CoMAE: A Multi-factor Hierarchical Framework for Empathetic Response Generation
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Abstract (arXiv)
The capacity of empathy is crucial to the success of open-domain dialog systems. Due to its nature of multi-dimensionality, there are various factors that relate to empathy expression, such as communication mechanism, dialog act and emotion. However, existing methods for empathetic response generation usually either consider only one empathy factor or ignore the hierarchical relationships between different factors, leading to a weak ability of empathy modeling. In this paper, we propose a multi-factor hierarchical framework, CoMAE, for empathetic response generation, which models the above three key factors of empathy expression in a hierarchical way. We show experimentally that our CoMAE-based model can generate more empathetic responses than previous methods. We also highlight the importance of hierarchical modeling of different factors through both the empirical analysis on a real-life corpus and the extensive experiments. Our codes and used data are available at https://github.com/chujiezheng/CoMAE.
Key facts. Cited by 42 papers in the map (data through 7 Oct 2026). Builds on 18 of its 48 references that are in the map. First posted on arXiv 18 May 2021.
Builds on
18 of 48 references.
References · 18
- 2014Adam: A Method for Stochastic Optimizationcited by 36,960
- 2019PyTorch: An Imperative Style, High-Performance Deep Learning Librarycited by 20,160
- 2019RoBERTa: A Robustly Optimized BERT Pretraining Approachcited by 13,266
- 2019The Curious Case of Neural Text Degenerationcited by 2,881
- 2020GoEmotions: A Dataset of Fine-Grained Emotionscited by 479
- 2016How NOT To Evaluate Your Dialogue System: An Empirical Study of Unsupervised Evaluation Metrics for Dialogue Response Generationcited by 356
- 2020A Computational Approach to Understanding Empathy Expressed in Text-Based Mental Health Supportcited by 182
- 2018The Design and Implementation of XiaoIce, an Empathetic Social Chatbotcited by 172
- 2017Emotional Chatting Machine: Emotional Conversation Generation with Internal and External Memorycited by 167
- 2020MIME: MIMicking Emotions for Empathetic Response Generationcited by 114
- 2019MoEL: Mixture of Empathetic Listenerscited by 91
- 2018Training Tips for the Transformer Modelcited by 85
6 more
- 2021Towards Facilitating Empathic Conversations in Online Mental Health Support: A Reinforcement Learning Approachcited by 75
- 2017Relevance of Unsupervised Metrics in Task-Oriented Dialogue for Evaluating Natural Language Generationcited by 61
- 2020Towards Persona-Based Empathetic Conversational Modelscited by 53
- 2020A Taxonomy of Empathetic Response Intents in Human Social Conversationscited by 51
- 2020EmpTransfo: A Multi-head Transformer Architecture for Creating Empathetic Dialog Systemscited by 19
- 2021DiSCoL: Toward Engaging Dialogue Systems through Conversational Line Guided Response Generationcited by 10
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Citing papers per year: 2021: 5; 2022: 14; 2023: 9; 2024: 8; 2025: 5; 2026: 1.
