Emergent Misalignment via In-Context Learning: Narrow in-context examples can produce broadly misaligned LLMs
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Abstract (arXiv)
Recent work has shown that narrow finetuning can produce broadly misaligned LLMs, a phenomenon termed emergent misalignment (EM). While concerning, these findings were limited to finetuning and activation steering, leaving out in-context learning (ICL). We therefore ask: does EM emerge in ICL? We find that it does: across four model families (Gemini, Kimi-K2, Grok, and Qwen), narrow in-context examples cause models to produce misaligned responses to benign, unrelated queries. With 16 in-context examples, EM rates range from 1% to 24% depending on model and domain, appearing with as few as 2 examples. Neither larger model scale nor explicit reasoning provides reliable protection, and larger models are typically even more susceptible. Next, we formulate and test a hypothesis, which explains in-context EM as conflict between safety objectives and context-following behavior. Consistent with this, instructing models to prioritize safety reduces EM while prioritizing context-following increases it. These findings establish ICL as a previously underappreciated vector for emergent misalignment that resists simple scaling-based solutions.
Key facts. Cited by 17 papers in the map (data through 14 Oct 2026). Builds on 13 of its 40 references that are in the map. First posted on arXiv 13 Oct 2025.
Builds on
13 of 40 references.
References · 13
- 2021TruthfulQA: Measuring How Models Mimic Human Falsehoodscited by 2,975
- 2023Steering Language Models With Activation Engineeringcited by 922
- 2022A Survey on In-context Learningcited by 721
- 2023Jailbreak and Guard Aligned Language Models with Only Few In-Context Demonstrationscited by 431
- 2025Persona Vectors: Monitoring and Controlling Character Traits in Language Modelscited by 345
- 2025Large Language Model Agent: A Survey on Methodology, Applications and Challengescited by 205
- 2025Emergent Misalignment: Narrow finetuning can produce broadly misaligned LLMscited by 172
- 2024Is LLM-as-a-Judge Robust? Investigating Universal Adversarial Attacks on Zero-shot LLM Assessmentcited by 126
- 2025Convergent Linear Representations of Emergent Misalignmentcited by 71
- 2025Know Thy Judge: On the Robustness Meta-Evaluation of LLM Safety Judgescited by 24
- 2024Data Poisoning for In-context Learningcited by 21
- 2025Emergent misalignment as prompt sensitivity: A research notecited by 6
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Citing papers per year: 2025: 1; 2026: 16.
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- 2026Where is the Mind? Persona Vectors and LLM Individuationcited by 10
- 2026Position: Anthropomorphic Misalignment Research Needs Stronger Evidencecited by 7
- 2026Covert Influence Between Language Modelscited by 6
- 2025The Devil in the Details: Emergent Misalignment, Format and Coherence in Open-Weights LLMscited by 5
- 2026Bifrost: Steering Strategic Trajectories to Bridge Contextual Gaps for Self-Improving Agentscited by 2
- 2026Activation Steering Induces Emergent Misalignment: A More Comprehensive Evaluationcited by 2
- 2026LLM-Guided Prompt Evolution for Password Guessingcited by 1
- 2026Persona-Model Collapse in Emergent Misalignmentcited by 1
- 2026PRISM: Preference-Aware Influence Function Based Data Selection Method for Efficient Fine-Tuningcited by 1
- 2026Data Attribution of Emergent Misalignment with Persona Featurescited by 1
- 2026Despite Instructions: Frontier Agents Improvise Covert Channels at Test Timecited by 1
- 2026Metaphors are a Source of Cross-Domain Misalignment of Large Reasoning Modelscited by 0
5 more
- 2026Do as I Say, Not as I Do: Instruction-Induction Conflict in LLMscited by 0
- 2026Trait-space Monitoring for Emergent Misalignment During Supervised Finetuningcited by 0
- 2026Transplanting, inverting, and preventing a misalignment persona: method-conditional emergent misalignment in Qwen2.5cited by 0
