Breaking the Communication-Privacy-Accuracy Trilemma
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Abstract (arXiv)
Two major challenges in distributed learning and estimation are 1) preserving the privacy of the local samples; and 2) communicating them efficiently to a central server, while achieving high accuracy for the end-to-end task. While there has been significant interest in addressing each of these challenges separately in the recent literature, treatments that simultaneously address both challenges are still largely missing. In this paper, we develop novel encoding and decoding mechanisms that simultaneously achieve optimal privacy and communication efficiency in various canonical settings. In particular, we consider the problems of mean estimation and frequency estimation under varepsilon-local differential privacy and b-bit communication constraints. For mean estimation, we propose a scheme based on Kashin's representation and random sampling, with order-optimal estimation error under both constraints. For frequency estimation, we present a mechanism that leverages the recursive structure of Walsh-Hadamard matrices and achieves order-optimal estimation error for all privacy levels and communication budgets. As a by-product, we also construct a distribution estimation mechanism that is rate-optimal for all privacy regimes and communication constraints, extending recent work that is limited to b=1 and varepsilon=O(1). Our results demonstrate that intelligent encoding under joint privacy and communication constraints can yield a performance that matches the optimal accuracy achievable under either constraint alone.
Key facts. Cited by 68 papers in the map (data through 7 Oct 2026). First posted on arXiv 22 Jul 2020.
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Citing papers per year: 2021: 14; 2022: 17; 2023: 17; 2024: 10; 2025: 6; 2026: 4.
68 papers.
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- 2021A Field Guide to Federated Optimizationcited by 312
- 2021Edge Artificial Intelligence for 6G: Vision, Enabling Technologies, and Applicationscited by 96
- 2021Rethinking gradient sparsification as total error minimizationcited by 41
- 2022The Fundamental Price of Secure Aggregation in Differentially Private Federated Learningcited by 39
- 2022Optimal Algorithms for Mean Estimation under Local Differential Privacycited by 36
- 2022SoteriaFL: A Unified Framework for Private Federated Learning with Communication Compressioncited by 34
- 2022Trading Off Privacy, Utility and Efficiency in Federated Learningcited by 33
- 2021Algorithms for the Communication of Samplescited by 31
- 2021Lossless Compression of Efficient Private Local Randomizerscited by 27
- 2023Matrix Compression via Randomized Low Rank and Low Precision Factorizationcited by 25
- 2021Optimal Compression of Locally Differentially Private Mechanismscited by 22
- 2023Privacy Amplification via Compression: Achieving the Optimal Privacy-Accuracy-Communication Trade-off in Distributed Mean Estimationcited by 22
38 more
- 2022Machine Unlearning of Federated Clusterscited by 21
- 2023Breaking the Trilemma of Privacy, Utility, Efficiency via Controllable Machine Unlearningcited by 21
- 2022Privacy-Aware Compression for Federated Data Analysiscited by 17
- 2022Discrete Distribution Estimation under User-level Local Differential Privacycited by 17
- 2022Correlated quantization for distributed mean estimation and optimizationcited by 14
- 2023Fast Optimal Locally Private Mean Estimation via Random Projectionscited by 14
- 2021DP-REC: Private & Communication-Efficient Federated Learningcited by 10
- 2021FedMM: Saddle Point Optimization for Federated Adversarial Domain Adaptationcited by 9
- 2022Private Frequency Estimation via Projective Geometrycited by 9
- 2023Exact Optimality of Communication-Privacy-Utility Tradeoffs in Distributed Mean Estimationcited by 9
- 2021Frequency Estimation Under Multiparty Differential Privacy: One-shot and Streamingcited by 8
- 2022Contraction of Locally Differentially Private Mechanismscited by 8
- 2023Mean Estimation with User-level Privacy under Data Heterogeneitycited by 8
- 2024Universal Exact Compression of Differentially Private Mechanismscited by 8
- 2021Leveraging Spatial and Temporal Correlations in Sparsified Mean Estimationcited by 7
- 2022QUIC-FL: Quick Unbiased Compression for Federated Learningcited by 7
