mlsanityData to 7 Oct 2026

Stable and Safe Reinforcement Learning via a Barrier-Lyapunov Actor-Critic Approach

arXiv 2304.04066 ↗First posted 8 Apr 2023eess.SY cs.LG cs.ROcited by 11

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Abstract (arXiv)

Reinforcement learning (RL) has demonstrated impressive performance in various areas such as video games and robotics. However, ensuring safety and stability, which are two critical properties from a control perspective, remains a significant challenge when using RL to control real-world systems. In this paper, we first provide definitions of safety and stability for the RL system, and then combine the control barrier function (CBF) and control Lyapunov function (CLF) methods with the actor-critic method in RL to propose a Barrier-Lyapunov Actor-Critic (BLAC) framework which helps maintain the aforementioned safety and stability for the system. In this framework, CBF constraints for safety and CLF constraint for stability are constructed based on the data sampled from the replay buffer, and the augmented Lagrangian method is used to update the parameters of the RL-based controller. Furthermore, an additional backup controller is introduced in case the RL-based controller cannot provide valid control signals when safety and stability constraints cannot be satisfied simultaneously. Simulation results show that this framework yields a controller that can help the system approach the desired state and cause fewer violations of safety constraints compared to baseline algorithms.

Key facts. Cited by 11 papers in the map (data through 7 Oct 2026). Builds on 26 of its 36 references that are in the map. First posted on arXiv 8 Apr 2023.

Builds on

26 of 36 references.

References · 26

  1. 2018Soft Actor-Critic Algorithms and Applicationscited by 1,179
  2. 2017Constrained Policy Optimizationcited by 928
  3. 2018Reward Constrained Policy Optimizationcited by 397
  4. 2017Safe Model-based Reinforcement Learning with Stability Guaranteescited by 347
  5. 2019Control Barrier Functions: Theory and Applicationscited by 332
  6. 2018A Lyapunov-based Approach to Safe Reinforcement Learningcited by 278
  7. 2019End-to-End Safe Reinforcement Learning through Barrier Functions for Safety-Critical Continuous Control Taskscited by 256
  8. 2020Projection-Based Constrained Policy Optimizationcited by 195
  9. 2022Safe Control with Learned Certificates: A Survey of Neural Lyapunov, Barrier, and Contraction methodscited by 148
  10. 2019Constrained Reinforcement Learning Has Zero Duality Gapcited by 144
  11. 2018Learning-based Model Predictive Control for Safe Explorationcited by 116
  12. 2021Safe Nonlinear Control Using Robust Neural Lyapunov-Barrier Functionscited by 91
14 more
  1. 2020Reinforcement Learning for Safety-Critical Control under Model Uncertainty, using Control Lyapunov Functions and Control Barrier Functionscited by 61
  2. 2021Safe Reinforcement Learning Using Robust Control Barrier Functionscited by 44
  3. 2020Actor-Critic Reinforcement Learning for Control with Stability Guaranteecited by 39
  4. 2021Stabilizing Neural Control Using Self-Learned Almost Lyapunov Criticscited by 33
  5. 2021Feasible Actor-Critic: Constrained Reinforcement Learning for Ensuring Statewise Safetycited by 30
  6. 2021Joint Synthesis of Safety Certificate and Safe Control Policy using Constrained Reinforcement Learningcited by 25
  7. 2022Learning Safe, Generalizable Perception-based Hybrid Control with Certificatescited by 24
  8. 2019Safe Control Algorithms Using Energy Functions: A Unified Framework, Benchmark, and New Directionscited by 17
  9. 2022QuaDUE-CCM: Interpretable Distributional Reinforcement Learning using Uncertain Contraction Metrics for Precise Quadrotor Trajectory Trackingcited by 5
  10. 2023Constrained Reinforcement Learning using Distributional Representation for Trustworthy Quadrotor UAV Tracking Controlcited by 5
  11. 2021Learn Zero-Constraint-Violation Policy in Model-Free Constrained Reinforcement Learningcited by 4
  12. 2022Safety Verification and Controller Synthesis for Systems with Input Constraintscited by 4
  13. 2023Physical Deep Reinforcement Learning Towards Safety Guaranteecited by 3
  14. 2021On the Undesired Equilibria Induced by Control Barrier Function Based Quadratic Programscited by 2

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2023: 1; 2024: 5; 2025: 3; 2026: 2.

11 papers.