mlsanityData to 7 Oct 2026

DualShield: Safe Model Predictive Diffusion via Reachability Analysis for Interactive Autonomous Driving

arXiv 2601.15729 ↗First posted 22 Jan 2026cs.RO cs.AI cs.SYcited by 1

On the map: Diffusion models → Diffusion and flow policies for robotics

Abstract (arXiv)

Diffusion models have emerged as a powerful approach for multimodal motion planning in autonomous driving. However, their practical deployment is typically hindered by the inherent difficulty in enforcing vehicle dynamics and a critical reliance on accurate predictions of other agents, making them prone to safety issues under uncertain interactions. To address these limitations, we introduce DualShield, a planning and control framework that leverages Hamilton-Jacobi (HJ) reachability value functions in a dual capacity. First, the value functions act as proactive guidance, steering the diffusion denoising process towards safe and dynamically feasible regions. Second, they form a reactive safety shield using control barrier-value functions (CBVFs) to modify the executed actions and ensure safety. This dual mechanism preserves the rich exploration capabilities of diffusion models while providing principled safety assurance under uncertain and even adversarial interactions. Simulations in challenging unprotected U-turn scenarios demonstrate that DualShield significantly improves both safety and task efficiency compared to leading methods from different planning paradigms under uncertainty.

Key facts. Cited by 1 paper in the map (data through 7 Oct 2026). Placed in Diffusion and flow policies for robotics, one of 14 directions in Diffusion models. Builds on 33 of its 42 references that are in the map. First posted on arXiv 22 Jan 2026.

Builds on

33 of 42 references.

Closest ancestors · 6

Same direction, newest first

  1. 2025Constraint-Aware Diffusion Guidance for Robotics: Real-Time Obstacle Avoidance for Autonomous Racing19 May
  2. 2024Equality Constrained Diffusion for Direct Trajectory Optimization2 Oct
  3. 2024Model-Based Diffusion for Trajectory Optimization28 May
  4. 2024CGD: Constraint-Guided Diffusion Policies for UAV Trajectory Planning2 May
  5. 2023Generative Skill Chaining: Long-Horizon Skill Planning with Diffusion Models13 Oct
  6. 2022Guided Conditional Diffusion for Controllable Traffic Simulation31 Oct

Other references · 27

  1. 2022Planning with Diffusion for Flexible Behavior Synthesiscited by 1,023
  2. 2019Control Barrier Functions: Theory and Applicationscited by 332
  3. 2023MotionDiffuser: Controllable Multi-Agent Motion Prediction using Diffusioncited by 210
  4. 2017Information Theoretic Model Predictive Control: Theory and Applications to Autonomous Drivingcited by 81
  5. 2023Milestones in Autonomous Driving and Intelligent Vehicles: Survey of Surveyscited by 75
  6. 2021Robust Control Barrier-Value Functions for Safety-Critical Controlcited by 47
  7. 2024CoBL-Diffusion: Diffusion-Based Conditional Robot Planning in Dynamic Environments Using Control Barrier and Lyapunov Functionscited by 30
  8. 2020On Infusing Reachability-Based Safety Assurance within Planning Frameworks for Human-Robot Vehicle Interactionscited by 24
  9. 2022Refining Control Barrier Functions through Hamilton-Jacobi Reachabilitycited by 15
  10. 2023Active Uncertainty Reduction for Safe and Efficient Interaction Planning: A Shielding-Aware Dual Control Approachcited by 13
  11. 2021SHARP: Shielding-Aware Robust Planning for Safe and Efficient Human-Robot Interactioncited by 12
  12. 2024CALMM-Drive: Confidence-Aware Autonomous Driving with Large Multimodal Modelcited by 12
15 more
  1. 2021Trajectory Distribution Control for Model Predictive Path Integral Control using Covariance Steeringcited by 8
  2. 2024Biased-MPPI: Informing Sampling-Based Model Predictive Control by Fusing Ancillary Controllerscited by 7
  3. 2025Joint Model-based Model-free Diffusion for Planning with Constraintscited by 7
  4. 2023Shield Model Predictive Path Integral: A Computationally Efficient Robust MPC Approach Using Control Barrier Functionscited by 6
  5. 2023Spatiotemporal Receding Horizon Control with Proactive Interaction Towards Autonomous Driving in Dense Trafficcited by 5
  6. 2023Towards Efficient MPPI Trajectory Generation with Unscented Guidance: U-MPPI Control Strategycited by 4
  7. 2023Automated Lane Merging via Game Theory and Branch Model Predictive Controlcited by 4
  8. 2024Barrier-Enhanced Parallel Homotopic Trajectory Optimization for Safety-Critical Autonomous Drivingcited by 4
  9. 2024Dynamic High-Order Control Barrier Functions with Diffuser for Safety-Critical Trajectory Planning at Signal-Free Intersectionscited by 4
  10. 2023Interaction-aware Traffic Prediction and Scenario-based Model Predictive Control for Autonomous Vehicles on Highwayscited by 3
  11. 2025DualGuard MPPI: Safe and Performant Optimal Control by Combining Sampling-Based MPC and Hamilton-Jacobi Reachabilitycited by 3
  12. 2020Infusing Reachability-Based Safety into Planning and Control for Multi-agent Interactionscited by 2
  13. 2021Safe Learning-based Gradient-free Model Predictive Control Based on Cross-entropy Methodcited by 2
  14. 2025Dual Control for Interactive Autonomous Merging with Model Predictive Diffusioncited by 2
  15. 2024Sampling-Based Hierarchical Trajectory Planning for Formation Flightcited by 1

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2026: 1.

1 paper.

Similar, not cited

Close in wording, no citation either way

  1. 2026Bridging Predictive Uncertainty and Safe Action: Sample-Conditioned Differentiable Planning for Autonomous Driving
  2. 2025Diffusion-SAFE: Diffusion-Native Human-to-Robot Driving Handover for Shared Autonomy
  3. 2026One Diffusion Model, Two Roles: Guided Trajectory Planning and Safety-Critical Scenario Generation in Closed-Loop Simulation
  4. 2024Enhanced Safety in Autonomous Driving: Integrating Latent State Diffusion Model for End-to-End Navigation
  5. 2026PC-Diffuser: Path-Consistent Capsule CBF Safety Filtering for Diffusion-Based Trajectory Planner
  6. 2026DiffuSearch: How Hybrid Trajectory Planning Benefits from Aligned Objectives in Diffusion and Action Space
  7. 2026DiDrive: A Risk-Aware Hierarchical Diffusion Framework for Safe Offline Reinforcement Learning in Autonomous Driving
  8. 2025BridgeDrive: Diffusion Bridge Policy for Closed-Loop Trajectory Planning in Autonomous Driving