Backtracking Counterfactuals
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Abstract (arXiv)
Counterfactual reasoning -- envisioning hypothetical scenarios, or possible worlds, where some circumstances are different from what (f)actually occurred (counter-to-fact) -- is ubiquitous in human cognition. Conventionally, counterfactually-altered circumstances have been treated as "small miracles" that locally violate the laws of nature while sharing the same initial conditions. In Pearl's structural causal model (SCM) framework this is made mathematically rigorous via interventions that modify the causal laws while the values of exogenous variables are shared. In recent years, however, this purely interventionist account of counterfactuals has increasingly come under scrutiny from both philosophers and psychologists. Instead, they suggest a backtracking account of counterfactuals, according to which the causal laws remain unchanged in the counterfactual world; differences to the factual world are instead "backtracked" to altered initial conditions (exogenous variables). In the present work, we explore and formalise this alternative mode of counterfactual reasoning within the SCM framework. Despite ample evidence that humans backtrack, the present work constitutes, to the best of our knowledge, the first general account and algorithmisation of backtracking counterfactuals. We discuss our backtracking semantics in the context of related literature and draw connections to recent developments in explainable artificial intelligence (XAI).
Key facts. Cited by 15 papers in the map (data through 7 Oct 2026). Builds on 18 of its 49 references that are in the map. First posted on arXiv 1 Nov 2022.
Builds on
18 of 49 references.
References · 18
- 2017Counterfactual Explanations without Opening the Black Box: Automated Decisions and the GDPRcited by 1,086
- 2017Counterfactual Fairnesscited by 802
- 2018Actionable Recourse in Linear Classificationcited by 327
- 2020Algorithmic Recourse: from Counterfactual Explanations to Interventionscited by 250
- 2019FACE: Feasible and Actionable Counterfactual Explanationscited by 232
- 2019The What-If Tool: Interactive Probing of Machine Learning Modelscited by 207
- 2017Avoiding Discrimination through Causal Reasoningcited by 191
- 2019Preserving Causal Constraints in Counterfactual Explanations for Machine Learning Classifierscited by 143
- 2020Algorithmic recourse under imperfect causal knowledge: a probabilistic approachcited by 139
- 2019Towards Realistic Individual Recourse and Actionable Explanations in Black-Box Decision Making Systemscited by 128
- 2020On the Fairness of Causal Algorithmic Recoursecited by 69
- 2019Causal structure based root cause analysis of outlierscited by 65
6 more
- 2022Causal Fairness Analysiscited by 42
- 2022From Statistical to Causal Learningcited by 40
- 2020What's Sex Got To Do With Fair Machine Learning?cited by 37
- 2022Causal Explanations and XAIcited by 30
- 2021Counterfactual Explanations as Interventions in Latent Spacecited by 18
- 2020Quantifying intrinsic causal contributions via structure preserving interventionscited by 12
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Citing papers per year: 2023: 7; 2024: 3; 2025: 5.
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- 2023Causal normalizing flows: from theory to practicecited by 49
- 2024Benchmarking Counterfactual Image Generationcited by 22
- 2024Root Cause Analysis of Outliers with Missing Structural Knowledgecited by 19
- 2023Targeted Reduction of Causal Modelscited by 15
- 2023A Measure-Theoretic Axiomatisation of Causalitycited by 8
- 2023Counterfactual Formulation of Patient-Specific Root Causes of Diseasecited by 8
- 2023Deep Backtracking Counterfactuals for Causally Compliant Explanationscited by 8
- 2025Root Cause Analysis of Outliers in Unknown Cyclic Graphscited by 4
- 2025Toward Universal Laws of Outlier Propagationcited by 3
- 2023Beyond Single-Feature Importance with ICECREAMcited by 2
- 2023Algorithmic Recourse in Abnormal Multivariate Time Seriescited by 0
- 2024Natural Counterfactuals With Necessary Backtrackingcited by 0
3 more
- 2025On Measuring Intrinsic Causal Attributions in Deep Neural Networkscited by 0
- 2025Cyclic Counterfactuals under Shift-Scale Interventionscited by 0
- 2025Causality Without Causal Modelscited by 0
- 2025Causality Without Causal Models26 Nov 2025
- 2025Cyclic Counterfactuals under Shift-Scale Interventions28 Oct 2025
- 2025Root Cause Analysis of Outliers in Unknown Cyclic Graphs8 Oct 2025
- 2025On Measuring Intrinsic Causal Attributions in Deep Neural Networks14 May 2025
- 2025Toward Universal Laws of Outlier Propagation12 Feb 2025
- 2024Root Cause Analysis of Outliers with Missing Structural Knowledge7 Jun 2024
- 2024Benchmarking Counterfactual Image Generation29 Mar 2024
- 2024Natural Counterfactuals With Necessary Backtracking2 Feb 2024
- 2023Targeted Reduction of Causal Models30 Nov 2023
- 2023Deep Backtracking Counterfactuals for Causally Compliant Explanations11 Oct 2023
- 2023Algorithmic Recourse in Abnormal Multivariate Time Series28 Sep 2023
- 2023Beyond Single-Feature Importance with ICECREAM19 Jul 2023
3 more
- 2023Causal normalizing flows: from theory to practice8 Jun 2023
- 2023Counterfactual Formulation of Patient-Specific Root Causes of Disease27 May 2023
- 2023A Measure-Theoretic Axiomatisation of Causality19 May 2023
- 2023Causal normalizing flows: from theory to practicecited by 49
- 2023Causal normalizing flows: from theory to practice8 Jun 2023
- 2024Benchmarking Counterfactual Image Generationcited by 22
- 2024Root Cause Analysis of Outliers with Missing Structural Knowledgecited by 19
- 2023Targeted Reduction of Causal Modelscited by 15
- 2023A Measure-Theoretic Axiomatisation of Causalitycited by 8
- 2023Counterfactual Formulation of Patient-Specific Root Causes of Diseasecited by 8
- 2023Deep Backtracking Counterfactuals for Causally Compliant Explanationscited by 8
- 2025Root Cause Analysis of Outliers in Unknown Cyclic Graphscited by 4
- 2025Toward Universal Laws of Outlier Propagationcited by 3
- 2023Beyond Single-Feature Importance with ICECREAMcited by 2
- 2023Algorithmic Recourse in Abnormal Multivariate Time Seriescited by 0
- 2024Natural Counterfactuals With Necessary Backtrackingcited by 0
- 2025On Measuring Intrinsic Causal Attributions in Deep Neural Networkscited by 0
12 most cited of 14 All 14 (JSON)
- 2025Causality Without Causal Models26 Nov 2025
- 2025Cyclic Counterfactuals under Shift-Scale Interventions28 Oct 2025
- 2025Root Cause Analysis of Outliers in Unknown Cyclic Graphs8 Oct 2025
- 2025On Measuring Intrinsic Causal Attributions in Deep Neural Networks14 May 2025
- 2025Toward Universal Laws of Outlier Propagation12 Feb 2025
- 2024Root Cause Analysis of Outliers with Missing Structural Knowledge7 Jun 2024
- 2024Benchmarking Counterfactual Image Generation29 Mar 2024
- 2024Natural Counterfactuals With Necessary Backtracking2 Feb 2024
- 2023Targeted Reduction of Causal Models30 Nov 2023
- 2023Deep Backtracking Counterfactuals for Causally Compliant Explanations11 Oct 2023
- 2023Algorithmic Recourse in Abnormal Multivariate Time Series28 Sep 2023
- 2023Beyond Single-Feature Importance with ICECREAM19 Jul 2023
12 newest of 14 All 14 (JSON)