Explainability Is in the Mind of the Beholder: Establishing the Foundations of Explainable Artificial Intelligence
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Abstract (arXiv)
Explainable artificial intelligence and interpretable machine learning are research domains growing in importance. Yet, the underlying concepts remain somewhat elusive and lack generally agreed definitions. While recent inspiration from social sciences has refocused the work on needs and expectations of human recipients, the field still misses a concrete conceptualisation. We take steps towards addressing this challenge by reviewing the philosophical and social foundations of human explainability, which we then translate into the technological realm. In particular, we scrutinise the notion of algorithmic black boxes and the spectrum of understanding determined by explanatory processes and explainees' background knowledge. This approach allows us to define explainability as (logical) reasoning applied to transparent insights (into, possibly black-box, predictive systems) interpreted under background knowledge and placed within a specific context -- a process that engenders understanding in a selected group of explainees. We then employ this conceptualisation to revisit strategies for evaluating explainability as well as the much disputed trade-off between transparency and predictive power, including its implications for ante-hoc and post-hoc techniques along with fairness and accountability established by explainability. We furthermore discuss components of the machine learning workflow that may be in need of interpretability, building on a range of ideas from human-centred explainability, with a particular focus on explainees, contrastive statements and explanatory processes. Our discussion reconciles and complements current research to help better navigate open questions -- rather than attempting to address any individual issue -- thus laying a solid foundation for a grounded discussion and future progress of explainable artificial intelligence and interpretable machine learning.
Key facts. Cited by 13 papers in the map (data through 14 Oct 2026). Builds on 51 of its 144 references that are in the map. First posted on arXiv 29 Dec 2021.
Builds on
51 of 144 references.
References · 51
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- 2017A Unified Approach to Interpreting Model Predictionscited by 6,555
- 2016"Why Should I Trust You?": Explaining the Predictions of Any Classifiercited by 5,070
- 2017Understanding Black-box Predictions via Influence Functionscited by 1,741
- 2019Explainable Artificial Intelligence (XAI): Concepts, Taxonomies, Opportunities and Challenges toward Responsible AIcited by 1,552
- 2017Towards A Rigorous Science of Interpretable Machine Learningcited by 1,416
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- 2016The Mythos of Model Interpretabilitycited by 721
38 more
- 2018Explaining Explanations: An Overview of Interpretability of Machine Learningcited by 508
- 2018All Models are Wrong, but Many are Useful: Learning a Variable's Importance by Studying an Entire Class of Prediction Models Simultaneouslycited by 373
- 2017Methods for Interpreting and Understanding Deep Neural Networkscited by 345
- 2019Interpretable machine learning: definitions, methods, and applicationscited by 305
- 2019FACE: Feasible and Actionable Counterfactual Explanationscited by 233
- 2019Explainable Machine Learning in Deploymentcited by 211
- 2017Visualizing Deep Neural Network Decisions: Prediction Difference Analysiscited by 166
- 2019Explainable Machine Learning for Scientific Insights and Discoveriescited by 166
- 2019Predictive Multiplicity in Classificationcited by 166
- 2018Explaining Explanations in AIcited by 137
- 2021What Do We Want From Explainable Artificial Intelligence (XAI)? -- A Stakeholder Perspective on XAI and a Conceptual Model Guiding Interdisciplinary XAI Researchcited by 119
- 2019Explainability Fact Sheets: A Framework for Systematic Assessment of Explainable Approachescited by 101
