Batch Value-function Approximation with Only Realizability
On the map: Offline RL and imitation learning from data → Offline RL algorithms
Abstract (arXiv)
We make progress in a long-standing problem of batch reinforcement learning (RL): learning Q^star from an exploratory and polynomial-sized dataset, using a realizable and otherwise arbitrary function class. In fact, all existing algorithms demand function-approximation assumptions stronger than realizability, and the mounting negative evidence has led to a conjecture that sample-efficient learning is impossible in this setting (Chen and Jiang, 2019). Our algorithm, BVFT, breaks the hardness conjecture (albeit under a stronger notion of exploratory data) via a tournament procedure that reduces the learning problem to pairwise comparison, and solves the latter with the help of a state-action partition constructed from the compared functions. We also discuss how BVFT can be applied to model selection among other extensions and open problems.
Key facts. Cited by 103 papers in the map (data through 7 Oct 2026). Placed in Offline RL algorithms, one of 13 directions in Offline RL and imitation learning from data. First posted on arXiv 11 Aug 2020.
Builds on
No reference list yet.
Built on by
Citing papers per year: 2020: 2; 2021: 20; 2022: 26; 2023: 22; 2024: 14; 2025: 10; 2026: 9.
103 papers.
Sort:
By area:
- 2020Is Pessimism Provably Efficient for Offline RL?cited by 362
- 2023Iterative Preference Learning from Human Feedback: Bridging Theory and Practice for RLHF under KL-Constraintcited by 346
- 2021Bridging Offline Reinforcement Learning and Imitation Learning: A Tale of Pessimismcited by 275
- 2021Bellman-consistent Pessimism for Offline Reinforcement Learningcited by 267
- 2021Bellman Eluder Dimension: New Rich Classes of RL Problems, and Sample-Efficient Algorithmscited by 222
- 2021Pessimistic Model-based Offline Reinforcement Learning under Partial Coveragecited by 160
- 2022Hybrid RL: Using Both Offline and Online Data Can Make RL Efficientcited by 158
- 2020What are the Statistical Limits of Offline RL with Linear Function Approximation?cited by 135
- 2022Offline Reinforcement Learning with Realizability and Single-policy Concentrabilitycited by 122
- 2021Provable Benefits of Actor-Critic Methods for Offline Reinforcement Learningcited by 109
- 2022Sparse Mixture-of-Experts are Domain Generalizable Learnerscited by 85
- 2022The Role of Coverage in Online Reinforcement Learningcited by 82
38 more
- 2021Towards Instance-Optimal Offline Reinforcement Learning with Pessimismcited by 78
- 2021Offline Reinforcement Learning: Fundamental Barriers for Value Function Approximationcited by 69
- 2021Model Selection for Offline Reinforcement Learning: Practical Considerations for Healthcare Settingscited by 68
- 2021Near-Optimal Offline Reinforcement Learning via Double Variance Reductioncited by 56
- 2021Risk Bounds and Rademacher Complexity in Batch Reinforcement Learningcited by 42
- 2022Leveraging Offline Data in Online Reinforcement Learningcited by 42
- 2023Leveraging Factored Action Spaces for Efficient Offline Reinforcement Learning in Healthcarecited by 41
- 2021Instabilities of Offline RL with Pre-Trained Neural Representationcited by 38
- 2021Nearly Horizon-Free Offline Reinforcement Learningcited by 36
- 2022Offline Reinforcement Learning Under Value and Density-Ratio Realizability: The Power of Gapscited by 34
- 2021Towards Hyperparameter-free Policy Selection for Offline Reinforcement Learningcited by 32
- 2022Target Network and Truncation Overcome The Deadly Triad in Q-Learningcited by 31
- 2023Adversarial Model for Offline Reinforcement Learningcited by 31
- 2022Provably Efficient Offline Multi-agent Reinforcement Learning via Strategy-wise Bonuscited by 29
- 2022Optimal Conservative Offline RL with General Function Approximation via Augmented Lagrangiancited by 29
- 2021Towards Theoretical Understandings of Robust Markov Decision Processes: Sample Complexity and Asymptoticscited by 27
- 2022When is Offline Two-Player Zero-Sum Markov Game Solvable?cited by 27
- 2022On the Statistical Efficiency of Reward-Free Exploration in Non-Linear RLcited by 27
- 2022Performative Reinforcement Learningcited by 25
