mlsanityData to 7 Oct 2026

Backtracking Counterfactuals

arXiv 2211.00472 ↗First posted 1 Nov 2022cs.AI cs.LG stat.MLcited by 15

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Abstract (arXiv)

Counterfactual reasoning -- envisioning hypothetical scenarios, or possible worlds, where some circumstances are different from what (f)actually occurred (counter-to-fact) -- is ubiquitous in human cognition. Conventionally, counterfactually-altered circumstances have been treated as "small miracles" that locally violate the laws of nature while sharing the same initial conditions. In Pearl's structural causal model (SCM) framework this is made mathematically rigorous via interventions that modify the causal laws while the values of exogenous variables are shared. In recent years, however, this purely interventionist account of counterfactuals has increasingly come under scrutiny from both philosophers and psychologists. Instead, they suggest a backtracking account of counterfactuals, according to which the causal laws remain unchanged in the counterfactual world; differences to the factual world are instead "backtracked" to altered initial conditions (exogenous variables). In the present work, we explore and formalise this alternative mode of counterfactual reasoning within the SCM framework. Despite ample evidence that humans backtrack, the present work constitutes, to the best of our knowledge, the first general account and algorithmisation of backtracking counterfactuals. We discuss our backtracking semantics in the context of related literature and draw connections to recent developments in explainable artificial intelligence (XAI).

Key facts. Cited by 15 papers in the map (data through 7 Oct 2026). Builds on 18 of its 49 references that are in the map. First posted on arXiv 1 Nov 2022.

Builds on

18 of 49 references.

References · 18

  1. 2017Counterfactual Explanations without Opening the Black Box: Automated Decisions and the GDPRcited by 1,086
  2. 2017Counterfactual Fairnesscited by 802
  3. 2018Actionable Recourse in Linear Classificationcited by 327
  4. 2020Algorithmic Recourse: from Counterfactual Explanations to Interventionscited by 250
  5. 2019FACE: Feasible and Actionable Counterfactual Explanationscited by 232
  6. 2019The What-If Tool: Interactive Probing of Machine Learning Modelscited by 207
  7. 2017Avoiding Discrimination through Causal Reasoningcited by 191
  8. 2019Preserving Causal Constraints in Counterfactual Explanations for Machine Learning Classifierscited by 143
  9. 2020Algorithmic recourse under imperfect causal knowledge: a probabilistic approachcited by 139
  10. 2019Towards Realistic Individual Recourse and Actionable Explanations in Black-Box Decision Making Systemscited by 128
  11. 2020On the Fairness of Causal Algorithmic Recoursecited by 69
  12. 2019Causal structure based root cause analysis of outlierscited by 65
6 more
  1. 2022Causal Fairness Analysiscited by 42
  2. 2022From Statistical to Causal Learningcited by 40
  3. 2020What's Sex Got To Do With Fair Machine Learning?cited by 37
  4. 2022Causal Explanations and XAIcited by 30
  5. 2021Counterfactual Explanations as Interventions in Latent Spacecited by 18
  6. 2020Quantifying intrinsic causal contributions via structure preserving interventionscited by 12

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