- 2022Network Shuffling: Privacy Amplification via Random Walkscited by 6
- 2022Privacy-Aware Compression for Federated Learning Through Numerical Mechanism Designcited by 6
- 2025Subgraph Federated Learning via Spectral Methodscited by 6
- 2021Efficient Randomized Subspace Embeddings for Distributed Optimization under a Communication Budgetcited by 5
- 2023Private Federated Learning with Autotuned Compressioncited by 5
- 2024An invitation to the sample complexity of quantum hypothesis testingcited by 5
- 2024Private Vector Mean Estimation in the Shuffle Model: Optimal Rates Require Many Messagescited by 5
- 2021Breaking The Dimension Dependence in Sparse Distribution Estimation under Communication Constraintscited by 4
- 2023Probably Approximately Correct Federated Learningcited by 4
- 2024Improved Communication-Privacy Trade-offs in L2 Mean Estimation under Streaming Differential Privacycited by 4
- 2024Correlated Privacy Mechanisms for Differentially Private Distributed Mean Estimationcited by 4
- 2025Towards Harnessing the Collaborative Power of Large and Small Models for Domain Taskscited by 4
- 2021Wyner-Ziv Gradient Compression for Federated Learningcited by 3
- 2023Breaking the Communication-Privacy-Accuracy Tradeoff with f-Differential Privacycited by 3
- 2023Collaboratively Learning Linear Models with Structured Missing Datacited by 3
- 2023Correlation Aware Sparsified Mean Estimation Using Random Projectioncited by 3
- 2023Sample-Optimal Locally Private Hypothesis Selection and the Provable Benefits of Interactivitycited by 3
- 2024Decoupled Subgraph Federated Learningcited by 3
- 2024Learning with User-Level Local Differential Privacycited by 3
- 2026Scalable Differentially Private Data Compression via Diffusion and Stochastic Codescited by 3
- 2021Fundamental limits of over-the-air optimization: Are analog schemes optimal?cited by 2
- 2023Multi-Message Shuffled Privacy in Federated Learningcited by 2
50 most cited of 68 All 68 (JSON)
- 2026SSTQ:Privacy-Preserving Vector Quantization via Subsampled Stochastic TurboQuant5 Aug 2026
- 2026Robust Estimation of Sparse Numerical Vectors under Local Differential Privacy30 Jul 2026
- 2026Scalable Differentially Private Data Compression via Diffusion and Stochastic Codes3 Jul 2026
- 2026Shuffling-Aware Optimization for Private Vector Mean Estimation30 Apr 2026
- 2025Subgraph Federated Learning via Spectral Methods29 Oct 2025
- 2025Privacy-Preserving Quantized Federated Learning with Diverse Precision1 Jul 2025
- 2025Dropout-Robust Mechanisms for Differentially Private and Fully Decentralized Mean Estimation4 Jun 2025
- 2025Towards Harnessing the Collaborative Power of Large and Small Models for Domain Tasks24 Apr 2025
- 2025PREAMBLE: Private and Efficient Aggregation via Block Sparse Vectors14 Mar 2025
- 2025Characterizing the Accuracy-Communication-Privacy Trade-off in Distributed Stochastic Convex Optimization6 Jan 2025
- 2024Private Estimation when Data and Privacy Demands are Correlated15 Jul 2024
- 2024Correlated Privacy Mechanisms for Differentially Private Distributed Mean Estimation3 Jul 2024
38 more
- 2024Beyond Statistical Estimation: Differentially Private Individual Computation via Shuffling26 Jun 2024
- 2024Universal Exact Compression of Differentially Private Mechanisms28 May 2024
- 2024Learning with User-Level Local Differential Privacy27 May 2024
- 2024Improved Communication-Privacy Trade-offs in L2 Mean Estimation under Streaming Differential Privacy2 May 2024
- 2024Private Vector Mean Estimation in the Shuffle Model: Optimal Rates Require Many Messages16 Apr 2024
- 2024An invitation to the sample complexity of quantum hypothesis testing26 Mar 2024
- 2024Decoupled Subgraph Federated Learning29 Feb 2024
- 2024TernaryVote: Differentially Private, Communication Efficient, and Byzantine Resilient Distributed Optimization on Heterogeneous Data16 Feb 2024
- 2023Balancing Privacy, Robustness, and Efficiency in Machine Learning22 Dec 2023
- 2023Sample-Optimal Locally Private Hypothesis Selection and the Provable Benefits of Interactivity9 Dec 2023
- 2023Correlation Aware Sparsified Mean Estimation Using Random Projection29 Oct 2023
- 2023Breaking the Trilemma of Privacy, Utility, Efficiency via Controllable Machine Unlearning28 Oct 2023
- 2023Matrix Compression via Randomized Low Rank and Low Precision Factorization17 Oct 2023
- 2023Mean Estimation with User-level Privacy under Data Heterogeneity28 Jul 2023
