mlsanityData to 14 Oct 2026

Alignment Pretraining: AI Discourse Causes Self-Fulfilling (Mis)alignment

arXiv 2601.10160 ↗First posted 15 Jan 2026cs.CL cs.AI cs.LGcited by 33

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Abstract (arXiv)

Pretraining corpora contain extensive discourse about AI systems, yet the causal influence of this discourse on downstream alignment remains poorly understood. If prevailing descriptions of AI behaviour are predominantly negative, LLMs may internalise corresponding behavioural priors, giving rise to self-fulfilling misalignment. This paper provides the first controlled study of this hypothesis by pretraining 6.9B-parameter LLMs with varying amounts of (mis)alignment discourse. We find that discussion of AI contributes to misalignment. Upsampling synthetic training documents about AI misalignment leads to a notable increase in misaligned behaviour. Conversely, upsampling documents about aligned behaviour reduces misalignment scores from 45% to 9%. We consider this evidence of self-fulfilling alignment. These effects are dampened, but persist through post-training. Our findings establish the study of how pretraining data shapes alignment priors, or alignment pretraining, as a complement to post-training. We recommend practitioners consider pretraining for alignment alongside capabilities. We share our models, data, and evaluations at AlignmentPretraining.ai.

Key facts. Cited by 33 papers in the map (data through 14 Oct 2026). First posted on arXiv 15 Jan 2026.

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Citing papers per year: 2026: 33.

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  1. 2026Model Spec Midtraining: Improving How Alignment Training Generalizescited by 20
  2. 2026Shaping capabilities with token-level data filteringcited by 13
  3. 2026Emergent and Subliminal Misalignment Through the Lens of Data-Mediated Transfercited by 8
  4. 2026Gemma Needs Help: Investigating and Mitigating Emotional Instability in LLMscited by 7
  5. 2026Evaluation Awareness in Language Models Has Limited Effect on Behaviourcited by 7
  6. 2026Training Agents to Self-Report Misbehaviorcited by 6
  7. 2026Negation Neglect: When models fail to learn negations in trainingcited by 6
  8. 2026Positive Alignment: Artificial Intelligence for Human Flourishingcited by 5
  9. 2026Alignment midtraining for animalscited by 4
  10. 2026Less is More: Early Stopping Rollout for On-Policy Distillationcited by 4
  11. 2026When Role-playing, Do Models Believe What They Say?cited by 4
  12. 2026Persona Cartography: Charting Language Model Personality Traits in Weight Spacecited by 4
21 more
  1. 2026Constitutional Midtraining: Content Presence Drives Alignment Gainscited by 4
  2. 2026Training on Documents About Monitoring Leads to CoT Obfuscationcited by 3
  3. 2026Reinforcement Learning Can Amplify Emergent Misalignment from Harmless Rewardscited by 3
  4. 2026Emergent Misalignment Recruits a Pre-existing Persona Subspacecited by 3
  5. 2026Your AI Travel Agent Would Book You a Bullfight: An Agentic Benchmark for Implicit Animal Welfare in Frontier AI Modelscited by 2
  6. 2026Beyond Safe Data: Pretraining-Stage Alignment with Regular Safety Reflectioncited by 1
  7. 2026Epistemic Goggles: A Pretrained Module that Induces an Epistemic Frame via Gradient Editingcited by 1
  8. 2026Data Attribution of Emergent Misalignment with Persona Featurescited by 1
  9. 2026Synthetic Persona Pretraining: Alignment from Token Zerocited by 1
  10. 2026Self-Generated Text Recognition: Quality Heuristics, Cross-Task Transfer, and Downstream Bias in LLM Evaluationcited by 1
  11. 2026Sustaining AI safety: Control-theoretic external impossibility, intrinsic necessity, and structural requirementscited by 0
  12. 2026Understanding Goal Generalisation in Sequential Reinforcement Learningcited by 0
  13. 2026What Shapes Emergent Misalignment? Insights from Training Dynamics, Model Priors, and Datacited by 0
  14. 2026Helpfulness Hurts: Domain-Dependent Degradation of Mid-Trained Compassion Values Under Post-Trainingcited by 0
  15. 2026Demonstrating Generalization Failures via Mixtures of Conditional Policiescited by 0
  16. 2026The Assistant's Ideal Selfcited by 0
  17. 2026Story Imprinting: AI Assistants Absorb Traits from Human Characters They Resemblecited by 0
  18. 2026Can Data Attribution Filter Out Subliminal Learning? Not Reliablycited by 0
  19. 2026Alignment Forecasting: Predicting Misalignment From Training Datacited by 0
  20. 2026Constitutional adapters: Inference-time interventions for misalignment and misusecited by 0
  21. 2026Character Training for Risk-Averse Agentscited by 0

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  1. 2026Knowledge without Wisdom: Measuring Misalignment between LLMs and Intended Impact
  2. 2025Emergent Misalignment via In-Context Learning: Narrow in-context examples can produce broadly misaligned LLMs
  3. 2026Emergently Misaligned Language Models Show Behavioral Self-Awareness That Shifts With Subsequent Realignment
  4. 2026Characterizing the Consistency of the Emergent Misalignment Persona
  5. 2026Emergent Unfaithfulness: How Alignment Training Causes Language Models to Silently Override Task Faithfulness
  6. 2025Decoding Alignment: A Critical Survey of LLM Development Initiatives through Value-setting and Data-centric Lens
  7. 2024Revisiting the Superficial Alignment Hypothesis
  8. 2026Aligned Data Can Induce Misalignment via Context Confusion