mlsanityData to 14 Oct 2026

PAL: Pluralistic Alignment Framework for Learning from Heterogeneous Preferences

arXiv 2406.08469 ↗First posted 12 Jun 2024cs.LGcited by 54

On the map: LLM alignment / RLHF / preference optimisation → LLM preference optimization methods

Abstract (arXiv)

Large foundation models pretrained on raw web-scale data are not readily deployable without additional step of extensive alignment to human preferences. Such alignment is typically done by collecting large amounts of pairwise comparisons from humans ("Do you prefer output A or B?") and learning a reward model or a policy with the Bradley-Terry-Luce (BTL) model as a proxy for a human's underlying implicit preferences. These methods generally suffer from assuming a universal preference shared by all humans, which lacks the flexibility of adapting to plurality of opinions and preferences. In this work, we propose PAL, a framework to model human preference complementary to existing pretraining strategies, which incorporates plurality from the ground up. We propose using the ideal point model as a lens to view alignment using preference comparisons. Together with our novel reformulation and using mixture modeling, our framework captures the plurality of population preferences while simultaneously learning a common preference latent space across different preferences, which can few-shot generalize to new, unseen users. Our approach enables us to use the penultimate-layer representation of large foundation models and simple MLP layers to learn reward functions that are on-par with the existing large state-of-the-art reward models, thereby enhancing efficiency of reward modeling significantly. We show that PAL achieves competitive reward model accuracy compared to strong baselines on 1) Language models with Summary dataset ; 2) Image Generative models with Pick-a-Pic dataset ; 3) A new semisynthetic heterogeneous dataset generated using Anthropic Personas. Finally, our experiments also highlight the shortcoming of current preference datasets that are created using rigid rubrics which wash away heterogeneity, and call for more nuanced data collection approaches.

Key facts. Cited by 54 papers in the map (data through 14 Oct 2026). Placed in LLM preference optimization methods, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 53 of its 85 references that are in the map. First posted on arXiv 12 Jun 2024.

Builds on

53 of 85 references.

Closest ancestors · 3

Same direction, newest first

  1. 2024Arithmetic Control of LLMs for Diverse User Preferences: Directional Preference Alignment with Multi-Objective Rewards28 Feb
  2. 2023A General Theoretical Paradigm to Understand Learning from Human Preferences18 Oct
  3. 2022Training language models to follow instructions with human feedback4 Mar