- 2026Harmful Content Is Not Enough: Continuation Framing Moderates In-Context Emergent Misalignmentcited by 0
- 2026Emergent Misalignment Is Not Magicalcited by 0
- 2026Despite Instructions: Frontier Agents Improvise Covert Channels at Test Time26 Sep 2026
- 2026Emergent Misalignment Is Not Magical29 Aug 2026
- 2026Data Attribution of Emergent Misalignment with Persona Features11 Aug 2026
- 2026Harmful Content Is Not Enough: Continuation Framing Moderates In-Context Emergent Misalignment8 Aug 2026
- 2026Transplanting, inverting, and preventing a misalignment persona: method-conditional emergent misalignment in Qwen2.55 Jul 2026
- 2026Activation Steering Induces Emergent Misalignment: A More Comprehensive Evaluation7 Jun 2026
- 2026Covert Influence Between Language Models2 Jun 2026
- 2026Trait-space Monitoring for Emergent Misalignment During Supervised Finetuning31 May 2026
- 2026Position: Anthropomorphic Misalignment Research Needs Stronger Evidence29 May 2026
- 2026PRISM: Preference-Aware Influence Function Based Data Selection Method for Efficient Fine-Tuning20 May 2026
- 2026Do as I Say, Not as I Do: Instruction-Induction Conflict in LLMs19 May 2026
- 2026Persona-Model Collapse in Emergent Misalignment13 May 2026
5 more
- 2026Where is the Mind? Persona Vectors and LLM Individuation18 Apr 2026
- 2026LLM-Guided Prompt Evolution for Password Guessing14 Apr 2026
- 2026Bifrost: Steering Strategic Trajectories to Bridge Contextual Gaps for Self-Improving Agents5 Feb 2026
- 2026Metaphors are a Source of Cross-Domain Misalignment of Large Reasoning Models6 Jan 2026
- 2025The Devil in the Details: Emergent Misalignment, Format and Coherence in Open-Weights LLMs25 Nov 2025
- 2026Where is the Mind? Persona Vectors and LLM Individuationcited by 10
- 2026Position: Anthropomorphic Misalignment Research Needs Stronger Evidencecited by 7
- 2026Covert Influence Between Language Modelscited by 6
- 2025The Devil in the Details: Emergent Misalignment, Format and Coherence in Open-Weights LLMscited by 5
- 2026LLM-Guided Prompt Evolution for Password Guessingcited by 1
- 2026PRISM: Preference-Aware Influence Function Based Data Selection Method for Efficient Fine-Tuningcited by 1
- 2026Do as I Say, Not as I Do: Instruction-Induction Conflict in LLMscited by 0
- 2026Trait-space Monitoring for Emergent Misalignment During Supervised Finetuningcited by 0
- 2026Transplanting, inverting, and preventing a misalignment persona: method-conditional emergent misalignment in Qwen2.5cited by 0
- 2026Emergent Misalignment Is Not Magicalcited by 0
- 2026Emergent Misalignment Is Not Magical29 Aug 2026
- 2026Transplanting, inverting, and preventing a misalignment persona: method-conditional emergent misalignment in Qwen2.55 Jul 2026
- 2026Covert Influence Between Language Models2 Jun 2026
- 2026Trait-space Monitoring for Emergent Misalignment During Supervised Finetuning31 May 2026
- 2026Position: Anthropomorphic Misalignment Research Needs Stronger Evidence29 May 2026
- 2026PRISM: Preference-Aware Influence Function Based Data Selection Method for Efficient Fine-Tuning20 May 2026
- 2026Do as I Say, Not as I Do: Instruction-Induction Conflict in LLMs19 May 2026
- 2026Where is the Mind? Persona Vectors and LLM Individuation18 Apr 2026
- 2026LLM-Guided Prompt Evolution for Password Guessing14 Apr 2026
- 2025The Devil in the Details: Emergent Misalignment, Format and Coherence in Open-Weights LLMs25 Nov 2025
Similar, not cited
Close in wording, no citation either way
- 2026Emergent and Subliminal Misalignment Through the Lens of Data-Mediated Transfer
- 2026Overtrained, Not Misaligned
- 2026TAME: Token Attribution and Masking for Emergent misalignment
- 2026Emergently Misaligned Language Models Show Behavioral Self-Awareness That Shifts With Subsequent Realignment
- 2025In-Training Defenses against Emergent Misalignment in Language Models
- 2025Re-Emergent Misalignment: How Narrow Fine-Tuning Erodes Safety Alignment in LLMs
- 2026Conditional misalignment: common interventions can hide emergent misalignment behind contextual triggers
- 2026Understanding Emergent Misalignment via Feature Superposition Geometry