On Linear Stability of SGD and Input-Smoothness of Neural Networks
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Abstract (arXiv)
The multiplicative structure of parameters and input data in the first layer of neural networks is explored to build connection between the landscape of the loss function with respect to parameters and the landscape of the model function with respect to input data. By this connection, it is shown that flat minima regularize the gradient of the model function, which explains the good generalization performance of flat minima. Then, we go beyond the flatness and consider high-order moments of the gradient noise, and show that Stochastic Gradient Descent (SGD) tends to impose constraints on these moments by a linear stability analysis of SGD around global minima. Together with the multiplicative structure, we identify the Sobolev regularization effect of SGD, i.e. SGD regularizes the Sobolev seminorms of the model function with respect to the input data. Finally, bounds for generalization error and adversarial robustness are provided for solutions found by SGD under assumptions of the data distribution.
Key facts. Cited by 63 papers in the map (data through 14 Oct 2026). Builds on 27 of its 54 references that are in the map. First posted on arXiv 27 May 2021.
Builds on
27 of 54 references.
References · 27
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- 2016Understanding deep learning requires rethinking generalizationcited by 1,674
- 2016On Large-Batch Training for Deep Learning: Generalization Gap and Sharp Minimacited by 1,352
- 2018Averaging Weights Leads to Wider Optima and Better Generalizationcited by 1,209
- 2016Optimization Methods for Large-Scale Machine Learningcited by 1,150
- 2017Exploring Generalization in Deep Learningcited by 600
- 2017Sharp Minima Can Generalize For Deep Netscited by 466
- 2016Entropy-SGD: Biasing Gradient Descent Into Wide Valleyscited by 359
- 2017Stochastic Gradient Descent as Approximate Bayesian Inferencecited by 300
- 2019Intrinsic dimension of data representations in deep neural networkscited by 282
- 2017Three Factors Influencing Minima in SGDcited by 273
- 2017Improving the Adversarial Robustness and Interpretability of Deep Neural Networks by Regularizing their Input Gradientscited by 236
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- 2019A Tail-Index Analysis of Stochastic Gradient Noise in Deep Neural Networkscited by 214
- 2018Don't Use Large Mini-Batches, Use Local SGDcited by 202
- 2015Stochastic modified equations and adaptive stochastic gradient algorithmscited by 142
- 2013Stochastic Gradient Descent, Weighted Sampling, and the Randomized Kaczmarz algorithmcited by 133
- 2020Towards Theoretically Understanding Why SGD Generalizes Better Than ADAM in Deep Learningcited by 126
- 2018Stochastic Modified Equations and Dynamics of Stochastic Gradient Algorithms I: Mathematical Foundationscited by 114
- 2017Stochastic gradient descent performs variational inference, converges to limit cycles for deep networkscited by 109
- 2017Towards Understanding Generalization of Deep Learning: Perspective of Loss Landscapescited by 84
- 2020Regularizing Neural Networks via Adversarial Model Perturbationcited by 78
- 2018On exponential convergence of SGD in non-convex over-parametrized learningcited by 33
- 2017Gradient Regularization Improves Accuracy of Discriminative Modelscited by 26
- 2020On Uniform Convergence and Low-Norm Interpolation Learningcited by 24
- 2018Lipschitz regularized Deep Neural Networks generalize and are adversarially robustcited by 19
- 2019At Stability's Edge: How to Adjust Hyperparameters to Preserve Minima Selection in Asynchronous Training of Neural Networks?cited by 16
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Citing papers per year: 2022: 8; 2023: 18; 2024: 10; 2025: 12; 2026: 15.
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- 2022The alignment property of SGD noise and how it helps select flat minima: A stability analysiscited by 64
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- 2022A Unified Analysis of Mixed Sample Data Augmentation: A Loss Function Perspectivecited by 27
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- 2026On the Implicit Flatness Bias of Sharpness-Aware Minimization: A Linear Stability Analysis with Quantitative Hyperparameter Bounds4 Aug 2026
- 2026A Defense of the Quadratic Model23 Jul 2026
- 2026On the Difficulty of Learning a Meta-network for Training Data Selection30 May 2026
- 2026Improving Adversarial Robustness of Attribution via Implicit Regularization28 May 2026
- 2026The Origin of Edge of Stability22 Apr 2026
- 2026Generalization at the Edge of Stability21 Apr 2026
- 2026Zeroth-Order Optimization at the Edge of Stability16 Apr 2026
- 2026Momentum Further Constrains Sharpness at the Edge of Stochastic Stability15 Apr 2026
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