Implicit regularization of dropout
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Abstract (arXiv)
It is important to understand how dropout, a popular regularization method, aids in achieving a good generalization solution during neural network training. In this work, we present a theoretical derivation of an implicit regularization of dropout, which is validated by a series of experiments. Additionally, we numerically study two implications of the implicit regularization, which intuitively rationalizes why dropout helps generalization. Firstly, we find that input weights of hidden neurons tend to condense on isolated orientations trained with dropout. Condensation is a feature in the non-linear learning process, which makes the network less complex. Secondly, we experimentally find that the training with dropout leads to the neural network with a flatter minimum compared with standard gradient descent training, and the implicit regularization is the key to finding flat solutions. Although our theory mainly focuses on dropout used in the last hidden layer, our experiments apply to general dropout in training neural networks. This work points out a distinct characteristic of dropout compared with stochastic gradient descent and serves as an important basis for fully understanding dropout.
Key facts. Cited by 24 papers in the map (data through 7 Oct 2026). Builds on 44 of its 61 references that are in the map. First posted on arXiv 13 Jul 2022.
Builds on
44 of 61 references.
References · 44
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- 2014Adam: A Method for Stochastic Optimizationcited by 36,960
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32 more
- 2018Training behavior of deep neural network in frequency domaincited by 174
- 2019Towards Understanding the Spectral Bias of Deep Learningcited by 173
- 2017Generalization in Deep Learningcited by 146
- 2020Implicit Gradient Regularizationcited by 145
- 2019The Convergence Rate of Neural Networks for Learned Functions of Different Frequenciescited by 134
- 2019Implicit regularization for deep neural networks driven by an Ornstein-Uhlenbeck like processcited by 123
- 2013Dropout Training as Adaptive Regularizationcited by 89
- 2020The Implicit and Explicit Regularization Effects of Dropoutcited by 71
- 2019Measurements of Three-Level Hierarchical Structure in the Outliers in the Spectrum of Deepnet Hessianscited by 68
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- 2013A PAC-Bayesian Tutorial with A Dropout Boundcited by 43
- 2021Embedding Principle of Loss Landscape of Deep Neural Networkscited by 36
- 2021Towards Understanding the Condensation of Neural Networks at Initial Trainingcited by 31
- 2020Dropout: Explicit Forms and Capacity Controlcited by 27
- 2020Dropout as an Implicit Gating Mechanism For Continual Learningcited by 24
- 2018On the Implicit Bias of Dropoutcited by 22
- 2021Embedding Principle: a hierarchical structure of loss landscape of deep neural networkscited by 21
- 2014On the Inductive Bias of Dropoutcited by 19
- 2020On Convergence and Generalization of Dropout Trainingcited by 19
- 2022Empirical Phase Diagram for Three-layer Neural Networks with Infinite Widthcited by 17
- 2017Dropout as a Low-Rank Regularizer for Matrix Factorizationcited by 14
- 2020An analytic theory of shallow networks dynamics for hinge loss classificationcited by 14
- 2021Linear Frequency Principle Model to Understand the Absence of Overfitting in Neural Networkscited by 14
- 2022Embedding Principle in Depth for the Loss Landscape Analysis of Deep Neural Networkscited by 7
- 2019On the Regularization Properties of Structured Dropoutcited by 5
- 2020Almost Sure Convergence of Dropout Algorithms for Neural Networkscited by 4
- 2020Dropout as a Regularizer of Interaction Effectscited by 4
- 2014Altitude Training: Strong Bounds for Single-Layer Dropoutcited by 2
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Citing papers per year: 2022: 1; 2023: 5; 2024: 6; 2025: 9; 2026: 3.