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- 2021Towards Emotional Support Dialog Systemscited by 294
- 2021PsyQA: A Chinese Dataset for Generating Long Counseling Text for Mental Health Supportcited by 92
- 2021CEM: Commonsense-aware Empathetic Response Generationcited by 89
- 2022AugESC: Dialogue Augmentation with Large Language Models for Emotional Support Conversationcited by 79
- 2022Human-AI Collaboration Enables More Empathic Conversations in Text-based Peer-to-Peer Mental Health Supportcited by 68
- 2023Cue-CoT: Chain-of-thought Prompting for Responding to In-depth Dialogue Questions with LLMscited by 62
- 2022Improving Multi-turn Emotional Support Dialogue Generation with Lookahead Strategy Planningcited by 59
- 2023CharacterChat: Learning towards Conversational AI with Personalized Social Supportcited by 58
- 2022PAL: Persona-Augmented Emotional Support Conversation Generationcited by 39
- 2022EVA2.0: Investigating Open-Domain Chinese Dialogue Systems with Large-Scale Pre-Trainingcited by 31
- 2022CPED: A Large-Scale Chinese Personalized and Emotional Dialogue Dataset for Conversational AIcited by 25
- 2024STICKERCONV: Generating Multimodal Empathetic Responses from Scratchcited by 21
30 more
- 2021Exploring Prompt-based Few-shot Learning for Grounded Dialog Generationcited by 20
- 2022Empathetic Dialogue Generation via Sensitive Emotion Recognition and Sensible Knowledge Selectioncited by 19
- 2022CASE: Aligning Coarse-to-Fine Cognition and Affection for Empathetic Response Generationcited by 18
- 2022FADO: Feedback-Aware Double COntrolling Network for Emotional Support Conversationcited by 18
- 2023Facilitating Multi-turn Emotional Support Conversation with Positive Emotion Elicitation: A Reinforcement Learning Approachcited by 15
- 2022Empathetic Conversational Systems: A Review of Current Advances, Gaps, and Opportunitiescited by 14
- 2023Leveraging Large Language Models for Automated Dialogue Analysiscited by 14
- 2025KokoroChat: A Japanese Psychological Counseling Dialogue Dataset Collected via Role-Playing by Trained Counselorscited by 13
- 2023Improving Empathetic Dialogue Generation by Dynamically Infusing Commonsense Knowledgecited by 12
- 2022Emp-RFT: Empathetic Response Generation via Recognizing Feature Transitions between Utterancescited by 11
- 2023Less is More: Mitigate Spurious Correlations for Open-Domain Dialogue Response Generation Models by Causal Discoverycited by 10
- 2023DiffusEmp: A Diffusion Model-Based Framework with Multi-Grained Control for Empathetic Response Generationcited by 9
- 2025A Desideratum for Conversational Agents: Capabilities, Challenges, and Future Directionscited by 9
- 2022Mitigating Toxic Degeneration with Empathetic Data: Exploring the Relationship Between Toxicity and Empathycited by 8
- 2024An Iterative Associative Memory Model for Empathetic Response Generationcited by 8
- 2024Empathy Level Alignment via Reinforcement Learning for Empathetic Response Generationcited by 8
- 2023Knowledge-enhanced Memory Model for Emotional Support Conversationcited by 7
- 2023CAB: Empathetic Dialogue Generation with Cognition, Affection and Behaviorcited by 6
- 2024Detection and Positive Reconstruction of Cognitive Distortion sentences: Mandarin Dataset and Evaluationcited by 6
- 2025The Pursuit of Empathy: Evaluating Small Language Models for PTSD Dialogue Supportcited by 6
- 2022Wish I Can Feel What You Feel: A Neural Approach for Empathetic Response Generationcited by 5
- 2024Exploiting Emotion-Semantic Correlations for Empathetic Response Generationcited by 5
- 2024CausalScore: An Automatic Reference-Free Metric for Assessing Response Relevance in Open-Domain Dialogue Systemscited by 5
- 2022A Critical Reflection and Forward Perspective on Empathy and Natural Language Processingcited by 4