- 2022Transfer Learning for Contextual Multi-armed Banditscited by 24
- 2022When is Realizability Sufficient for Off-Policy Reinforcement Learning?cited by 17
- 2023Offline Learning in Markov Games with General Function Approximationcited by 16
- 2024Self-Play with Adversarial Critic: Provable and Scalable Offline Alignment for Language Modelscited by 16
- 2021Optimal Uniform OPE and Model-based Offline Reinforcement Learning in Time-Homogeneous, Reward-Free and Task-Agnostic Settingscited by 14
- 2022On Gap-dependent Bounds for Offline Reinforcement Learningcited by 13
- 2022Federated Offline Reinforcement Learningcited by 13
- 2022Provably Efficient Offline Reinforcement Learning with Trajectory-Wise Rewardcited by 13
- 2022Oracle Inequalities for Model Selection in Offline Reinforcement Learningcited by 13
- 2023Importance Weighted Actor-Critic for Optimal Conservative Offline Reinforcement Learningcited by 13
- 2023Towards Assessing and Benchmarking Risk-Return Tradeoff of Off-Policy Evaluationcited by 13
- 2024Performative Reinforcement Learning in Gradually Shifting Environmentscited by 13
- 2022Offline Reinforcement Learning with Differentiable Function Approximation is Provably Efficientcited by 12
- 2022Data-Efficient Pipeline for Offline Reinforcement Learning with Limited Datacited by 12
- 2023Efficient Policy Evaluation with Offline Data Informed Behavior Policy Designcited by 12
- 2021Model Selection in Batch Policy Optimizationcited by 11
- 2022Max-Min Off-Policy Actor-Critic Method Focusing on Worst-Case Robustness to Model Misspecificationcited by 11
- 2023Policy Finetuning in Reinforcement Learning via Design of Experiments using Offline Datacited by 11
- 2022Bellman Residual Orthogonalization for Offline Reinforcement Learningcited by 10
50 most cited of 103 All 103 (JSON)
- 2026A Convergence Framework for Deep V-Learning: Error Propagation and Sharp Action-Gap Bounds16 Sep 2026
- 2026The Sample Complexity of Policy Learning with Mu-Resets7 Aug 2026
- 2026Fast Rates for Offline Contextual Bandits with Forward-KL Regularization under Single-Policy Concentrability9 May 2026
- 2026Q-MMR: Off-Policy Evaluation via Recursive Reweighting and Moment Matching7 May 2026
- 2026Pessimism-Free Offline Learning in General-Sum Games via KL Regularization30 Apr 2026
- 2026Beyond Pessimism: Offline Learning in KL-regularized Games8 Apr 2026
- 2026On the Complexity of Offline Reinforcement Learning with Q^star-Approximation and Partial Coverage12 Feb 2026
- 2026Continuous-time reinforcement learning: ellipticity enables model-free value function approximation6 Feb 2026
- 2026A Unifying View of Coverage in Linear Off-Policy Evaluation26 Jan 2026
- 2025Fitted Q-Evaluation without Bellman Completeness via Occupancy Weighting29 Dec 2025
- 2025Bellman Calibration for V-Learning in Offline Reinforcement Learning29 Dec 2025
- 2025Selecting Belief-State Approximations in Simulators with Latent States25 Nov 2025
38 more
- 2025Finite-Time Bounds for Average-Reward Fitted Q-Iteration20 Oct 2025
- 2025Offline Reinforcement Learning in Large State Spaces: Algorithms and Guarantees5 Oct 2025
- 2025Inverse Reinforcement Learning with Just Classification and a Few Regressions25 Sep 2025
- 2025Generalized Linear Markov Decision Process1 Jun 2025
- 2025Outcome-Based Online Reinforcement Learning: Algorithms and Fundamental Limits26 May 2025
- 2025Greedy Algorithm for Structured Bandits: A Sharp Characterization of Asymptotic Success / Failure6 Mar 2025
- 2025Model Selection for Off-policy Evaluation: New Algorithms and Experimental Protocol11 Feb 2025
- 2024Off-Policy Selection for Initiating Human-Centric Experimental Design26 Oct 2024
- 2024Causal Deepsets for Off-policy Evaluation under Spatial or Spatio-temporal Interferences25 Jul 2024
- 2024Self-Play with Adversarial Critic: Provable and Scalable Offline Alignment for Language Models6 Jun 2024
- 2024A Fast Convergence Theory for Offline Decision Making3 Jun 2024
- 2024OPERA: Automatic Offline Policy Evaluation with Re-weighted Aggregates of Multiple Estimators27 May 2024
- 2024Trajectory Data Suffices for Statistically Efficient Learning in Offline RL with Linear qπ-Realizability and Concentrability27 May 2024
