On Counterfactual Explanations under Predictive Multiplicity
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Abstract (arXiv)
Counterfactual explanations are usually obtained by identifying the smallest change made to an input to change a prediction made by a fixed model (hereafter called sparse methods). Recent work, however, has revitalized an old insight: there often does not exist one superior solution to a prediction problem with respect to commonly used measures of interest (e.g. error rate). In fact, often multiple different classifiers give almost equal solutions. This phenomenon is known as predictive multiplicity (Breiman, 2001; Marx et al., 2019). In this work, we derive a general upper bound for the costs of counterfactual explanations under predictive multiplicity. Most notably, it depends on a discrepancy notion between two classifiers, which describes how differently they treat negatively predicted individuals. We then compare sparse and data support approaches empirically on real-world data. The results show that data support methods are more robust to multiplicity of different models. At the same time, we show that those methods have provably higher cost of generating counterfactual explanations under one fixed model. In summary, our theoretical and empiricaln results challenge the commonly held view that counterfactual recommendations should be sparse in general.
Key facts. Cited by 73 papers in the map (data through 7 Oct 2026). First posted on arXiv 23 Jun 2020.
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Citing papers per year: 2021: 17; 2022: 14; 2023: 14; 2024: 12; 2025: 11; 2026: 5.
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- 2021Deep Neural Networks and Tabular Data: A Surveycited by 489
- 2021Counterfactual Explanations Can Be Manipulatedcited by 113
- 2021Towards Robust and Reliable Algorithmic Recoursecited by 101
- 2021CARLA: A Python Library to Benchmark Algorithmic Recourse and Counterfactual Explanation Algorithmscited by 85
- 2021If Only We Had Better Counterfactual Explanations: Five Key Deficits to Rectify in the Evaluation of Counterfactual XAI Techniquescited by 82
- 2021NICE: An Algorithm for Nearest Instance Counterfactual Explanationscited by 62
- 2021Counterfactuals and Causability in Explainable Artificial Intelligence: Theory, Algorithms, and Applicationscited by 59
- 2021On the Adversarial Robustness of Causal Algorithmic Recoursecited by 56
- 2021Directional Bias Amplificationcited by 54
- 2021Exploring Counterfactual Explanations Through the Lens of Adversarial Examples: A Theoretical and Empirical Analysiscited by 52
- 2022Robust Counterfactual Explanations for Tree-Based Ensemblescited by 49
- 2022Rashomon Capacity: A Metric for Predictive Multiplicity in Classificationcited by 46
38 more
- 2023Robust Counterfactual Explanations for Neural Networks With Probabilistic Guaranteescited by 45
- 2022Predictive Multiplicity in Probabilistic Classificationcited by 44
- 2023Fast Diffusion-Based Counterfactuals for Shortcut Removal and Generationcited by 41
- 2022Probabilistically Robust Recourse: Navigating the Trade-offs between Costs and Robustness in Algorithmic Recoursecited by 40
- 2021Consistent Counterfactuals for Deep Modelscited by 37
- 2023A Path to Simpler Models Starts With Noisecited by 33
- 2022On the Robustness of Sparse Counterfactual Explanations to Adverse Perturbationscited by 32
- 2024Robust Counterfactual Explanations in Machine Learning: A Surveycited by 29
- 2021Counterfactual Explanations for Arbitrary Regression Modelscited by 22
- 2022Rank List Sensitivity of Recommender Systems to Interaction Perturbationscited by 20
- 2022On the Trade-Off between Actionable Explanations and the Right to be Forgottencited by 20
- 2022The privacy issue of counterfactual explanations: explanation linkage attackscited by 20
- 2022Improvement-Focused Causal Recourse (ICR)cited by 20
- 2023Provably Robust and Plausible Counterfactual Explanations for Neural Networks via Robust Optimisationcited by 20
- 2021Diverse, Global and Amortised Counterfactual Explanations for Uncertainty Estimatescited by 19
- 2022Counterfactual Plans under Distributional Ambiguitycited by 19
- 2021Loss-Aversively Fair Classificationcited by 18