- 2024The Future of Cognitive Strategy-enhanced Persuasive Dialogue Agents: New Perspectives and Trendscited by 4
- 2021Constructing Emotion Consensus and Utilizing Unpaired Data for Empathetic Dialogue Generationcited by 3
- 2024Personality-affected Emotion Generation in Dialog Systemscited by 3
- 2025EmoAssist: Emotional Assistant for Visual Impairment Communitycited by 0
- 2025Mind2: Mind-to-Mind Emotional Support System with Bidirectional Cognitive Discourse Analysiscited by 0
- 2026Multilingual KokoroChat: A Multi-LLM Ensemble Translation Method for Creating a Multilingual Counseling Dialogue Datasetcited by 0
- 2026Multilingual KokoroChat: A Multi-LLM Ensemble Translation Method for Creating a Multilingual Counseling Dialogue Dataset24 Mar 2026
- 2025KokoroChat: A Japanese Psychological Counseling Dialogue Dataset Collected via Role-Playing by Trained Counselors2 Jun 2025
- 2025The Pursuit of Empathy: Evaluating Small Language Models for PTSD Dialogue Support21 May 2025
- 2025A Desideratum for Conversational Agents: Capabilities, Challenges, and Future Directions7 Apr 2025
- 2025Mind2: Mind-to-Mind Emotional Support System with Bidirectional Cognitive Discourse Analysis17 Mar 2025
- 2025EmoAssist: Emotional Assistant for Visual Impairment Community13 Feb 2025
- 2024Empathy Level Alignment via Reinforcement Learning for Empathetic Response Generation6 Aug 2024
- 2024CausalScore: An Automatic Reference-Free Metric for Assessing Response Relevance in Open-Domain Dialogue Systems25 Jun 2024
- 2024Detection and Positive Reconstruction of Cognitive Distortion sentences: Mandarin Dataset and Evaluation24 May 2024
- 2024Personality-affected Emotion Generation in Dialog Systems3 Apr 2024
- 2024An Iterative Associative Memory Model for Empathetic Response Generation28 Feb 2024
- 2024Exploiting Emotion-Semantic Correlations for Empathetic Response Generation27 Feb 2024
30 more
- 2024The Future of Cognitive Strategy-enhanced Persuasive Dialogue Agents: New Perspectives and Trends7 Feb 2024
- 2024STICKERCONV: Generating Multimodal Empathetic Responses from Scratch20 Jan 2024
- 2023Knowledge-enhanced Memory Model for Emotional Support Conversation11 Oct 2023
- 2023Leveraging Large Language Models for Automated Dialogue Analysis12 Sep 2023
- 2023CharacterChat: Learning towards Conversational AI with Personalized Social Support20 Aug 2023
- 2023Facilitating Multi-turn Emotional Support Conversation with Positive Emotion Elicitation: A Reinforcement Learning Approach16 Jul 2023
- 2023DiffusEmp: A Diffusion Model-Based Framework with Multi-Grained Control for Empathetic Response Generation2 Jun 2023
- 2023Improving Empathetic Dialogue Generation by Dynamically Infusing Commonsense Knowledge24 May 2023
- 2023Cue-CoT: Chain-of-thought Prompting for Responding to In-depth Dialogue Questions with LLMs19 May 2023
- 2023Less is More: Mitigate Spurious Correlations for Open-Domain Dialogue Response Generation Models by Causal Discovery2 Mar 2023
- 2023CAB: Empathetic Dialogue Generation with Cognition, Affection and Behavior3 Feb 2023
- 2022PAL: Persona-Augmented Emotional Support Conversation Generation19 Dec 2022
- 2022Wish I Can Feel What You Feel: A Neural Approach for Empathetic Response Generation5 Dec 2022
- 2022FADO: Feedback-Aware Double COntrolling Network for Emotional Support Conversation1 Nov 2022
- 2022A Critical Reflection and Forward Perspective on Empathy and Natural Language Processing29 Oct 2022
- 2022Empathetic Dialogue Generation via Sensitive Emotion Recognition and Sensible Knowledge Selection21 Oct 2022
- 2022Improving Multi-turn Emotional Support Dialogue Generation with Lookahead Strategy Planning9 Oct 2022
