On Infusing Reachability-Based Safety Assurance within Planning Frameworks for Human-Robot Vehicle Interactions
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Abstract (arXiv)
Action anticipation, intent prediction, and proactive behavior are all desirable characteristics for autonomous driving policies in interactive scenarios. Paramount, however, is ensuring safety on the road -- a key challenge in doing so is accounting for uncertainty in human driver actions without unduly impacting planner performance. This paper introduces a minimally-interventional safety controller operating within an autonomous vehicle control stack with the role of ensuring collision-free interaction with an externally controlled (e.g., human-driven) counterpart while respecting static obstacles such as a road boundary wall. We leverage reachability analysis to construct a real-time (100Hz) controller that serves the dual role of (i) tracking an input trajectory from a higher-level planning algorithm using model predictive control, and (ii) assuring safety by maintaining the availability of a collision-free escape maneuver as a persistent constraint regardless of whatever future actions the other car takes. A full-scale steer-by-wire platform is used to conduct traffic weaving experiments wherein two cars, initially side-by-side, must swap lanes in a limited amount of time and distance, emulating cars merging onto/off of a highway. We demonstrate that, with our control stack, the autonomous vehicle is able to avoid collision even when the other car defies the planner's expectations and takes dangerous actions, either carelessly or with the intent to collide, and otherwise deviates minimally from the planned trajectory to the extent required to maintain safety.
Key facts. Cited by 25 papers in the map (data through 14 Oct 2026). First posted on arXiv 6 Dec 2020.
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Citing papers per year: 2021: 3; 2022: 7; 2023: 3; 2024: 3; 2025: 7; 2026: 2.
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- 2022Safety-Enhanced Autonomous Driving Using Interpretable Sensor Fusion Transformercited by 212
- 2023The Safety Filter: A Unified View of Safety-Critical Control in Autonomous Systemscited by 88
- 2022A System-Level View on Out-of-Distribution Data in Roboticscited by 33
- 2022Sim-to-Lab-to-Real: Safe Reinforcement Learning with Shielding and Generalization Guaranteescited by 27
- 2022Safe Reinforcement Learning Using Black-Box Reachability Analysiscited by 26
- 2024Hamilton-Jacobi Reachability in Reinforcement Learning: A Surveycited by 16
- 2023Active Uncertainty Reduction for Safe and Efficient Interaction Planning: A Shielding-Aware Dual Control Approachcited by 15
- 2024Dynamic Model Predictive Shielding for Provably Safe Reinforcement Learningcited by 15
- 2022ParkPredict+: Multimodal Intent and Motion Prediction for Vehicles in Parking Lots with CNN and Transformercited by 14
- 2022Task-Relevant Failure Detection for Trajectory Predictors in Autonomous Vehiclescited by 11
- 2025Safe LLM-Controlled Robots with Formal Guarantees via Reachability Analysiscited by 9
- 2022Safe Reinforcement Learning using Data-Driven Predictive Controlcited by 5
13 more
- 2021Cooperation for Scalable Supervision of Autonomy in Mixed Trafficcited by 4
- 2023Value Approximation for Two-Player General-Sum Differential Games with State Constraintscited by 3
- 2025Provably Optimal Reinforcement Learning under Safety Filteringcited by 3
- 2021Towards Data-Driven Synthesis of Autonomous Vehicle Safety Conceptscited by 2
- 2021Risk-Constrained Interactive Safety under Behavior Uncertainty for Autonomous Drivingcited by 1
- 2024Who Plays First? Optimizing the Order of Play in Stackelberg Games with Many Robotscited by 1
- 2025Unified Generation-Refinement Planning: Bridging Guided Flow Matching and Sampling-Based MPC for Social Navigationcited by 1
- 2026DualShield: Safe Model Predictive Diffusion via Reachability Analysis for Interactive Autonomous Drivingcited by 1
- 2025Learning Nash Equilibrial Hamiltonian for Two-Player Collision-Avoiding Interactionscited by 0
- 2025Towards provable probabilistic safety for scalable embodied AI systemscited by 0
- 2025Efficient Safety Verification of Autonomous Vehicles with Neural Network Operatorcited by 0
- 2025Reach-Avoid Differential game with Reachability Analysis for UAVs: A decomposition approachcited by 0
- 2026Hamilton-Jacobi Reachability-Based Safe Reinforcement Learning for Emergency Collision Avoidancecited by 0
- 2026Hamilton-Jacobi Reachability-Based Safe Reinforcement Learning for Emergency Collision Avoidance13 Jun 2026
- 2026DualShield: Safe Model Predictive Diffusion via Reachability Analysis for Interactive Autonomous Driving22 Jan 2026
- 2025Reach-Avoid Differential game with Reachability Analysis for UAVs: A decomposition approach28 Dec 2025
- 2025Efficient Safety Verification of Autonomous Vehicles with Neural Network Operator4 Dec 2025
- 2025Provably Optimal Reinforcement Learning under Safety Filtering20 Oct 2025
