Deterministic PAC-Bayesian generalization bounds for deep networks via generalizing noise-resilience
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Abstract (arXiv)
The ability of overparameterized deep networks to generalize well has been linked to the fact that stochastic gradient descent (SGD) finds solutions that lie in flat, wide minima in the training loss -- minima where the output of the network is resilient to small random noise added to its parameters. So far this observation has been used to provide generalization guarantees only for neural networks whose parameters are either textitstochastic or textitcompressed. In this work, we present a general PAC-Bayesian framework that leverages this observation to provide a bound on the original network learned -- a network that is deterministic and uncompressed. What enables us to do this is a key novelty in our approach: our framework allows us to show that if on training data, the interactions between the weight matrices satisfy certain conditions that imply a wide training loss minimum, these conditions themselves em generalize to the interactions between the matrices on test data, thereby implying a wide test loss minimum. We then apply our general framework in a setup where we assume that the pre-activation values of the network are not too small (although we assume this only on the training data). In this setup, we provide a generalization guarantee for the original (deterministic, uncompressed) network, that does not scale with product of the spectral norms of the weight matrices -- a guarantee that would not have been possible with prior approaches.
Key facts. Cited by 51 papers in the map (data through 7 Oct 2026). First posted on arXiv 30 May 2019.
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Citing papers per year: 2021: 15; 2022: 16; 2023: 12; 2024: 2; 2025: 2; 2026: 4.
51 papers.
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- 2022Leveraging Unlabeled Data to Predict Out-of-Distribution Performancecited by 141
- 2021Assessing Generalization of SGD via Disagreementcited by 116
- 2021Statistically Meaningful Approximation: a Case Study on Approximating Turing Machines with Transformerscited by 101
- 2022Agreement-on-the-Line: Predicting the Performance of Neural Networks under Distribution Shiftcited by 94
- 2022PAC-Bayes Compression Bounds So Tight That They Can Explain Generalizationcited by 75
- 2021Lost in Pruning: The Effects of Pruning Neural Networks beyond Test Accuracycited by 62
- 2021Improved Regularization and Robustness for Fine-tuning in Neural Networkscited by 45
- 2022Robust Fine-Tuning of Deep Neural Networks with Hessian-based Generalization Guaranteescited by 34
- 2022On the Generalization Mystery in Deep Learningcited by 25
- 2022Non-Vacuous Generalisation Bounds for Shallow Neural Networkscited by 22
- 2021RATT: Leveraging Unlabeled Data to Guarantee Generalizationcited by 20
- 2022On PAC-Bayesian reconstruction guarantees for VAEscited by 20
38 more
- 2023Understanding Augmentation-based Self-Supervised Representation Learning via RKHS Approximation and Regressioncited by 20
- 2021On Margins and Derandomisation in PAC-Bayescited by 19
- 2022Integral Probability Metrics PAC-Bayes Boundscited by 19
- 2023Fantastic Generalization Measures are Nowhere to be Foundcited by 19
- 2023(Almost) Provable Error Bounds Under Distribution Shift via Disagreement Discrepancycited by 16
- 2024Energy-based Automated Model Evaluationcited by 16
- 2023Noise Stability Optimization for Finding Flat Minima: A Hessian-based Regularization Approachcited by 14
- 2021Exact Gap between Generalization Error and Uniform Convergence in Random Feature Modelscited by 13
- 2021Learning Augmentation Distributions using Transformed Risk Minimizationcited by 13
- 2021PAC-Bayes Bounds for Meta-learning with Data-Dependent Priorcited by 11
- 2022Adversarial robustness of sparse local Lipschitz predictorscited by 11
- 2023On the Lipschitz Constant of Deep Networks and Double Descentcited by 11
- 2022On Measuring Excess Capacity in Neural Networkscited by 9
- 2022Generalisation under gradient descent via deterministic PAC-Bayescited by 9
- 2021Uniform Convergence, Adversarial Spheres and a Simple Remedycited by 8
- 2021Ridgeless Interpolation with Shallow ReLU Networks in 1D is Nearest Neighbor Curvature Extrapolation and Provably Generalizes on Lipschitz Functionscited by 8