- 2022CASE: Aligning Coarse-to-Fine Cognition and Affection for Empathetic Response Generation18 Aug 2022
- 2022CPED: A Large-Scale Chinese Personalized and Emotional Dialogue Dataset for Conversational AI29 May 2022
- 2022Mitigating Toxic Degeneration with Empathetic Data: Exploring the Relationship Between Toxicity and Empathy15 May 2022
- 2022Empathetic Conversational Systems: A Review of Current Advances, Gaps, and Opportunities9 May 2022
- 2022Emp-RFT: Empathetic Response Generation via Recognizing Feature Transitions between Utterances6 May 2022
- 2022Human-AI Collaboration Enables More Empathic Conversations in Text-based Peer-to-Peer Mental Health Support28 Mar 2022
- 2022EVA2.0: Investigating Open-Domain Chinese Dialogue Systems with Large-Scale Pre-Training17 Mar 2022
- 2022AugESC: Dialogue Augmentation with Large Language Models for Emotional Support Conversation26 Feb 2022
- 2021Constructing Emotion Consensus and Utilizing Unpaired Data for Empathetic Dialogue Generation16 Sep 2021
- 2021Exploring Prompt-based Few-shot Learning for Grounded Dialog Generation14 Sep 2021
- 2021CEM: Commonsense-aware Empathetic Response Generation13 Sep 2021
- 2021PsyQA: A Chinese Dataset for Generating Long Counseling Text for Mental Health Support3 Jun 2021
- 2021Towards Emotional Support Dialog Systems2 Jun 2021
- 2021Towards Emotional Support Dialog Systemscited by 294
- 2021PsyQA: A Chinese Dataset for Generating Long Counseling Text for Mental Health Supportcited by 92
- 2021CEM: Commonsense-aware Empathetic Response Generationcited by 89
- 2022AugESC: Dialogue Augmentation with Large Language Models for Emotional Support Conversationcited by 79
- 2022Human-AI Collaboration Enables More Empathic Conversations in Text-based Peer-to-Peer Mental Health Supportcited by 68
- 2022Improving Multi-turn Emotional Support Dialogue Generation with Lookahead Strategy Planningcited by 59
- 2023CharacterChat: Learning towards Conversational AI with Personalized Social Supportcited by 58
- 2022PAL: Persona-Augmented Emotional Support Conversation Generationcited by 39
- 2022EVA2.0: Investigating Open-Domain Chinese Dialogue Systems with Large-Scale Pre-Trainingcited by 31
- 2022CPED: A Large-Scale Chinese Personalized and Emotional Dialogue Dataset for Conversational AIcited by 25
- 2024STICKERCONV: Generating Multimodal Empathetic Responses from Scratchcited by 21
- 2021Exploring Prompt-based Few-shot Learning for Grounded Dialog Generationcited by 20
12 most cited of 38 All 38 (JSON)
- 2026Multilingual KokoroChat: A Multi-LLM Ensemble Translation Method for Creating a Multilingual Counseling Dialogue Dataset24 Mar 2026
- 2025KokoroChat: A Japanese Psychological Counseling Dialogue Dataset Collected via Role-Playing by Trained Counselors2 Jun 2025
- 2025The Pursuit of Empathy: Evaluating Small Language Models for PTSD Dialogue Support21 May 2025
- 2025Mind2: Mind-to-Mind Emotional Support System with Bidirectional Cognitive Discourse Analysis17 Mar 2025
- 2025EmoAssist: Emotional Assistant for Visual Impairment Community13 Feb 2025
- 2024Empathy Level Alignment via Reinforcement Learning for Empathetic Response Generation6 Aug 2024
- 2024CausalScore: An Automatic Reference-Free Metric for Assessing Response Relevance in Open-Domain Dialogue Systems25 Jun 2024
- 2024Detection and Positive Reconstruction of Cognitive Distortion sentences: Mandarin Dataset and Evaluation24 May 2024
- 2024Personality-affected Emotion Generation in Dialog Systems3 Apr 2024
- 2024An Iterative Associative Memory Model for Empathetic Response Generation28 Feb 2024
- 2024Exploiting Emotion-Semantic Correlations for Empathetic Response Generation27 Feb 2024
- 2024STICKERCONV: Generating Multimodal Empathetic Responses from Scratch20 Jan 2024
12 newest of 38 All 38 (JSON)