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- 2026Dropout and Random Gradient Masking Are Asymptotically Equivalent in Large ResNets18 Jul 2026
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- 2026On Surprising Effectiveness of Masking Updates in Adaptive Optimizers17 Feb 2026
- 2025Convergence, design and training of continuous-time dropout as a random batch method15 Oct 2025
- 2025Phase Diagram of Dropout for Two-Layer Neural Networks in the Mean-Field Regime8 Oct 2025
- 2025Scalable Complexity Control Facilitates Reasoning Ability of LLMs29 May 2025
- 2025KO: Kinetics-inspired Neural Optimizer with PDE Simulation Approaches20 May 2025
- 2025High-order Regularization for Machine Learning and Learning-based Control13 May 2025
- 2025Analytic theory of dropout regularization12 May 2025
- 2025FIC-TSC: Learning Time Series Classification with Fisher Information Constraint9 May 2025
- 2025How Effective Can Dropout Be in Multiple Instance Learning ?21 Apr 2025
- 2025An overview of condensation phenomenon in deep learning13 Apr 2025
12 more
- 2024Numerical Approximation Capacity of Neural Networks with Bounded Parameters: Do Limits Exist, and How Can They Be Measured?25 Sep 2024
- 2024Local Linear Recovery Guarantee of Deep Neural Networks at Overparameterization26 Jun 2024
- 2024Initialization is Critical to Whether Transformers Fit Composite Functions by Reasoning or Memorizing8 May 2024
- 2024Loss Jump During Loss Switch in Solving PDEs with Neural Networks6 May 2024
- 2024Singular-limit analysis of gradient descent with noise injection18 Apr 2024
- 2024X-SHIELD: Regularization for eXplainable Artificial Intelligence3 Apr 2024
- 2023Feature Noise Boosts DNN Generalization under Label Noise3 Aug 2023
- 2023Optimistic Estimate Uncovers the Potential of Nonlinear Models18 Jul 2023
- 2023Stochastic Modified Equations and Dynamics of Dropout Algorithm25 May 2023
- 2023Understanding the Initial Condensation of Convolutional Neural Networks17 May 2023
- 2023Sparse MoE as the New Dropout: Scaling Dense and Self-Slimmable Transformers2 Mar 2023
- 2022Linear Stability Hypothesis and Rank Stratification for Nonlinear Models21 Nov 2022
- 2024Initialization is Critical to Whether Transformers Fit Composite Functions by Reasoning or Memorizingcited by 15
- 2025An overview of condensation phenomenon in deep learningcited by 13
- 2023Stochastic Modified Equations and Dynamics of Dropout Algorithmcited by 11
- 2022Linear Stability Hypothesis and Rank Stratification for Nonlinear Modelscited by 7
- 2023Understanding the Initial Condensation of Convolutional Neural Networkscited by 7
- 2025How Effective Can Dropout Be in Multiple Instance Learning ?cited by 7
- 2023Optimistic Estimate Uncovers the Potential of Nonlinear Modelscited by 5
- 2024Singular-limit analysis of gradient descent with noise injectioncited by 5
- 2026On Surprising Effectiveness of Masking Updates in Adaptive Optimizerscited by 5
- 2024X-SHIELD: Regularization for eXplainable Artificial Intelligencecited by 3
- 2025Phase Diagram of Dropout for Two-Layer Neural Networks in the Mean-Field Regimecited by 3
- 2025FIC-TSC: Learning Time Series Classification with Fisher Information Constraintcited by 2
12 most cited of 22 All 22 (JSON)
- 2026Dropout and Random Gradient Masking Are Asymptotically Equivalent in Large ResNets18 Jul 2026
- 2026DPD-Cancer: Explainable Graph-Based Deep Learning for Small Molecule Anti-Cancer Activity Prediction27 Mar 2026
- 2026On Surprising Effectiveness of Masking Updates in Adaptive Optimizers17 Feb 2026
- 2025Convergence, design and training of continuous-time dropout as a random batch method15 Oct 2025
- 2025Phase Diagram of Dropout for Two-Layer Neural Networks in the Mean-Field Regime8 Oct 2025
- 2025KO: Kinetics-inspired Neural Optimizer with PDE Simulation Approaches20 May 2025
- 2025High-order Regularization for Machine Learning and Learning-based Control13 May 2025
- 2025Analytic theory of dropout regularization12 May 2025
- 2025FIC-TSC: Learning Time Series Classification with Fisher Information Constraint9 May 2025
- 2025How Effective Can Dropout Be in Multiple Instance Learning ?21 Apr 2025
- 2025An overview of condensation phenomenon in deep learning13 Apr 2025
- 2024Numerical Approximation Capacity of Neural Networks with Bounded Parameters: Do Limits Exist, and How Can They Be Measured?25 Sep 2024
12 newest of 22 All 22 (JSON)