- 2022Robust Bayesian Recoursecited by 18
- 2023Promoting Counterfactual Robustness through Diversitycited by 17
- 2023Recourse under Model Multiplicity via Argumentative Ensembling (Technical Report)cited by 15
- 2024Predictive Churn with the Set of Good Modelscited by 15
- 2023Setting the Right Expectations: Algorithmic Recourse Over Timecited by 13
- 2023Robustness Implies Fairness in Causal Algorithmic Recoursecited by 12
- 2023Distributionally Robust Recourse Actioncited by 12
- 2022RoCourseNet: Distributionally Robust Training of a Prediction Aware Recourse Modelcited by 11
- 2023Multi-Target Multiplicity: Flexibility and Fairness in Target Specification under Resource Constraintscited by 11
- 2025Be Intentional About Fairness!: Fairness, Size, and Multiplicity in the Rashomon Setcited by 10
- 2024Predictive Multiplicity of Knowledge Graph Embeddings in Link Predictioncited by 9
- 2021A Causal Perspective on Meaningful and Robust Algorithmic Recoursecited by 8
- 2022Cross-model Fairness: Empirical Study of Fairness and Ethics Under Model Multiplicitycited by 8
- 2024Time Can Invalidate Algorithmic Recoursecited by 8
- 2025Performative Validity of Recourse Explanationscited by 8
- 2024Interval Abstractions for Robust Counterfactual Explanationscited by 7
- 2021Understanding Prediction Discrepancies in Machine Learning Classifierscited by 6
- 2023Flexible and Robust Counterfactual Explanations with Minimal Satisfiable Perturbationscited by 6
- 2024A Survey of Privacy-Preserving Model Explanations: Privacy Risks, Attacks, and Countermeasurescited by 6
- 2024X Hacking: The Threat of Misguided AutoMLcited by 5
- 2024Quantifying Prediction Consistency Under Fine-Tuning Multiplicity in Tabular LLMscited by 5
50 most cited of 73 All 73 (JSON)
- 2026A Generalized-Bayes Perspective on Counterfactual Explanations: Posterior-Based Decision-Making and Evaluation31 Jul 2026
- 2026Density-Guided Robust Counterfactual Explanations on Tabular Data under Model Multiplicity29 May 2026
- 2026Evaluating Counterfactual Explanation Methods on Incomplete Inputs9 Apr 2026
- 2026The Subjectivity of Monoculture27 Feb 2026
- 2026The Impact of Machine Learning Uncertainty on the Robustness of Counterfactual Explanations20 Jan 2026
- 2025Few-Shot Knowledge Distillation of LLMs With Counterfactual Explanations24 Oct 2025
- 2025Synthesising Counterfactual Explanations via Label-Conditional Gaussian Mixture Variational Autoencoders6 Oct 2025
- 2025Observational Multiplicity30 Jul 2025
- 2025On Arbitrary Predictions from Equally Valid Models25 Jul 2025
- 2025Tabular Diffusion based Actionable Counterfactual Explanations for Network Intrusion Detection23 Jul 2025
- 2025Argumentative Ensembling for Robust Recourse under Model Multiplicity25 Jun 2025
- 2025Performative Validity of Recourse Explanations18 Jun 2025
38 more
- 2025From Search To Sampling: Generative Models For Robust Algorithmic Recourse12 May 2025
- 2025Counterfactual Explanations for Model Ensembles Using Entropic Risk Measures11 Mar 2025
- 2025Be Intentional About Fairness!: Fairness, Size, and Multiplicity in the Rashomon Set26 Jan 2025
- 2025Robust Counterfactual Explanations under Model Multiplicity Using Multi-Objective Optimization10 Jan 2025
- 2024Time Can Invalidate Algorithmic Recourse10 Oct 2024
- 2024Perfect Counterfactuals in Imperfect Worlds: Modelling Noisy Implementation of Actions in Sequential Algorithmic Recourse3 Oct 2024
- 2024Predictive Multiplicity of Knowledge Graph Embeddings in Link Prediction15 Aug 2024
- 2024Generally-Occurring Model Change for Robust Counterfactual Explanations16 Jul 2024
- 2024Quantifying Prediction Consistency Under Fine-Tuning Multiplicity in Tabular LLMs4 Jul 2024
- 2024Reassessing Evaluation Functions in Algorithmic Recourse: An Empirical Study from a Human-Centered Perspective23 May 2024
- 2024Interval Abstractions for Robust Counterfactual Explanations21 Apr 2024
- 2024A Survey of Privacy-Preserving Model Explanations: Privacy Risks, Attacks, and Countermeasures31 Mar 2024
- 2024Verified Training for Counterfactual Explanation Robustness under Data Shift6 Mar 2024
- 2024Predictive Churn with the Set of Good Models12 Feb 2024
- 2024Robust Counterfactual Explanations in Machine Learning: A Survey2 Feb 2024
