Born Discrete, Made Smooth: Variational Formulation of Shallow Neural Networks
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Abstract (arXiv)
Although neural networks are remarkably effective, their underlying optimization principles remain theoretically elusive, often characterized by non-convex landscapes and stochastic heuristics. In this work, we propose a paradigm shift by replacing the discrete training problem of shallow neural networks with a well-posed continuum variational surrogate. We identify a family of λ-convex functionals over parameter densities in weighted Sobolev spaces and prove that these variational problems are globally well-posed, stable, and exhibit unexpected almost C3 regularity. Unlike existing Wasserstein-based or Mean-Field approaches, which often face limited regularity and discretization challenges, our formulation provides direct access to elliptic regularity and convex analysis. This allows us to prove that the optimal parameter density can be obtained by solving a single linear system, bypassing iterative optimization entirely. We establish explicit generalization error controls at a rate of 1/α relative to the regularization parameter, and prove that finite-width networks of size N achieve the continuum optimum at an O(1/N) rate. This perspective bridges the gap between the Neural Tangent Kernel (NTK) and feature-learning regimes, providing a principled framework for understanding over-parameterization through the lens of variational calculus.
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References · 18
- 2018Neural Tangent Kernel: Convergence and Generalization in Neural Networkscited by 2,597
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- 2018Gradient Descent Finds Global Minima of Deep Neural Networkscited by 572
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- 2019Implicit Regularization in Deep Matrix Factorizationcited by 402
- 2014Breaking the Curse of Dimensionality with Convex Neural Networkscited by 329
- 2020Implicit Regularization in Deep Learning May Not Be Explainable by Normscited by 118
- 2019A Function Space View of Bounded Norm Infinite Width ReLU Nets: The Multivariate Casecited by 113
- 2018A Mean-Field Optimal Control Formulation of Deep Learningcited by 67
- 2019Machine Learning from a Continuous Viewpointcited by 50
6 more
- 2024Learning Multi-Index Models with Neural Networks via Mean-Field Langevin Dynamicscited by 14
- 2024Improved Particle Approximation Error for Mean Field Neural Networkscited by 12
- 2023On the existence of minimizers in shallow residual ReLU neural network optimization landscapescited by 6
- 2024Generalization of Scaled Deep ResNets in the Mean-Field Regimecited by 3
- 2025Convergence of drift-diffusion PDEs arising as Wasserstein gradient flows of convex functionscited by 3
- 2025Sobolev acceleration for neural networkscited by 3
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