Implicit Regularization in Deep Learning May Not Be Explainable by Norms
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Abstract (arXiv)
Mathematically characterizing the implicit regularization induced by gradient-based optimization is a longstanding pursuit in the theory of deep learning. A widespread hope is that a characterization based on minimization of norms may apply, and a standard test-bed for studying this prospect is matrix factorization (matrix completion via linear neural networks). It is an open question whether norms can explain the implicit regularization in matrix factorization. The current paper resolves this open question in the negative, by proving that there exist natural matrix factorization problems on which the implicit regularization drives all norms (and quasi-norms) towards infinity. Our results suggest that, rather than perceiving the implicit regularization via norms, a potentially more useful interpretation is minimization of rank. We demonstrate empirically that this interpretation extends to a certain class of non-linear neural networks, and hypothesize that it may be key to explaining generalization in deep learning.
Key facts. Cited by 118 papers in the map (data through 7 Oct 2026). First posted on arXiv 13 May 2020.
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Citing papers per year: 2021: 26; 2022: 31; 2023: 31; 2024: 13; 2025: 8; 2026: 9.
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50 most cited of 118 All 118 (JSON)
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- 2023Learning a Neuron by a Shallow ReLU Network: Dynamics and Implicit Bias for Correlated Inputs10 Jun 2023
- 2023Which Features are Learnt by Contrastive Learning? On the Role of Simplicity Bias in Class Collapse and Feature Suppression25 May 2023
- 2023Implicit bias of SGD in L2-regularized linear DNNs: One-way jumps from high to low rank25 May 2023
- 2023ReLU Neural Networks with Linear Layers are Biased Towards Single- and Multi-Index Models24 May 2023
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- 2025Why is Your Language Model a Poor Implicit Reward Model?cited by 6
- 2025Why is Your Language Model a Poor Implicit Reward Model?10 Jul 2025
- 2021Geometric Deep Learning: Grids, Groups, Graphs, Geodesics, and Gaugescited by 1,131
- 2021A Geometric Analysis of Neural Collapse with Unconstrained Featurescited by 226
- 2021The Low-Rank Simplicity Bias in Deep Networkscited by 150
- 2022Reconstructing Training Data from Trained Neural Networkscited by 129
- 2022Understanding Gradient Descent on Edge of Stability in Deep Learningcited by 126
- 2022Robust Training under Label Noise by Over-parameterizationcited by 93
- 2021An Unconstrained Layer-Peeled Perspective on Neural Collapsecited by 87
- 2022Understanding the Generalization Benefit of Normalization Layers: Sharpness Reductioncited by 86
- 2022On the Implicit Bias in Deep-Learning Algorithmscited by 84
- 2021Small random initialization is akin to spectral learning: Optimization and generalization guarantees for overparameterized low-rank matrix reconstructioncited by 77
- 2023Dichotomy of Early and Late Phase Implicit Biases Can Provably Induce Grokkingcited by 76
- 2023Generalization on the Unseen, Logic Reasoning and Degree Curriculumcited by 73
12 most cited of 115 All 115 (JSON)
- 2026The Loss Does Not See the Basis, but Adam Does5 Aug 2026
- 2026Dive Into the Implicit Biases of Low-rank Vision-language Alignment9 Jul 2026
- 2026Born Discrete, Made Smooth: Variational Formulation of Shallow Neural Networks2 Jul 2026
- 2026Incremental Learning in Mirror Flows22 Jun 2026
- 2026The Implicit Bias of Depth: From Neural Collapse to Softmax Codes21 May 2026
- 2026Structural Correspondence and Universal Approximation in Diagonal plus Low-Rank Neural Networks7 May 2026
- 2026Implicit Bias in Deep Linear Discriminant Analysis3 Mar 2026
- 2026Grokking Finite-Dimensional Algebra23 Feb 2026
- 2025Diagonalizing the Softmax: Hadamard Initialization for Tractable Cross-Entropy Dynamics3 Dec 2025
- 2025Flatness After All?21 Jun 2025
- 2025Dependency Parsing is More Parameter-Efficient with Normalization26 May 2025
- 2025Gradient Descent Robustly Learns the Intrinsic Dimension of Data in Training Convolutional Neural Networks11 Apr 2025
12 newest of 115 All 115 (JSON)