Alignment Pretraining: AI Discourse Causes Self-Fulfilling (Mis)alignment
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Abstract (arXiv)
Pretraining corpora contain extensive discourse about AI systems, yet the causal influence of this discourse on downstream alignment remains poorly understood. If prevailing descriptions of AI behaviour are predominantly negative, LLMs may internalise corresponding behavioural priors, giving rise to self-fulfilling misalignment. This paper provides the first controlled study of this hypothesis by pretraining 6.9B-parameter LLMs with varying amounts of (mis)alignment discourse. We find that discussion of AI contributes to misalignment. Upsampling synthetic training documents about AI misalignment leads to a notable increase in misaligned behaviour. Conversely, upsampling documents about aligned behaviour reduces misalignment scores from 45% to 9%. We consider this evidence of self-fulfilling alignment. These effects are dampened, but persist through post-training. Our findings establish the study of how pretraining data shapes alignment priors, or alignment pretraining, as a complement to post-training. We recommend practitioners consider pretraining for alignment alongside capabilities. We share our models, data, and evaluations at AlignmentPretraining.ai.
Key facts. Cited by 33 papers in the map (data through 14 Oct 2026). First posted on arXiv 15 Jan 2026.
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- 2026Model Spec Midtraining: Improving How Alignment Training Generalizescited by 20
- 2026Shaping capabilities with token-level data filteringcited by 13
- 2026Emergent and Subliminal Misalignment Through the Lens of Data-Mediated Transfercited by 8
- 2026Gemma Needs Help: Investigating and Mitigating Emotional Instability in LLMscited by 7
- 2026Evaluation Awareness in Language Models Has Limited Effect on Behaviourcited by 7
- 2026Training Agents to Self-Report Misbehaviorcited by 6
- 2026Negation Neglect: When models fail to learn negations in trainingcited by 6
- 2026Positive Alignment: Artificial Intelligence for Human Flourishingcited by 5
- 2026Alignment midtraining for animalscited by 4
- 2026Less is More: Early Stopping Rollout for On-Policy Distillationcited by 4
- 2026When Role-playing, Do Models Believe What They Say?cited by 4
- 2026Persona Cartography: Charting Language Model Personality Traits in Weight Spacecited by 4
21 more
- 2026Constitutional Midtraining: Content Presence Drives Alignment Gainscited by 4
- 2026Training on Documents About Monitoring Leads to CoT Obfuscationcited by 3
- 2026Reinforcement Learning Can Amplify Emergent Misalignment from Harmless Rewardscited by 3
- 2026Emergent Misalignment Recruits a Pre-existing Persona Subspacecited by 3
- 2026Your AI Travel Agent Would Book You a Bullfight: An Agentic Benchmark for Implicit Animal Welfare in Frontier AI Modelscited by 2
- 2026Beyond Safe Data: Pretraining-Stage Alignment with Regular Safety Reflectioncited by 1
- 2026Epistemic Goggles: A Pretrained Module that Induces an Epistemic Frame via Gradient Editingcited by 1
- 2026Data Attribution of Emergent Misalignment with Persona Featurescited by 1
- 2026Synthetic Persona Pretraining: Alignment from Token Zerocited by 1
- 2026Self-Generated Text Recognition: Quality Heuristics, Cross-Task Transfer, and Downstream Bias in LLM Evaluationcited by 1
- 2026Sustaining AI safety: Control-theoretic external impossibility, intrinsic necessity, and structural requirementscited by 0
- 2026Understanding Goal Generalisation in Sequential Reinforcement Learningcited by 0
- 2026What Shapes Emergent Misalignment? Insights from Training Dynamics, Model Priors, and Datacited by 0
- 2026Helpfulness Hurts: Domain-Dependent Degradation of Mid-Trained Compassion Values Under Post-Trainingcited by 0
- 2026Demonstrating Generalization Failures via Mixtures of Conditional Policiescited by 0
- 2026The Assistant's Ideal Selfcited by 0
- 2026Story Imprinting: AI Assistants Absorb Traits from Human Characters They Resemblecited by 0
- 2026Can Data Attribution Filter Out Subliminal Learning? Not Reliablycited by 0
- 2026Alignment Forecasting: Predicting Misalignment From Training Datacited by 0
- 2026Constitutional adapters: Inference-time interventions for misalignment and misusecited by 0
- 2026Character Training for Risk-Averse Agentscited by 0
- 2026Character Training for Risk-Averse Agents29 Sep 2026
- 2026Constitutional adapters: Inference-time interventions for misalignment and misuse29 Sep 2026
- 2026Alignment Forecasting: Predicting Misalignment From Training Data19 Sep 2026
- 2026Can Data Attribution Filter Out Subliminal Learning? Not Reliably17 Sep 2026