- 2024Distributional Successor Features Enable Zero-Shot Policy Optimization10 Mar 2024
- 2024Switching the Loss Reduces the Cost in Batch (Offline) Reinforcement Learning8 Mar 2024
- 2024Is Offline Decision Making Possible with Only Few Samples? Reliable Decisions in Data-Starved Bandits via Trust Region Enhancement24 Feb 2024
- 2024On the Curses of Future and History in Future-dependent Value Functions for Off-policy Evaluation22 Feb 2024
- 2024Performative Reinforcement Learning in Gradually Shifting Environments15 Feb 2024
- 2024Mitigating Covariate Shift in Misspecified Regression with Applications to Reinforcement Learning22 Jan 2024
- 2024MoMA: Model-based Mirror Ascent for Offline Reinforcement Learning21 Jan 2024
- 2024Adversarially Trained Weighted Actor-Critic for Safe Offline Reinforcement Learning1 Jan 2024
- 2023Agnostic Interactive Imitation Learning: New Theory and Practical Algorithms28 Dec 2023
- 2023Neural Network Approximation for Pessimistic Offline Reinforcement Learning19 Dec 2023
- 2023Iterative Preference Learning from Human Feedback: Bridging Theory and Practice for RLHF under KL-Constraint18 Dec 2023
- 2023Towards Assessing and Benchmarking Risk-Return Tradeoff of Off-Policy Evaluation30 Nov 2023
- 2023SCOPE-RL: A Python Library for Offline Reinforcement Learning and Off-Policy Evaluation30 Nov 2023
- 2023The Optimal Approximation Factors in Misspecified Off-Policy Value Function Estimation25 Jul 2023
- 2023Policy Finetuning in Reinforcement Learning via Design of Experiments using Offline Data10 Jul 2023
- 2023Offline Policy Evaluation for Reinforcement Learning with Adaptively Collected Data24 Jun 2023
- 2023Active Coverage for PAC Reinforcement Learning23 Jun 2023
- 2023A Primal-Dual-Critic Algorithm for Offline Constrained Reinforcement Learning13 Jun 2023
- 2023Achieving the Asymptotically Optimal Sample Complexity of Offline Reinforcement Learning: A DRO-Based Approach22 May 2023
- 2023Offline Reinforcement Learning with Additional Covering Distributions22 May 2023
- 2023Leveraging Factored Action Spaces for Efficient Offline Reinforcement Learning in Healthcare2 May 2023
- 2023Deploying Offline Reinforcement Learning with Human Feedback13 Mar 2023
- 2023Adversarial Model for Offline Reinforcement Learning21 Feb 2023
- 2023Provably Efficient Offline Goal-Conditioned Reinforcement Learning with General Function Approximation and Single-Policy Concentrability7 Feb 2023
- 2023Offline Learning in Markov Games with General Function Approximation6 Feb 2023
50 newest of 103 All 103 (JSON)
- 2020Is Pessimism Provably Efficient for Offline RL?cited by 362
- 2021Bridging Offline Reinforcement Learning and Imitation Learning: A Tale of Pessimismcited by 275
- 2021Bellman-consistent Pessimism for Offline Reinforcement Learningcited by 267
- 2021Pessimistic Model-based Offline Reinforcement Learning under Partial Coveragecited by 160
- 2020What are the Statistical Limits of Offline RL with Linear Function Approximation?cited by 135
- 2022Offline Reinforcement Learning with Realizability and Single-policy Concentrabilitycited by 122
- 2021Provable Benefits of Actor-Critic Methods for Offline Reinforcement Learningcited by 109
- 2022The Role of Coverage in Online Reinforcement Learningcited by 82
- 2021Towards Instance-Optimal Offline Reinforcement Learning with Pessimismcited by 78
- 2021Offline Reinforcement Learning: Fundamental Barriers for Value Function Approximationcited by 69
- 2021Model Selection for Offline Reinforcement Learning: Practical Considerations for Healthcare Settingscited by 68
- 2021Near-Optimal Offline Reinforcement Learning via Double Variance Reductioncited by 56
12 most cited of 57 All 57 (JSON)
- 2026Pessimism-Free Offline Learning in General-Sum Games via KL Regularization30 Apr 2026
- 2026On the Complexity of Offline Reinforcement Learning with Q^star-Approximation and Partial Coverage12 Feb 2026
- 2025Bellman Calibration for V-Learning in Offline Reinforcement Learning29 Dec 2025
- 2025Finite-Time Bounds for Average-Reward Fitted Q-Iteration20 Oct 2025
- 2025Offline Reinforcement Learning in Large State Spaces: Algorithms and Guarantees5 Oct 2025
- 2025Inverse Reinforcement Learning with Just Classification and a Few Regressions25 Sep 2025
