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Towards Persona-Based Empathetic Conversational Models

arXiv 2004.12316 ↗First posted 26 Apr 2020cs.CL cs.AI cs.HCcited by 53

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Abstract (arXiv)

Empathetic conversational models have been shown to improve user satisfaction and task outcomes in numerous domains. In Psychology, persona has been shown to be highly correlated to personality, which in turn influences empathy. In addition, our empirical analysis also suggests that persona plays an important role in empathetic conversations. To this end, we propose a new task towards persona-based empathetic conversations and present the first empirical study on the impact of persona on empathetic responding. Specifically, we first present a novel large-scale multi-domain dataset for persona-based empathetic conversations. We then propose CoBERT, an efficient BERT-based response selection model that obtains the state-of-the-art performance on our dataset. Finally, we conduct extensive experiments to investigate the impact of persona on empathetic responding. Notably, our results show that persona improves empathetic responding more when CoBERT is trained on empathetic conversations than non-empathetic ones, establishing an empirical link between persona and empathy in human conversations.

Key facts. Cited by 53 papers in the map (data through 7 Oct 2026). First posted on arXiv 26 Apr 2020.

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2021: 8; 2022: 12; 2023: 15; 2024: 13; 2025: 4; 2026: 1.

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  1. 2021Towards Emotional Support Dialog Systemscited by 294
  2. 2024Two Tales of Persona in LLMs: A Survey of Role-Playing and Personalizationcited by 203
  3. 2021Recent Advances in Deep Learning Based Dialogue Systems: A Systematic Surveycited by 130
  4. 2022A Survey of Controllable Text Generation using Transformer-based Pre-trained Language Modelscited by 128
  5. 2022Long Time No See! Open-Domain Conversation with Long-Term Persona Memorycited by 107
  6. 2023Building Emotional Support Chatbots in the Era of LLMscited by 62
  7. 2023RePrompt: Automatic Prompt Editing to Refine AI-Generative Art Towards Precise Expressionscited by 43
  8. 2021CoMAE: A Multi-factor Hierarchical Framework for Empathetic Response Generationcited by 42
  9. 2022PAL: Persona-Augmented Emotional Support Conversation Generationcited by 39
  10. 2023TransESC: Smoothing Emotional Support Conversation via Turn-Level State Transitioncited by 30
  11. 2023Information Retrieval Meets Large Language Models: A Strategic Report from Chinese IR Communitycited by 29
  12. 2023LiveChat: A Large-Scale Personalized Dialogue Dataset Automatically Constructed from Live Streamingcited by 27
38 more
  1. 2024Building Better AI Agents: A Provocation on the Utilisation of Persona in LLM-based Conversational Agentscited by 26
  2. 2022CPED: A Large-Scale Chinese Personalized and Emotional Dialogue Dataset for Conversational AIcited by 25
  3. 2023MPCHAT: Towards Multimodal Persona-Grounded Conversationcited by 24
  4. 2023PeaCoK: Persona Commonsense Knowledge for Consistent and Engaging Narrativescited by 19
  5. 2024Recent Trends in Personalized Dialogue Generation: A Review of Datasets, Methodologies, and Evaluationscited by 19
  6. 2021Refocusing on Relevance: Personalization in NLGcited by 18
  7. 2024IQA-EVAL: Automatic Evaluation of Human-Model Interactive Question Answeringcited by 18
  8. 2023PRODIGy: a PROfile-based DIalogue Generation datasetcited by 16
  9. 2023History-Aware Hierarchical Transformer for Multi-session Open-domain Dialogue Systemcited by 15
  10. 2022Empathetic Conversational Systems: A Review of Current Advances, Gaps, and Opportunitiescited by 14
  11. 2023Leveraging Large Language Models for Automated Dialogue Analysiscited by 14
  12. 2021Enhanced Speaker-aware Multi-party Multi-turn Dialogue Comprehensioncited by 13
  13. 2023Prompting with Pseudo-Code Instructionscited by 13
  14. 2021Learning Implicit User Profiles for Personalized Retrieval-Based Chatbotcited by 12
  15. 2021Transferable Persona-Grounded Dialogues via Grounded Minimal Editscited by 10
  16. 2022Target-Guided Open-Domain Conversation Planningcited by 8
  17. 2024An Iterative Associative Memory Model for Empathetic Response Generationcited by 8
  18. 2024Empathy Level Alignment via Reinforcement Learning for Empathetic Response Generationcited by 8
  19. 2022LARD: Large-scale Artificial Disfluency Generationcited by 7
  20. 2022Persona-Based Conversational AI: State of the Art and Challengescited by 6
  21. 2023Empathy Detection from Text, Audiovisual, Audio or Physiological Signals: A Systematic Review of Task Formulations and Machine Learning Methodscited by 5
  22. 2024Exploiting Emotion-Semantic Correlations for Empathetic Response Generationcited by 5
  23. 2025We Argue to Agree: Towards Personality-Driven Argumentation-Based Negotiation Dialogue Systems for Tourismcited by 5
  24. 2022A Critical Reflection and Forward Perspective on Empathy and Natural Language Processingcited by 4
  25. 2023Multi-turn Dialogue Comprehension from a Topic-aware Perspectivecited by 4
  26. 2021Simulated Annealing for Emotional Dialogue Systemscited by 3
  27. 2024Acknowledgment of Emotional States: Generating Validating Responses for Empathetic Dialoguecited by 3
  28. 2024Personality-affected Emotion Generation in Dialog Systemscited by 3
  29. 2024Controllable Contextualized Image Captioning: Directing the Visual Narrative through User-Defined Highlightscited by 3
  30. 2024User-Specific Dialogue Generation with User Profile-Aware Pre-Training Model and Parameter-Efficient Fine-Tuningcited by 3
  31. 2025Modeling and Optimizing User Preferences in AI Copilots: A Comprehensive Survey and Taxonomycited by 3
  32. 2022Using Multi-Encoder Fusion Strategies to Improve Personalized Response Selectioncited by 2
  33. 2023Persona-Coded Poly-Encoder: Persona-Guided Multi-Stream Conversational Sentence Scoringcited by 2
  34. 2022Towards Multi-Turn Empathetic Dialogs with Positive Emotion Elicitationcited by 1
  35. 2024Examining the Role of Relationship Alignment in Large Language Modelscited by 1
  36. 2024Unstructured Text Enhanced Open-domain Dialogue System: A Systematic Surveycited by 1
  37. 2025PicPersona-TOD : A Dataset for Personalizing Utterance Style in Task-Oriented Dialogue with Image Personacited by 1
  38. 2022A survey of neural models for the automatic analysis of conversation: Towards a better integration of the social sciencescited by 0

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