- 2023Differentiable Neural Networks with RePU Activation: with Applications to Score Estimation and Isotonic Regressioncited by 8
- 2023Sparsity-aware generalization theory for deep neural networkscited by 8
- 2023Norm-based Generalization Bounds for Compositionally Sparse Neural Networkscited by 7
- 2022An Information-Theoretic Framework for Supervised Learningcited by 6
- 2022Max-Margin Works while Large Margin Fails: Generalization without Uniform Convergencecited by 6
- 2022Benefits of Additive Noise in Composing Classes with Bounded Capacitycited by 4
- 2021Perturbated Gradients Updating within Unit Space for Deep Learningcited by 3
- 2026FragileFlow: Spectral Control of Correct-but-Fragile Predictions for Foundation Model Robustnesscited by 3
- 2021Evaluation of Complexity Measures for Deep Learning Generalization in Medical Image Analysiscited by 2
- 2026Too Sharp, Too Sure: When Calibration Follows Curvaturecited by 2
- 2021PACMAN: PAC-style bounds accounting for the Mismatch between Accuracy and Negative log-losscited by 1
- 2022Do highly over-parameterized neural networks generalize since bad solutions are rare?cited by 1
- 2023Gradient Descent in Neural Networks as Sequential Learning in RKBScited by 1
- 2023A note on regularised NTK dynamics with an application to PAC-Bayesian trainingcited by 1
- 2021Compression Implies Generalizationcited by 0
- 2022Support Vectors and Gradient Dynamics of Single-Neuron ReLU Networkscited by 0
- 2023Subspace-Configurable Networkscited by 0
- 2023On the Role of Noise in the Sample Complexity of Learning Recurrent Neural Networks: Exponential Gaps for Long Sequencescited by 0
- 2024Rethinking generalization of classifiers in separable classes scenarios and over-parameterized regimescited by 0
- 2025Explainable Neural Networks with Guarantees: A Sparse Estimation Approachcited by 0
- 2025Reliably Detecting Model Failures in Deployment Without Labelscited by 0
- 2026Overfitting and Generalizing with (PAC) Bayesian Prediction in Noisy Binary Classificationcited by 0
50 most cited of 51 All 51 (JSON)
- 2026Certification of Machine Learning Models via Directional Sharpness23 Jun 2026
- 2026FragileFlow: Spectral Control of Correct-but-Fragile Predictions for Foundation Model Robustness9 May 2026
- 2026Too Sharp, Too Sure: When Calibration Follows Curvature22 Apr 2026
- 2026Overfitting and Generalizing with (PAC) Bayesian Prediction in Noisy Binary Classification23 Mar 2026
- 2025Reliably Detecting Model Failures in Deployment Without Labels5 Jun 2025
- 2025Explainable Neural Networks with Guarantees: A Sparse Estimation Approach2 Jan 2025
- 2024Rethinking generalization of classifiers in separable classes scenarios and over-parameterized regimes22 Oct 2024
- 2024Energy-based Automated Model Evaluation23 Jan 2024
- 2023A note on regularised NTK dynamics with an application to PAC-Bayesian training20 Dec 2023
- 2023Fantastic Generalization Measures are Nowhere to be Found24 Sep 2023
- 2023Sparsity-aware generalization theory for deep neural networks1 Jul 2023
- 2023Noise Stability Optimization for Finding Flat Minima: A Hessian-based Regularization Approach14 Jun 2023
38 more
- 2023Understanding Augmentation-based Self-Supervised Representation Learning via RKHS Approximation and Regression1 Jun 2023
- 2023(Almost) Provable Error Bounds Under Distribution Shift via Disagreement Discrepancy1 Jun 2023
- 2023On the Role of Noise in the Sample Complexity of Learning Recurrent Neural Networks: Exponential Gaps for Long Sequences28 May 2023
- 2023Subspace-Configurable Networks22 May 2023
- 2023Differentiable Neural Networks with RePU Activation: with Applications to Score Estimation and Isotonic Regression1 May 2023
- 2023Gradient Descent in Neural Networks as Sequential Learning in RKBS1 Feb 2023
- 2023On the Lipschitz Constant of Deep Networks and Double Descent28 Jan 2023
- 2023Norm-based Generalization Bounds for Compositionally Sparse Neural Networks28 Jan 2023
- 2022PAC-Bayes Compression Bounds So Tight That They Can Explain Generalization24 Nov 2022
- 2022Do highly over-parameterized neural networks generalize since bad solutions are rare?7 Nov 2022
- 2022Generalisation under gradient descent via deterministic PAC-Bayes6 Sep 2022
- 2022Integral Probability Metrics PAC-Bayes Bounds1 Jul 2022
- 2022Agreement-on-the-Line: Predicting the Performance of Neural Networks under Distribution Shift27 Jun 2022