Other references · 50

  1. 2021High-Resolution Image Synthesis with Latent Diffusion Modelscited by 18,863
  2. 2023GPT-4 Technical Reportcited by 18,396
  3. 2017Proximal Policy Optimization Algorithmscited by 15,215
  4. 2023Llama 2: Open Foundation and Fine-Tuned Chat Modelscited by 13,028
  5. 2019Sentence-BERT: Sentence Embeddings using Siamese BERT-Networkscited by 9,170
  6. 2023Direct Preference Optimization: Your Language Model is Secretly a Reward Modelcited by 8,065
  7. 2022Hierarchical Text-Conditional Image Generation with CLIP Latentscited by 6,585
  8. 2022Photorealistic Text-to-Image Diffusion Models with Deep Language Understandingcited by 6,355
  9. 2022Self-Consistency Improves Chain of Thought Reasoning in Language Modelscited by 5,708
  10. 2021On the Opportunities and Risks of Foundation Modelscited by 4,033
  11. 2017Deep reinforcement learning from human preferencescited by 3,912
  12. 2022Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedbackcited by 3,720
38 more
  1. 2024Gemini 1.5: Unlocking multimodal understanding across millions of tokens of contextcited by 3,224
  2. 2022Constitutional AI: Harmlessness from AI Feedbackcited by 3,050
  3. 2022Training Compute-Optimal Large Language Modelscited by 3,019
  4. 2020Learning to summarize from human feedbackcited by 2,588
  5. 2022Scaling Autoregressive Models for Content-Rich Text-to-Image Generationcited by 1,295
  6. 2021Scaling Language Models: Methods, Analysis & Insights from Training Gophercited by 1,202
  7. 2023PaLM 2 Technical Reportcited by 1,162
  8. 2023ImageReward: Learning and Evaluating Human Preferences for Text-to-Image Generationcited by 1,045
  9. 2023Pick-a-Pic: An Open Dataset of User Preferences for Text-to-Image Generationcited by 977
  10. 2023Human Preference Score v2: A Solid Benchmark for Evaluating Human Preferences of Text-to-Image Synthesiscited by 890
  11. 2022Discovering Language Model Behaviors with Model-Written Evaluationscited by 836
  12. 2023Whose Opinions Do Language Models Reflect?cited by 773
  13. 2022Red Teaming Language Models to Reduce Harms: Methods, Scaling Behaviors, and Lessons Learnedcited by 729
  14. 2023RAFT: Reward rAnked FineTuning for Generative Foundation Model Alignmentcited by 686
  15. 2023Scaling up GANs for Text-to-Image Synthesiscited by 492
  16. 2023RRHF: Rank Responses to Align Language Models with Human Feedback without tearscited by 463
  17. 2018Scalable agent alignment via reward modeling: a research directioncited by 447
  18. 2023Fine-Grained Human Feedback Gives Better Rewards for Language Model Trainingcited by 401
  19. 2022CogView2: Faster and Better Text-to-Image Generation via Hierarchical Transformerscited by 307
  20. 2023AI Alignment: A Comprehensive Surveycited by 263
  21. 2023Rewarded soups: towards Pareto-optimal alignment by interpolating weights fine-tuned on diverse rewardscited by 243
  22. 2023Stable Bias: Analyzing Societal Representations in Diffusion Modelscited by 226
  23. 2023StyleGAN-T: Unlocking the Power of GANs for Fast Large-Scale Text-to-Image Synthesiscited by 212
  24. 2023Marked Personas: Using Natural Language Prompts to Measure Stereotypes in Language Modelscited by 207
  25. 2022Fine-tuning language models to find agreement among humans with diverse preferencescited by 189
  26. 2024A Roadmap to Pluralistic Alignmentcited by 184
  27. 2024Secrets of RLHF in Large Language Models Part II: Reward Modelingcited by 171
  28. 2024Personalized Language Modeling from Personalized Human Feedbackcited by 132
  29. 2015Simple, Robust and Optimal Ranking from Pairwise Comparisonscited by 70
  30. 2023Rewarding Chatbots for Real-World Engagement with Millions of Userscited by 59
  31. 2023Large Language Models as Superpositions of Cultural Perspectivescited by 49
  32. 2023Inference-Time Policy Adapters (IPA): Tailoring Extreme-Scale LMs without Fine-tuningcited by 33
  33. 2015Stochastically Transitive Models for Pairwise Comparisons: Statistical and Computational Issuescited by 32
  34. 2020Simultaneous Preference and Metric Learning from Paired Comparisonscited by 10
  35. 2017Learning Low-Dimensional Metricscited by 9
  36. 2022One for All: Simultaneous Metric and Preference Learning over Multiple Userscited by 6
  37. 2024Metric Learning from Limited Pairwise Preference Comparisonscited by 3
  38. 2016Actively Learning Hemimetrics with Applications to Eliciting User Preferencescited by 2

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Cited by year (2026 to 14 Oct)

Citing papers per year: 2024: 10; 2025: 25; 2026: 19.

54 papers.