- 2018The Dataset Nutrition Label: A Framework To Drive Higher Data Quality Standardscited by 97
- 2020The role of explainability in creating trustworthy artificial intelligence for health care: a comprehensive survey of the terminology, design choices, and evaluation strategiescited by 92
- 2017Explainable AI: Beware of Inmates Running the Asylum Or: How I Learnt to Stop Worrying and Love the Social and Behavioural Sciencescited by 85
- 2020Explainable Artificial Intelligence: a Systematic Reviewcited by 79
- 2015The Bayesian Case Model: A Generative Approach for Case-Based Reasoning and Prototype Classificationcited by 76
- 2020One Explanation Does Not Fit All: The Promise of Interactive Explanations for Machine Learning Transparencycited by 64
- 2014Falling Rule Listscited by 59
- 2020Interpretability and Explainability: A Machine Learning Zoo Mini-tourcited by 55
- 2017Interpretable & Explorable Approximations of Black Box Modelscited by 54
- 2020The Pragmatic Turn in Explainable Artificial Intelligence (XAI)cited by 54
- 2017The Promise and Peril of Human Evaluation for Model Interpretabilitycited by 52
- 2018Stakeholders in Explainable AIcited by 48
- 2018How Do Fairness Definitions Fare? Examining Public Attitudes Towards Algorithmic Definitions of Fairnesscited by 48
- 2018The Challenge of Crafting Intelligible Intelligencecited by 47
- 2016Embedding Projector: Interactive Visualization and Interpretation of Embeddingscited by 44
- 2018Contrastive Explanations with Local Foil Treescited by 34
- 2019Explainability in Human-Agent Systemscited by 34
- 2018An Interpretable Model with Globally Consistent Explanations for Credit Riskcited by 33
- 2019A Grounded Interaction Protocol for Explainable Artificial Intelligencecited by 22
- 2019bLIMEy: Surrogate Prediction Explanations Beyond LIMEcited by 17
- 2018On Cognitive Preferences and the Plausibility of Rule-based Modelscited by 14
- 2020A multi-component framework for the analysis and design of explainable artificial intelligencecited by 14
- 2021XAI Handbook: Towards a Unified Framework for Explainable AIcited by 14
- 2019Weight of Evidence as a Basis for Human-Oriented Explanationscited by 10
- 2019Towards a Characterization of Explainable Systemscited by 4
- 2021Explanatory Pluralism in Explainable AIcited by 4
50 most cited of 51 All 51 (JSON)
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Citing papers per year: 2022: 3; 2023: 5; 2024: 2; 2025: 3.
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- 2024Explainable Predictive Maintenance: A Survey of Current Methods, Challenges and Opportunitiescited by 10
- 2022Is explainable AI a race against model complexity?cited by 9
- 2023Mind the Gap! Bridging Explainable Artificial Intelligence and Human Understanding with Luhmann's Functional Theory of Communicationcited by 9
- 2022Cross-model Fairness: Empirical Study of Fairness and Ethics Under Model Multiplicitycited by 8
- 2023(Un)reasonable Allure of Ante-hoc Interpretability for High-stakes Domains: Transparency Is Necessary but Insufficient for Comprehensibilitycited by 6
- 2023Interpretable and Explainable Machine Learning Methods for Predictive Process Monitoring: A Systematic Literature Reviewcited by 4
- 2022What and How of Machine Learning Transparency: Building Bespoke Explainability Tools with Interoperable Algorithmic Componentscited by 3
- 2023Helpful, Misleading or Confusing: How Humans Perceive Fundamental Building Blocks of Artificial Intelligence Explanationscited by 3
- 2023A Model for Intelligible Interaction Between Agents That Predict and Explaincited by 2
- 2024Counterfactual Explanations for Clustering Modelscited by 1
- 2025Walking the Web of Concept-Class Relationships in Incrementally Trained Interpretable Modelscited by 1
- 2025Interpretable Neural System Dynamics: Combining Deep Learning with System Dynamics Modeling to Support Critical Applicationscited by 0
- 2025Towards explainable decision support using hybrid neural models for logistic terminal automation9 Sep 2025
- 2025Interpretable Neural System Dynamics: Combining Deep Learning with System Dynamics Modeling to Support Critical Applications20 May 2025