- 2026Story Imprinting: AI Assistants Absorb Traits from Human Characters They Resemble9 Sep 2026
- 2026The Assistant's Ideal Self31 Aug 2026
- 2026Synthetic Persona Pretraining: Alignment from Token Zero13 Aug 2026
- 2026Data Attribution of Emergent Misalignment with Persona Features11 Aug 2026
- 2026Constitutional Midtraining: Content Presence Drives Alignment Gains29 Jul 2026
- 2026Emergent Misalignment Recruits a Pre-existing Persona Subspace23 Jul 2026
- 2026Persona Cartography: Charting Language Model Personality Traits in Weight Space8 Jul 2026
- 2026Self-Generated Text Recognition: Quality Heuristics, Cross-Task Transfer, and Downstream Bias in LLM Evaluation7 Jul 2026
21 more
- 2026Demonstrating Generalization Failures via Mixtures of Conditional Policies3 Jul 2026
- 2026Epistemic Goggles: A Pretrained Module that Induces an Epistemic Frame via Gradient Editing2 Jul 2026
- 2026What Shapes Emergent Misalignment? Insights from Training Dynamics, Model Priors, and Data18 Jun 2026
- 2026Beyond Safe Data: Pretraining-Stage Alignment with Regular Safety Reflection17 Jun 2026
- 2026Your AI Travel Agent Would Book You a Bullfight: An Agentic Benchmark for Implicit Animal Welfare in Frontier AI Models16 Jun 2026
- 2026When Role-playing, Do Models Believe What They Say?9 Jun 2026
- 2026Reinforcement Learning Can Amplify Emergent Misalignment from Harmless Rewards29 May 2026
- 2026Less is More: Early Stopping Rollout for On-Policy Distillation26 May 2026
- 2026Understanding Goal Generalisation in Sequential Reinforcement Learning22 May 2026
- 2026Training on Documents About Monitoring Leads to CoT Obfuscation14 May 2026
- 2026Negation Neglect: When models fail to learn negations in training13 May 2026
- 2026Sustaining AI safety: Control-theoretic external impossibility, intrinsic necessity, and structural requirements13 May 2026
- 2026Emergent and Subliminal Misalignment Through the Lens of Data-Mediated Transfer12 May 2026
- 2026Positive Alignment: Artificial Intelligence for Human Flourishing11 May 2026
- 2026Evaluation Awareness in Language Models Has Limited Effect on Behaviour7 May 2026
- 2026Model Spec Midtraining: Improving How Alignment Training Generalizes3 May 2026
- 2026Helpfulness Hurts: Domain-Dependent Degradation of Mid-Trained Compassion Values Under Post-Training30 Apr 2026
- 2026Alignment midtraining for animals21 Mar 2026
- 2026Training Agents to Self-Report Misbehavior25 Feb 2026
- 2026Gemma Needs Help: Investigating and Mitigating Emotional Instability in LLMs17 Feb 2026
- 2026Shaping capabilities with token-level data filtering29 Jan 2026
- 2026Model Spec Midtraining: Improving How Alignment Training Generalizescited by 20
- 2026Shaping capabilities with token-level data filteringcited by 13
- 2026Emergent and Subliminal Misalignment Through the Lens of Data-Mediated Transfercited by 8
- 2026Gemma Needs Help: Investigating and Mitigating Emotional Instability in LLMscited by 7
- 2026Negation Neglect: When models fail to learn negations in trainingcited by 6
- 2026Positive Alignment: Artificial Intelligence for Human Flourishingcited by 5
- 2026Alignment midtraining for animalscited by 4
- 2026When Role-playing, Do Models Believe What They Say?cited by 4
- 2026Persona Cartography: Charting Language Model Personality Traits in Weight Spacecited by 4
- 2026Constitutional Midtraining: Content Presence Drives Alignment Gainscited by 4
- 2026Epistemic Goggles: A Pretrained Module that Induces an Epistemic Frame via Gradient Editingcited by 1
- 2026Synthetic Persona Pretraining: Alignment from Token Zerocited by 1
12 most cited of 21 All 21 (JSON)
- 2026Character Training for Risk-Averse Agents29 Sep 2026
- 2026Alignment Forecasting: Predicting Misalignment From Training Data19 Sep 2026
- 2026Can Data Attribution Filter Out Subliminal Learning? Not Reliably17 Sep 2026
- 2026Story Imprinting: AI Assistants Absorb Traits from Human Characters They Resemble9 Sep 2026
- 2026The Assistant's Ideal Self31 Aug 2026
- 2026Synthetic Persona Pretraining: Alignment from Token Zero13 Aug 2026
- 2026Constitutional Midtraining: Content Presence Drives Alignment Gains29 Jul 2026
- 2026Persona Cartography: Charting Language Model Personality Traits in Weight Space8 Jul 2026
- 2026Demonstrating Generalization Failures via Mixtures of Conditional Policies3 Jul 2026
- 2026Epistemic Goggles: A Pretrained Module that Induces an Epistemic Frame via Gradient Editing2 Jul 2026
- 2026What Shapes Emergent Misalignment? Insights from Training Dynamics, Model Priors, and Data18 Jun 2026
- 2026When Role-playing, Do Models Believe What They Say?9 Jun 2026
12 newest of 21 All 21 (JSON)
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