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  1. 2025Language Model Fine-Tuning on Scaled Survey Data for Predicting Distributions of Public Opinionscited by 66
  2. 2024Benchmarking Distributional Alignment of Large Language Modelscited by 61
  3. 2024Diverging Preferences: When do Annotators Disagree and do Models Know?cited by 47
  4. 2025LoRe: Personalizing LLMs via Low-Rank Reward Modelingcited by 38
  5. 2024Controllable Safety Alignment: Inference-Time Adaptation to Diverse Safety Requirementscited by 36
  6. 2024Can Language Models Reason about Individualistic Human Values and Preferences?cited by 34
  7. 2024WildFeedback: Aligning LLMs With In-situ User Interactions And Feedbackcited by 31
  8. 2025Language Model Personalization via Reward Factorizationcited by 31
  9. 2025From 1,000,000 Users to Every User: Scaling Up Personalized Preference for User-level Alignmentcited by 30
  10. 2025SynthesizeMe! Inducing Persona-Guided Prompts for Personalized Reward Models in LLMscited by 29
  11. 2025A Survey on Personalized and Pluralistic Preference Alignment in Large Language Modelscited by 27
  12. 2025Distortion of AI Alignment: Does Preference Optimization Optimize for Preferences?cited by 22
38 more
  1. 2024No Preference Left Behind: Group Distributional Preference Optimizationcited by 21
  2. 2025Direct Alignment with Heterogeneous Preferencescited by 19
  3. 2024Cultural Palette: Pluralising Culture Alignment via Multi-agent Palettecited by 16
  4. 2025Game Theory Meets Large Language Models: A Systematic Survey with Taxonomy and New Frontierscited by 16
  5. 2025Pairwise Calibrated Rewards for Pluralistic Alignmentcited by 14
  6. 2024Problem Solving Through Human-AI Preference-Based Cooperationcited by 11
  7. 2025Projection Optimization: A General Framework for Multi-Objective and Multi-Group RLHFcited by 11
  8. 2025MiCRo: Mixture Modeling and Context-aware Routing for Personalized Preference Learningcited by 11
  9. 2025Pluralistic Off-policy Evaluation and Alignmentcited by 11
  10. 2024SafetyAnalyst: Interpretable, Transparent, and Steerable Safety Moderation for AI Behaviorcited by 10
  11. 2025CoPL: Collaborative Preference Learning for Personalizing LLMscited by 10
  12. 2025Robust Multi-Objective Controlled Decoding of Large Language Modelscited by 9
  13. 2024Can DPO Learn Diverse Human Values? A Theoretical Scaling Lawcited by 7
  14. 2025PrefDisco: Benchmarking Proactive Personalized Reasoningcited by 7
  15. 2026Personalized RewardBench: Evaluating Reward Models with Human Aligned Personalizationcited by 7
  16. 2025POPI: Personalizing LLMs via Optimized Natural Language Preference Inferencecited by 6
  17. 2025Strategyproof Reinforcement Learning from Human Feedbackcited by 5
  18. 2025Beyond RLHF and NLHF: Population-Proportional Alignment under an Axiomatic Frameworkcited by 4
  19. 2025Personalized Reward Modeling for Text-to-Image Generationcited by 4
  20. 2026P-GenRM: Personalized Generative Reward Model with Test-time User-based Scalingcited by 4
  21. 2026Meet Dynamic Individual Preferences: Resolving Conflicting Human Value with Paired Fine-Tuningcited by 4
  22. 2025From Noise to Signal to Selbstzweck: Reframing Human Label Variation in the Era of Post-training in NLPcited by 3
  23. 2025SharedRep-RLHF: A Shared Representation Approach to RLHF with Diverse Preferencescited by 2
  24. 2025The Battling Influencers Game: Nash Equilibria Structure of a Potential Game and Implications to Value Alignmentcited by 1
  25. 2026Overton Pluralistic Reinforcement Learning for Large Language Modelscited by 1
  26. 2026RLHF May Not Reflect Genuine Preferencescited by 1
  27. 2026Inverse RL Helps Align AI by Imitating Humanscited by 1
  28. 2025Metric Learning in an RKHScited by 0
  29. 2025Pluralistic Behavior Suite: Stress-Testing Multi-Turn Adherence to Custom Behavioral Policiescited by 0
  30. 2026Open Problems in Differentiable Social Choice: Learning Mechanisms, Decisions, and Alignmentcited by 0
  31. 2026DARC: Disagreement-Aware Alignment via Risk-Constrained Decodingcited by 0
  32. 2026CLIPer: Tailoring Diverse User Preference via Classifier-Guided Inference-Time Personalizationcited by 0
  33. 2026Personalized Alignment Revisited: The Necessity and Sufficiency of User Diversitycited by 0
  34. 2026When to Ask a Question: Understanding Communication Strategies in Generative AI Toolscited by 0
  35. 2026Variance-aware Reward Modeling with Anchor Guidancecited by 0
  36. 2026Hidden Consensus:Preference-Validity Compression in Human Feedbackcited by 0
  37. 2026A Roadmap to Impactful Pluralistic Alignment Researchcited by 0
  38. 2026Multiple latent orderings better predict language model preferencescited by 0

50 most cited of 54 All 54 (JSON)

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  1. 2026MixDPO: Modeling Preference Strength for Pluralistic Alignment
  2. 2025Learning a Canonical Basis of Human Preferences from Binary Ratings
  3. 2025Direct Preference Optimization with Unobserved Preference Heterogeneity: The Necessity of Ternary Preferences
  4. 2024Direct Preference Optimization With Unobserved Preference Heterogeneity: The Necessity of Ternary Preferences
  5. 2025Latent Preference Coding: Aligning Large Language Models via Discrete Latent Codes
  6. 2026Response Time Enhances Alignment with Heterogeneous Preferences
  7. 2026Who Should We Listen to More? Welfare-Aware Preference Acquisition for Pluralistic Alignment
  8. 2026Spectral Souping: A Unified Framework for Online Preference Alignment