- 2025Walking the Web of Concept-Class Relationships in Incrementally Trained Interpretable Models27 Feb 2025
- 2024Counterfactual Explanations for Clustering Models19 Sep 2024
- 2024Explainable Predictive Maintenance: A Survey of Current Methods, Challenges and Opportunities15 Jan 2024
- 2023Interpretable and Explainable Machine Learning Methods for Predictive Process Monitoring: A Systematic Literature Review29 Dec 2023
- 2023(Un)reasonable Allure of Ante-hoc Interpretability for High-stakes Domains: Transparency Is Necessary but Insufficient for Comprehensibility4 Jun 2023
- 2023Helpful, Misleading or Confusing: How Humans Perceive Fundamental Building Blocks of Artificial Intelligence Explanations2 Mar 2023
- 2023Mind the Gap! Bridging Explainable Artificial Intelligence and Human Understanding with Luhmann's Functional Theory of Communication7 Feb 2023
- 2023A Model for Intelligible Interaction Between Agents That Predict and Explain4 Jan 2023
- 2022What and How of Machine Learning Transparency: Building Bespoke Explainability Tools with Interoperable Algorithmic Components8 Sep 2022
- 2022Is explainable AI a race against model complexity?17 May 2022
- 2024Explainable Predictive Maintenance: A Survey of Current Methods, Challenges and Opportunitiescited by 10
- 2022Is explainable AI a race against model complexity?cited by 9
- 2023Mind the Gap! Bridging Explainable Artificial Intelligence and Human Understanding with Luhmann's Functional Theory of Communicationcited by 9
- 2022Cross-model Fairness: Empirical Study of Fairness and Ethics Under Model Multiplicitycited by 8
- 2023(Un)reasonable Allure of Ante-hoc Interpretability for High-stakes Domains: Transparency Is Necessary but Insufficient for Comprehensibilitycited by 6
- 2023Interpretable and Explainable Machine Learning Methods for Predictive Process Monitoring: A Systematic Literature Reviewcited by 4
- 2022What and How of Machine Learning Transparency: Building Bespoke Explainability Tools with Interoperable Algorithmic Componentscited by 3
- 2023Helpful, Misleading or Confusing: How Humans Perceive Fundamental Building Blocks of Artificial Intelligence Explanationscited by 3
- 2023A Model for Intelligible Interaction Between Agents That Predict and Explaincited by 2
- 2024Counterfactual Explanations for Clustering Modelscited by 1
- 2025Walking the Web of Concept-Class Relationships in Incrementally Trained Interpretable Modelscited by 1
- 2025Interpretable Neural System Dynamics: Combining Deep Learning with System Dynamics Modeling to Support Critical Applicationscited by 0
12 most cited of 13 All 13 (JSON)
- 2025Towards explainable decision support using hybrid neural models for logistic terminal automation9 Sep 2025
- 2025Interpretable Neural System Dynamics: Combining Deep Learning with System Dynamics Modeling to Support Critical Applications20 May 2025
- 2025Walking the Web of Concept-Class Relationships in Incrementally Trained Interpretable Models27 Feb 2025
- 2024Counterfactual Explanations for Clustering Models19 Sep 2024
- 2024Explainable Predictive Maintenance: A Survey of Current Methods, Challenges and Opportunities15 Jan 2024
- 2023Interpretable and Explainable Machine Learning Methods for Predictive Process Monitoring: A Systematic Literature Review29 Dec 2023
- 2023(Un)reasonable Allure of Ante-hoc Interpretability for High-stakes Domains: Transparency Is Necessary but Insufficient for Comprehensibility4 Jun 2023
- 2023Helpful, Misleading or Confusing: How Humans Perceive Fundamental Building Blocks of Artificial Intelligence Explanations2 Mar 2023
- 2023Mind the Gap! Bridging Explainable Artificial Intelligence and Human Understanding with Luhmann's Functional Theory of Communication7 Feb 2023
- 2023A Model for Intelligible Interaction Between Agents That Predict and Explain4 Jan 2023
- 2022What and How of Machine Learning Transparency: Building Bespoke Explainability Tools with Interoperable Algorithmic Components8 Sep 2022
- 2022Is explainable AI a race against model complexity?17 May 2022
12 newest of 13 All 13 (JSON)