- 2025Unified Generation-Refinement Planning: Bridging Guided Flow Matching and Sampling-Based MPC for Social Navigation2 Aug 2025
- 2025Towards provable probabilistic safety for scalable embodied AI systems5 Jun 2025
- 2025Learning Nash Equilibrial Hamiltonian for Two-Player Collision-Avoiding Interactions10 Mar 2025
- 2025Safe LLM-Controlled Robots with Formal Guarantees via Reachability Analysis5 Mar 2025
- 2024Hamilton-Jacobi Reachability in Reinforcement Learning: A Survey12 Jul 2024
- 2024Dynamic Model Predictive Shielding for Provably Safe Reinforcement Learning22 May 2024
- 2024Who Plays First? Optimizing the Order of Play in Stackelberg Games with Many Robots14 Feb 2024
13 more
- 2023Value Approximation for Two-Player General-Sum Differential Games with State Constraints28 Nov 2023
- 2023The Safety Filter: A Unified View of Safety-Critical Control in Autonomous Systems11 Sep 2023
- 2023Active Uncertainty Reduction for Safe and Efficient Interaction Planning: A Shielding-Aware Dual Control Approach1 Feb 2023
- 2022A System-Level View on Out-of-Distribution Data in Robotics28 Dec 2022
- 2022Safe Reinforcement Learning using Data-Driven Predictive Control20 Nov 2022
- 2022Safety-Enhanced Autonomous Driving Using Interpretable Sensor Fusion Transformer28 Jul 2022
- 2022Task-Relevant Failure Detection for Trajectory Predictors in Autonomous Vehicles25 Jul 2022
- 2022ParkPredict+: Multimodal Intent and Motion Prediction for Vehicles in Parking Lots with CNN and Transformer17 Apr 2022
- 2022Safe Reinforcement Learning Using Black-Box Reachability Analysis15 Apr 2022
- 2022Sim-to-Lab-to-Real: Safe Reinforcement Learning with Shielding and Generalization Guarantees20 Jan 2022
- 2021Cooperation for Scalable Supervision of Autonomy in Mixed Traffic14 Dec 2021
- 2021Towards Data-Driven Synthesis of Autonomous Vehicle Safety Concepts30 Jul 2021
- 2021Risk-Constrained Interactive Safety under Behavior Uncertainty for Autonomous Driving5 Feb 2021
- 2024Hamilton-Jacobi Reachability in Reinforcement Learning: A Surveycited by 16
- 2024Dynamic Model Predictive Shielding for Provably Safe Reinforcement Learningcited by 15
- 2025Provably Optimal Reinforcement Learning under Safety Filteringcited by 3
- 2026Hamilton-Jacobi Reachability-Based Safe Reinforcement Learning for Emergency Collision Avoidancecited by 0
- 2026Hamilton-Jacobi Reachability-Based Safe Reinforcement Learning for Emergency Collision Avoidance13 Jun 2026
- 2025Provably Optimal Reinforcement Learning under Safety Filtering20 Oct 2025
- 2024Hamilton-Jacobi Reachability in Reinforcement Learning: A Survey12 Jul 2024
- 2024Dynamic Model Predictive Shielding for Provably Safe Reinforcement Learning22 May 2024
- 2022Safety-Enhanced Autonomous Driving Using Interpretable Sensor Fusion Transformercited by 212
- 2023The Safety Filter: A Unified View of Safety-Critical Control in Autonomous Systemscited by 88
- 2022A System-Level View on Out-of-Distribution Data in Roboticscited by 33
- 2022Sim-to-Lab-to-Real: Safe Reinforcement Learning with Shielding and Generalization Guaranteescited by 27
- 2022Safe Reinforcement Learning Using Black-Box Reachability Analysiscited by 26
- 2023Active Uncertainty Reduction for Safe and Efficient Interaction Planning: A Shielding-Aware Dual Control Approachcited by 15
- 2022ParkPredict+: Multimodal Intent and Motion Prediction for Vehicles in Parking Lots with CNN and Transformercited by 14
- 2025Safe LLM-Controlled Robots with Formal Guarantees via Reachability Analysiscited by 9
- 2022Safe Reinforcement Learning using Data-Driven Predictive Controlcited by 5
- 2021Cooperation for Scalable Supervision of Autonomy in Mixed Trafficcited by 4
- 2023Value Approximation for Two-Player General-Sum Differential Games with State Constraintscited by 3
- 2021Towards Data-Driven Synthesis of Autonomous Vehicle Safety Conceptscited by 2
12 most cited of 16 All 16 (JSON)
- 2025Reach-Avoid Differential game with Reachability Analysis for UAVs: A decomposition approach28 Dec 2025
- 2025Towards provable probabilistic safety for scalable embodied AI systems5 Jun 2025
- 2025Learning Nash Equilibrial Hamiltonian for Two-Player Collision-Avoiding Interactions10 Mar 2025
- 2025Safe LLM-Controlled Robots with Formal Guarantees via Reachability Analysis5 Mar 2025
- 2024Who Plays First? Optimizing the Order of Play in Stackelberg Games with Many Robots14 Feb 2024
- 2023Value Approximation for Two-Player General-Sum Differential Games with State Constraints28 Nov 2023
- 2023The Safety Filter: A Unified View of Safety-Critical Control in Autonomous Systems11 Sep 2023
- 2023Active Uncertainty Reduction for Safe and Efficient Interaction Planning: A Shielding-Aware Dual Control Approach1 Feb 2023
- 2022A System-Level View on Out-of-Distribution Data in Robotics28 Dec 2022
- 2022Safe Reinforcement Learning using Data-Driven Predictive Control20 Nov 2022
- 2022Safety-Enhanced Autonomous Driving Using Interpretable Sensor Fusion Transformer28 Jul 2022
- 2022ParkPredict+: Multimodal Intent and Motion Prediction for Vehicles in Parking Lots with CNN and Transformer17 Apr 2022
12 newest of 16 All 16 (JSON)