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On Counterfactual Explanations under Predictive Multiplicity

arXiv 2006.13132 ↗First posted 23 Jun 2020cs.LG cs.CY stat.MLcited by 73

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Abstract (arXiv)

Counterfactual explanations are usually obtained by identifying the smallest change made to an input to change a prediction made by a fixed model (hereafter called sparse methods). Recent work, however, has revitalized an old insight: there often does not exist one superior solution to a prediction problem with respect to commonly used measures of interest (e.g. error rate). In fact, often multiple different classifiers give almost equal solutions. This phenomenon is known as predictive multiplicity (Breiman, 2001; Marx et al., 2019). In this work, we derive a general upper bound for the costs of counterfactual explanations under predictive multiplicity. Most notably, it depends on a discrepancy notion between two classifiers, which describes how differently they treat negatively predicted individuals. We then compare sparse and data support approaches empirically on real-world data. The results show that data support methods are more robust to multiplicity of different models. At the same time, we show that those methods have provably higher cost of generating counterfactual explanations under one fixed model. In summary, our theoretical and empiricaln results challenge the commonly held view that counterfactual recommendations should be sparse in general.

Key facts. Cited by 73 papers in the map (data through 7 Oct 2026). First posted on arXiv 23 Jun 2020.

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Citing papers per year: 2021: 17; 2022: 14; 2023: 14; 2024: 12; 2025: 11; 2026: 5.

73 papers.

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  1. 2021Deep Neural Networks and Tabular Data: A Surveycited by 489
  2. 2021Counterfactual Explanations Can Be Manipulatedcited by 113
  3. 2021Towards Robust and Reliable Algorithmic Recoursecited by 101
  4. 2021CARLA: A Python Library to Benchmark Algorithmic Recourse and Counterfactual Explanation Algorithmscited by 85
  5. 2021If Only We Had Better Counterfactual Explanations: Five Key Deficits to Rectify in the Evaluation of Counterfactual XAI Techniquescited by 82
  6. 2021NICE: An Algorithm for Nearest Instance Counterfactual Explanationscited by 62
  7. 2021Counterfactuals and Causability in Explainable Artificial Intelligence: Theory, Algorithms, and Applicationscited by 59
  8. 2021On the Adversarial Robustness of Causal Algorithmic Recoursecited by 56
  9. 2021Directional Bias Amplificationcited by 54
  10. 2021Exploring Counterfactual Explanations Through the Lens of Adversarial Examples: A Theoretical and Empirical Analysiscited by 52
  11. 2022Robust Counterfactual Explanations for Tree-Based Ensemblescited by 49
  12. 2022Rashomon Capacity: A Metric for Predictive Multiplicity in Classificationcited by 46
38 more
  1. 2023Robust Counterfactual Explanations for Neural Networks With Probabilistic Guaranteescited by 45
  2. 2022Predictive Multiplicity in Probabilistic Classificationcited by 44
  3. 2023Fast Diffusion-Based Counterfactuals for Shortcut Removal and Generationcited by 41
  4. 2022Probabilistically Robust Recourse: Navigating the Trade-offs between Costs and Robustness in Algorithmic Recoursecited by 40
  5. 2021Consistent Counterfactuals for Deep Modelscited by 37
  6. 2023A Path to Simpler Models Starts With Noisecited by 33
  7. 2022On the Robustness of Sparse Counterfactual Explanations to Adverse Perturbationscited by 32
  8. 2024Robust Counterfactual Explanations in Machine Learning: A Surveycited by 29
  9. 2021Counterfactual Explanations for Arbitrary Regression Modelscited by 22
  10. 2022Rank List Sensitivity of Recommender Systems to Interaction Perturbationscited by 20
  11. 2022On the Trade-Off between Actionable Explanations and the Right to be Forgottencited by 20
  12. 2022The privacy issue of counterfactual explanations: explanation linkage attackscited by 20
  13. 2022Improvement-Focused Causal Recourse (ICR)cited by 20
  14. 2023Provably Robust and Plausible Counterfactual Explanations for Neural Networks via Robust Optimisationcited by 20
  15. 2021Diverse, Global and Amortised Counterfactual Explanations for Uncertainty Estimatescited by 19
  16. 2022Counterfactual Plans under Distributional Ambiguitycited by 19
  17. 2021Loss-Aversively Fair Classificationcited by 18
  18. 2022Robust Bayesian Recoursecited by 18
  19. 2023Promoting Counterfactual Robustness through Diversitycited by 17
  20. 2023Recourse under Model Multiplicity via Argumentative Ensembling (Technical Report)cited by 15
  21. 2024Predictive Churn with the Set of Good Modelscited by 15
  22. 2023Setting the Right Expectations: Algorithmic Recourse Over Timecited by 13
  23. 2023Robustness Implies Fairness in Causal Algorithmic Recoursecited by 12
  24. 2023Distributionally Robust Recourse Actioncited by 12
  25. 2022RoCourseNet: Distributionally Robust Training of a Prediction Aware Recourse Modelcited by 11
  26. 2023Multi-Target Multiplicity: Flexibility and Fairness in Target Specification under Resource Constraintscited by 11
  27. 2025Be Intentional About Fairness!: Fairness, Size, and Multiplicity in the Rashomon Setcited by 10
  28. 2024Predictive Multiplicity of Knowledge Graph Embeddings in Link Predictioncited by 9
  29. 2021A Causal Perspective on Meaningful and Robust Algorithmic Recoursecited by 8
  30. 2022Cross-model Fairness: Empirical Study of Fairness and Ethics Under Model Multiplicitycited by 8
  31. 2024Time Can Invalidate Algorithmic Recoursecited by 8
  32. 2025Performative Validity of Recourse Explanationscited by 8
  33. 2024Interval Abstractions for Robust Counterfactual Explanationscited by 7
  34. 2021Understanding Prediction Discrepancies in Machine Learning Classifierscited by 6
  35. 2023Flexible and Robust Counterfactual Explanations with Minimal Satisfiable Perturbationscited by 6
  36. 2024A Survey of Privacy-Preserving Model Explanations: Privacy Risks, Attacks, and Countermeasurescited by 6
  37. 2024X Hacking: The Threat of Misguided AutoMLcited by 5
  38. 2024Quantifying Prediction Consistency Under Fine-Tuning Multiplicity in Tabular LLMscited by 5

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