- 2022Max-Margin Works while Large Margin Fails: Generalization without Uniform Convergence16 Jun 2022
- 2022Benefits of Additive Noise in Composing Classes with Bounded Capacity14 Jun 2022
- 2022Robust Fine-Tuning of Deep Neural Networks with Hessian-based Generalization Guarantees6 Jun 2022
- 2022On the Generalization Mystery in Deep Learning18 Mar 2022
- 2022An Information-Theoretic Framework for Supervised Learning1 Mar 2022
- 2022Adversarial robustness of sparse local Lipschitz predictors26 Feb 2022
- 2022On PAC-Bayesian reconstruction guarantees for VAEs23 Feb 2022
- 2022On Measuring Excess Capacity in Neural Networks16 Feb 2022
- 2022Support Vectors and Gradient Dynamics of Single-Neuron ReLU Networks11 Feb 2022
- 2022Non-Vacuous Generalisation Bounds for Shallow Neural Networks3 Feb 2022
- 2022Leveraging Unlabeled Data to Predict Out-of-Distribution Performance11 Jan 2022
- 2021PACMAN: PAC-style bounds accounting for the Mismatch between Accuracy and Negative log-loss10 Dec 2021
- 2021Learning Augmentation Distributions using Transformed Risk Minimization16 Nov 2021
- 2021Improved Regularization and Robustness for Fine-tuning in Neural Networks8 Nov 2021
- 2021Perturbated Gradients Updating within Unit Space for Deep Learning1 Oct 2021
- 2021Ridgeless Interpolation with Shallow ReLU Networks in 1D is Nearest Neighbor Curvature Extrapolation and Provably Generalizes on Lipschitz Functions27 Sep 2021
- 2021Statistically Meaningful Approximation: a Case Study on Approximating Turing Machines with Transformers28 Jul 2021
- 2021On Margins and Derandomisation in PAC-Bayes8 Jul 2021
- 2021Assessing Generalization of SGD via Disagreement25 Jun 2021
- 2021Compression Implies Generalization15 Jun 2021
- 2021Uniform Convergence, Adversarial Spheres and a Simple Remedy7 May 2021
- 2021RATT: Leveraging Unlabeled Data to Guarantee Generalization1 May 2021
- 2021Exact Gap between Generalization Error and Uniform Convergence in Random Feature Models8 Mar 2021
- 2021Evaluation of Complexity Measures for Deep Learning Generalization in Medical Image Analysis4 Mar 2021
- 2021Lost in Pruning: The Effects of Pruning Neural Networks beyond Test Accuracy4 Mar 2021
50 newest of 51 All 51 (JSON)
- 2022Leveraging Unlabeled Data to Predict Out-of-Distribution Performancecited by 141
- 2021Assessing Generalization of SGD via Disagreementcited by 116
- 2021Statistically Meaningful Approximation: a Case Study on Approximating Turing Machines with Transformerscited by 101
- 2022Agreement-on-the-Line: Predicting the Performance of Neural Networks under Distribution Shiftcited by 94
- 2022PAC-Bayes Compression Bounds So Tight That They Can Explain Generalizationcited by 75
- 2021Lost in Pruning: The Effects of Pruning Neural Networks beyond Test Accuracycited by 62
- 2021Improved Regularization and Robustness for Fine-tuning in Neural Networkscited by 45
- 2022Robust Fine-Tuning of Deep Neural Networks with Hessian-based Generalization Guaranteescited by 34
- 2022On the Generalization Mystery in Deep Learningcited by 25
- 2022Non-Vacuous Generalisation Bounds for Shallow Neural Networkscited by 22
- 2021RATT: Leveraging Unlabeled Data to Guarantee Generalizationcited by 20
- 2022On PAC-Bayesian reconstruction guarantees for VAEscited by 20
12 most cited of 51 All 51 (JSON)
- 2026Certification of Machine Learning Models via Directional Sharpness23 Jun 2026
- 2026FragileFlow: Spectral Control of Correct-but-Fragile Predictions for Foundation Model Robustness9 May 2026
- 2026Too Sharp, Too Sure: When Calibration Follows Curvature22 Apr 2026
- 2026Overfitting and Generalizing with (PAC) Bayesian Prediction in Noisy Binary Classification23 Mar 2026
- 2025Reliably Detecting Model Failures in Deployment Without Labels5 Jun 2025
- 2025Explainable Neural Networks with Guarantees: A Sparse Estimation Approach2 Jan 2025
- 2024Rethinking generalization of classifiers in separable classes scenarios and over-parameterized regimes22 Oct 2024
- 2024Energy-based Automated Model Evaluation23 Jan 2024
- 2023A note on regularised NTK dynamics with an application to PAC-Bayesian training20 Dec 2023
- 2023Fantastic Generalization Measures are Nowhere to be Found24 Sep 2023
- 2023Sparsity-aware generalization theory for deep neural networks1 Jul 2023
- 2023Noise Stability Optimization for Finding Flat Minima: A Hessian-based Regularization Approach14 Jun 2023
12 newest of 51 All 51 (JSON)