- 2024X Hacking: The Threat of Misguided AutoML16 Jan 2024
- 2023Recourse under Model Multiplicity via Argumentative Ensembling (Technical Report)22 Dec 2023
- 2023Fast Diffusion-Based Counterfactuals for Shortcut Removal and Generation21 Dec 2023
- 2023Promoting Counterfactual Robustness through Diversity11 Dec 2023
- 2023Counterfactual Explanation for Regression via Disentanglement in Latent Space14 Nov 2023
- 2023A Path to Simpler Models Starts With Noise30 Oct 2023
- 2023Provably Robust and Plausible Counterfactual Explanations for Neural Networks via Robust Optimisation22 Sep 2023
- 2023Setting the Right Expectations: Algorithmic Recourse Over Time13 Sep 2023
- 2023Flexible and Robust Counterfactual Explanations with Minimal Satisfiable Perturbations9 Sep 2023
- 2023On the Connection between Game-Theoretic Feature Attributions and Counterfactual Explanations13 Jul 2023
- 2023Multi-Target Multiplicity: Flexibility and Fairness in Target Specification under Resource Constraints23 Jun 2023
- 2023Robust Counterfactual Explanations for Neural Networks With Probabilistic Guarantees19 May 2023
- 2023Disagreement amongst counterfactual explanations: How transparency can be deceptive25 Apr 2023
- 2023Distributionally Robust Recourse Action22 Feb 2023
- 2023Robustness Implies Fairness in Causal Algorithmic Recourse7 Feb 2023
- 2022Improvement-Focused Causal Recourse (ICR)27 Oct 2022
- 2022The privacy issue of counterfactual explanations: explanation linkage attacks21 Oct 2022
- 2022On the Trade-Off between Actionable Explanations and the Right to be Forgotten30 Aug 2022
- 2022Robust Counterfactual Explanations for Tree-Based Ensembles6 Jul 2022
- 2022Robust Bayesian Recourse22 Jun 2022
- 2022Rashomon Capacity: A Metric for Predictive Multiplicity in Classification2 Jun 2022
- 2022Predictive Multiplicity in Probabilistic Classification2 Jun 2022
- 2022RoCourseNet: Distributionally Robust Training of a Prediction Aware Recourse Model1 Jun 2022
50 newest of 73 All 73 (JSON)
- 2021Deep Neural Networks and Tabular Data: A Surveycited by 489
- 2021Counterfactual Explanations Can Be Manipulatedcited by 113
- 2021Towards Robust and Reliable Algorithmic Recoursecited by 101
- 2021CARLA: A Python Library to Benchmark Algorithmic Recourse and Counterfactual Explanation Algorithmscited by 85
- 2021If Only We Had Better Counterfactual Explanations: Five Key Deficits to Rectify in the Evaluation of Counterfactual XAI Techniquescited by 82
- 2021NICE: An Algorithm for Nearest Instance Counterfactual Explanationscited by 62
- 2021Counterfactuals and Causability in Explainable Artificial Intelligence: Theory, Algorithms, and Applicationscited by 59
- 2021On the Adversarial Robustness of Causal Algorithmic Recoursecited by 56
- 2021Directional Bias Amplificationcited by 54
- 2021Exploring Counterfactual Explanations Through the Lens of Adversarial Examples: A Theoretical and Empirical Analysiscited by 52
- 2022Robust Counterfactual Explanations for Tree-Based Ensemblescited by 49
- 2022Rashomon Capacity: A Metric for Predictive Multiplicity in Classificationcited by 46
12 most cited of 73 All 73 (JSON)
- 2026A Generalized-Bayes Perspective on Counterfactual Explanations: Posterior-Based Decision-Making and Evaluation31 Jul 2026
- 2026Density-Guided Robust Counterfactual Explanations on Tabular Data under Model Multiplicity29 May 2026
- 2026Evaluating Counterfactual Explanation Methods on Incomplete Inputs9 Apr 2026
- 2026The Subjectivity of Monoculture27 Feb 2026
- 2026The Impact of Machine Learning Uncertainty on the Robustness of Counterfactual Explanations20 Jan 2026
- 2025Few-Shot Knowledge Distillation of LLMs With Counterfactual Explanations24 Oct 2025
- 2025Synthesising Counterfactual Explanations via Label-Conditional Gaussian Mixture Variational Autoencoders6 Oct 2025
- 2025Observational Multiplicity30 Jul 2025
- 2025On Arbitrary Predictions from Equally Valid Models25 Jul 2025
- 2025Tabular Diffusion based Actionable Counterfactual Explanations for Network Intrusion Detection23 Jul 2025
- 2025Argumentative Ensembling for Robust Recourse under Model Multiplicity25 Jun 2025
- 2025Performative Validity of Recourse Explanations18 Jun 2025
12 newest of 73 All 73 (JSON)