- 2025Generalized Linear Markov Decision Process1 Jun 2025
- 2025Model Selection for Off-policy Evaluation: New Algorithms and Experimental Protocol11 Feb 2025
- 2024A Fast Convergence Theory for Offline Decision Making3 Jun 2024
- 2024Trajectory Data Suffices for Statistically Efficient Learning in Offline RL with Linear qπ-Realizability and Concentrability27 May 2024
- 2024Switching the Loss Reduces the Cost in Batch (Offline) Reinforcement Learning8 Mar 2024
- 2024MoMA: Model-based Mirror Ascent for Offline Reinforcement Learning21 Jan 2024
12 newest of 57 All 57 (JSON)
- 2023Iterative Preference Learning from Human Feedback: Bridging Theory and Practice for RLHF under KL-Constraintcited by 346
- 2024Self-Play with Adversarial Critic: Provable and Scalable Offline Alignment for Language Modelscited by 16
- 2023Deploying Offline Reinforcement Learning with Human Feedbackcited by 2
- 2024Self-Play with Adversarial Critic: Provable and Scalable Offline Alignment for Language Models6 Jun 2024
- 2023Iterative Preference Learning from Human Feedback: Bridging Theory and Practice for RLHF under KL-Constraint18 Dec 2023
- 2023Deploying Offline Reinforcement Learning with Human Feedback13 Mar 2023
- 2022Sparse Mixture-of-Experts are Domain Generalizable Learnerscited by 85
- 2021Bellman Eluder Dimension: New Rich Classes of RL Problems, and Sample-Efficient Algorithmscited by 222
- 2022Hybrid RL: Using Both Offline and Online Data Can Make RL Efficientcited by 158
- 2022Target Network and Truncation Overcome The Deadly Triad in Q-Learningcited by 31
- 2021Towards Theoretical Understandings of Robust Markov Decision Processes: Sample Complexity and Asymptoticscited by 27
- 2022When is Offline Two-Player Zero-Sum Markov Game Solvable?cited by 27
- 2022On the Statistical Efficiency of Reward-Free Exploration in Non-Linear RLcited by 27
- 2022Performative Reinforcement Learningcited by 25
- 2022Transfer Learning for Contextual Multi-armed Banditscited by 24
- 2022When is Realizability Sufficient for Off-Policy Reinforcement Learning?cited by 17
- 2023Towards Assessing and Benchmarking Risk-Return Tradeoff of Off-Policy Evaluationcited by 13
- 2024Performative Reinforcement Learning in Gradually Shifting Environmentscited by 13
- 2023Efficient Policy Evaluation with Offline Data Informed Behavior Policy Designcited by 12
12 most cited of 42 All 42 (JSON)
- 2026A Convergence Framework for Deep V-Learning: Error Propagation and Sharp Action-Gap Bounds16 Sep 2026
- 2026The Sample Complexity of Policy Learning with Mu-Resets7 Aug 2026
- 2026Fast Rates for Offline Contextual Bandits with Forward-KL Regularization under Single-Policy Concentrability9 May 2026
- 2026Q-MMR: Off-Policy Evaluation via Recursive Reweighting and Moment Matching7 May 2026
- 2026Beyond Pessimism: Offline Learning in KL-regularized Games8 Apr 2026
- 2026Continuous-time reinforcement learning: ellipticity enables model-free value function approximation6 Feb 2026
- 2026A Unifying View of Coverage in Linear Off-Policy Evaluation26 Jan 2026
- 2025Fitted Q-Evaluation without Bellman Completeness via Occupancy Weighting29 Dec 2025
- 2025Selecting Belief-State Approximations in Simulators with Latent States25 Nov 2025
- 2025Outcome-Based Online Reinforcement Learning: Algorithms and Fundamental Limits26 May 2025
- 2025Greedy Algorithm for Structured Bandits: A Sharp Characterization of Asymptotic Success / Failure6 Mar 2025
- 2024Off-Policy Selection for Initiating Human-Centric Experimental Design26 Oct 2024
12 newest of 42 All 42 (JSON)
Similar, not cited
Close in wording, no citation either way
- 2020Provably Good Batch Reinforcement Learning Without Great Exploration
- 2021Continuous Doubly Constrained Batch Reinforcement Learning
- 2020Q* Approximation Schemes for Batch Reinforcement Learning: A Theoretical Comparison
- 2020On Reward-Free Reinforcement Learning with Linear Function Approximation
- 2023Sample-Efficiency in Multi-Batch Reinforcement Learning: The Need for Dimension-Dependent Adaptivity
- 2020Sparse Feature Selection Makes Batch Reinforcement Learning More Sample Efficient
- 2020A Variant of the Wang-Foster-Kakade Lower Bound for the Discounted Setting
- 2019On Value Functions and the Agent-Environment Boundary