mlsanityData to 14 Oct 2026

Embedding Principle: a hierarchical structure of loss landscape of deep neural networks

arXiv 2111.15527 ↗First posted 30 Nov 2021cs.LG cs.AIcited by 22

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Abstract (arXiv)

We prove a general Embedding Principle of loss landscape of deep neural networks (NNs) that unravels a hierarchical structure of the loss landscape of NNs, i.e., loss landscape of an NN contains all critical points of all the narrower NNs. This result is obtained by constructing a class of critical embeddings which map any critical point of a narrower NN to a critical point of the target NN with the same output function. By discovering a wide class of general compatible critical embeddings, we provide a gross estimate of the dimension of critical submanifolds embedded from critical points of narrower NNs. We further prove an irreversiblility property of any critical embedding that the number of negative/zero/positive eigenvalues of the Hessian matrix of a critical point may increase but never decrease as an NN becomes wider through the embedding. Using a special realization of general compatible critical embedding, we prove a stringent necessary condition for being a "truly-bad" critical point that never becomes a strict-saddle point through any critical embedding. This result implies the commonplace of strict-saddle points in wide NNs, which may be an important reason underlying the easy optimization of wide NNs widely observed in practice.

Key facts. Cited by 22 papers in the map (data through 14 Oct 2026). Builds on 29 of its 42 references that are in the map. First posted on arXiv 30 Nov 2021.

Builds on

29 of 42 references.

References · 29

  1. 2018The Lottery Ticket Hypothesis: Finding Sparse, Trainable Neural Networkscited by 2,262
  2. 2016Understanding deep learning requires rethinking generalizationcited by 1,674
  3. 2016On Large-Batch Training for Deep Learning: Generalization Gap and Sharp Minimacited by 1,352
  4. 2017Visualizing the Loss Landscape of Neural Netscited by 1,130
  5. 2017A Closer Look at Memorization in Deep Networkscited by 942
  6. 2018Gradient Descent Finds Global Minima of Deep Neural Networkscited by 574
  7. 2019On Exact Computation with an Infinitely Wide Neural Netcited by 573
  8. 2018On the Global Convergence of Gradient Descent for Over-parameterized Models using Optimal Transportcited by 426
  9. 2019Frequency Principle: Fourier Analysis Sheds Light on Deep Neural Networkscited by 368
  10. 2014The Loss Surfaces of Multilayer Networkscited by 280
  11. 2019SGD on Neural Networks Learns Functions of Increasing Complexitycited by 204
  12. 2018Training behavior of deep neural network in frequency domaincited by 174
17 more
  1. 2018Stochastic Gradient Descent Optimizes Over-parameterized Deep ReLU Networkscited by 141
  2. 2021Geometry of the Loss Landscape in Overparameterized Neural Networks: Symmetries and Invariancescited by 127
  3. 2020Towards a Mathematical Understanding of Neural Network-Based Machine Learning: what we know and what we don'tcited by 95
  4. 2019Asymmetric Valleys: Beyond Sharp and Flat Local Minimacited by 90
  5. 2017Towards Understanding Generalization of Deep Learning: Perspective of Loss Landscapescited by 84
  6. 2020Phase diagram for two-layer ReLU neural networks at infinite-width limitcited by 67
  7. 2018Gradient Descent Quantizes ReLU Network Featurescited by 61
  8. 2020The Global Landscape of Neural Networks: An Overviewcited by 57
  9. 2019Theory of the Frequency Principle for General Deep Neural Networkscited by 46
  10. 2021Embedding Principle of Loss Landscape of Deep Neural Networkscited by 38
  11. 2019Semi-flat minima and saddle points by embedding neural networks to overparameterizationcited by 30
  12. 2019Neural networks are a priori biased towards Boolean functions with low entropycited by 24
  13. 2019Quantifying the generalization error in deep learning in terms of data distribution and neural network smoothnesscited by 22
  14. 2020An analytic theory of shallow networks dynamics for hinge loss classificationcited by 14
  15. 2021Linear Frequency Principle Model to Understand the Absence of Overfitting in Neural Networkscited by 14
  16. 2019Loss Patterns of Neural Networkscited by 10
  17. 2020Assessing the Bilingual Knowledge Learned by Neural Machine Translation Modelscited by 3

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Cited by year (2026 to 14 Oct)

Citing papers per year: 2021: 1; 2022: 5; 2023: 4; 2024: 5; 2025: 4; 2026: 3.

22 papers.

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  1. 2022Overview frequency principle/spectral bias in deep learningcited by 69
  2. 2022Implicit regularization of dropoutcited by 25
  3. 2025Complexity Control Facilitates Reasoning-Based Compositional Generalization in Transformerscited by 20
  4. 2022Empirical Phase Diagram for Three-layer Neural Networks with Infinite Widthcited by 17
  5. 2024Initialization is Critical to Whether Transformers Fit Composite Functions by Reasoning or Memorizingcited by 17
  6. 2025An overview of condensation phenomenon in deep learningcited by 17
  7. 2023Phase Diagram of Initial Condensation for Two-layer Neural Networkscited by 16
  8. 2023Loss Spike in Training Neural Networkscited by 16
  9. 2021On the existence of global minima and convergence analyses for gradient descent methods in the training of deep neural networkscited by 12
  10. 2024Non-convergence to global minimizers for Adam and stochastic gradient descent optimization and constructions of local minimizers in the training of artificial neural networkscited by 9
  11. 2023Understanding the Initial Condensation of Convolutional Neural Networkscited by 8
  12. 2022Embedding Principle in Depth for the Loss Landscape Analysis of Deep Neural Networkscited by 7
10 more
  1. 2022Linear Stability Hypothesis and Rank Stratification for Nonlinear Modelscited by 7
  2. 2023Optimistic Estimate Uncovers the Potential of Nonlinear Modelscited by 5
  3. 2024On the dynamics of three-layer neural networks: initial condensationcited by 3
  4. 2024Connectivity Shapes Implicit Regularization in Matrix Factorization Models for Matrix Completioncited by 3
  5. 2025Flat Channels to Infinity in Neural Loss Landscapescited by 3
  6. 2026On the Superlinear Relationship between SGD Noise Covariance and Loss Landscape Curvaturecited by 2
  7. 2024Local Linear Recovery Guarantee of Deep Neural Networks at Overparameterizationcited by 0
  8. 2025Uncovering Critical Sets of Deep Neural Networks via Sample-Independent Critical Liftingcited by 0
  9. 2026A Geometric Characterization of the Stationary Plateau for Two-Layer Neural Networkscited by 0
  10. 2026Weight Decay and Neuron Condensation: A Three-Stage Analysis of Two-Layer ReLU Networkscited by 0