle in Depth for the Loss Landscape Analysis of Deep Neural Networkscited by 7
  27. 2023HiFi: High-Information Attention Heads Hold for Parameter-Efficient Model Adaptationcited by 7
  28. 2023DOT: A Distillation-Oriented Trainercited by 7
  29. 2021Rethinking Adam: A Twofold Exponential Moving Average Approachcited by 6
  30. 2021AlterSGD: Finding Flat Minima for Continual Learning by Alternative Trainingcited by 6
  31. 2023Random Teachers are Good Teacherscited by 6
  32. 2024Mirror Gradient: Towards Robust Multimodal Recommender Systems via Exploring Flat Local Minimacited by 6
  33. 2025Zeroth-Order Optimization Finds Flat Minimacited by 6
  34. 2021Low Dimensional Landscape Hypothesis is True: DNNs can be Trained in Tiny Subspacescited by 5
  35. 2021What training reveals about neural network complexitycited by 5
  36. 2021Exponential escape efficiency of SGD from sharp minima in non-stationary regimecited by 5
  37. 2022Data-Efficient Double-Win Lottery Tickets from Robust Pre-trainingcited by 5
  38. 2023Unveiling the Hessian's Connection to the Decision Boundarycited by 5

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