- 2023Collaboratively Learning Linear Models with Structured Missing Data22 Jul 2023
- 2023Private Federated Learning with Autotuned Compression20 Jul 2023
- 2023Optimal Compression of Unit Norm Vectors in the High Distortion Regime16 Jul 2023
- 2023Training generative models from privatized data15 Jun 2023
- 2023Exact Optimality of Communication-Privacy-Utility Tradeoffs in Distributed Mean Estimation8 Jun 2023
- 2023Fast Optimal Locally Private Mean Estimation via Random Projections7 Jun 2023
- 2023Probably Approximately Correct Federated Learning10 Apr 2023
- 2023Privacy Amplification via Compression: Achieving the Optimal Privacy-Accuracy-Communication Trade-off in Distributed Mean Estimation4 Apr 2023
- 2023Multi-Message Shuffled Privacy in Federated Learning22 Feb 2023
- 2023Breaking the Communication-Privacy-Accuracy Tradeoff with f-Differential Privacy19 Feb 2023
- 2023Federated Privacy-preserving Collaborative Filtering for On-Device Next App Prediction5 Feb 2023
- 2022Privacy-Aware Compression for Federated Learning Through Numerical Mechanism Design8 Nov 2022
- 2022Discrete Distribution Estimation under User-level Local Differential Privacy7 Nov 2022
- 2022Machine Unlearning of Federated Clusters28 Oct 2022
- 2022Contraction of Locally Differentially Private Mechanisms24 Oct 2022
- 2022Trading Off Privacy, Utility and Efficiency in Federated Learning1 Sep 2022
- 2022The Poisson binomial mechanism for secure and private federated learning9 Jul 2022
- 2022sqSGD: Locally Private and Communication Efficient Federated Learning21 Jun 2022
- 2022SoteriaFL: A Unified Framework for Private Federated Learning with Communication Compression20 Jun 2022
- 2022Collaborative Learning of Discrete Distributions under Heterogeneity and Communication Constraints1 Jun 2022
- 2022QUIC-FL: Quick Unbiased Compression for Federated Learning26 May 2022
- 2022Optimal Algorithms for Mean Estimation under Local Differential Privacy5 May 2022
- 2022Network Shuffling: Privacy Amplification via Random Walks8 Apr 2022
- 2022Privacy-Aware Compression for Federated Data Analysis15 Mar 2022
50 newest of 68 All 68 (JSON)
- 2021A Field Guide to Federated Optimizationcited by 312
- 2021Edge Artificial Intelligence for 6G: Vision, Enabling Technologies, and Applicationscited by 96
- 2021Rethinking gradient sparsification as total error minimizationcited by 41
- 2022The Fundamental Price of Secure Aggregation in Differentially Private Federated Learningcited by 39
- 2022Optimal Algorithms for Mean Estimation under Local Differential Privacycited by 36
- 2022SoteriaFL: A Unified Framework for Private Federated Learning with Communication Compressioncited by 34
- 2022Trading Off Privacy, Utility and Efficiency in Federated Learningcited by 33
- 2021Algorithms for the Communication of Samplescited by 31
- 2021Lossless Compression of Efficient Private Local Randomizerscited by 27
- 2023Matrix Compression via Randomized Low Rank and Low Precision Factorizationcited by 25
- 2021Optimal Compression of Locally Differentially Private Mechanismscited by 22
- 2023Privacy Amplification via Compression: Achieving the Optimal Privacy-Accuracy-Communication Trade-off in Distributed Mean Estimationcited by 22
12 most cited of 66 All 66 (JSON)
- 2026SSTQ:Privacy-Preserving Vector Quantization via Subsampled Stochastic TurboQuant5 Aug 2026
- 2026Robust Estimation of Sparse Numerical Vectors under Local Differential Privacy30 Jul 2026
- 2026Scalable Differentially Private Data Compression via Diffusion and Stochastic Codes3 Jul 2026
- 2026Shuffling-Aware Optimization for Private Vector Mean Estimation30 Apr 2026
- 2025Subgraph Federated Learning via Spectral Methods29 Oct 2025
- 2025Privacy-Preserving Quantized Federated Learning with Diverse Precision1 Jul 2025
- 2025Dropout-Robust Mechanisms for Differentially Private and Fully Decentralized Mean Estimation4 Jun 2025
- 2025Towards Harnessing the Collaborative Power of Large and Small Models for Domain Tasks24 Apr 2025
- 2025PREAMBLE: Private and Efficient Aggregation via Block Sparse Vectors14 Mar 2025
- 2025Characterizing the Accuracy-Communication-Privacy Trade-off in Distributed Stochastic Convex Optimization6 Jan 2025
- 2024Private Estimation when Data and Privacy Demands are Correlated15 Jul 2024
- 2024Correlated Privacy Mechanisms for Differentially Private Distributed Mean Estimation3 Jul 2024
12 newest of 66 All 66 (JSON)