Convergent Policy Optimization for Safe Reinforcement Learning
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Abstract (arXiv)
We study the safe reinforcement learning problem with nonlinear function approximation, where policy optimization is formulated as a constrained optimization problem with both the objective and the constraint being nonconvex functions. For such a problem, we construct a sequence of surrogate convex constrained optimization problems by replacing the nonconvex functions locally with convex quadratic functions obtained from policy gradient estimators. We prove that the solutions to these surrogate problems converge to a stationary point of the original nonconvex problem. Furthermore, to extend our theoretical results, we apply our algorithm to examples of optimal control and multi-agent reinforcement learning with safety constraints.
Key facts. Cited by 57 papers in the map (data through 14 Oct 2026). First posted on arXiv 26 Oct 2019.
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Citing papers per year: 2021: 13; 2022: 13; 2023: 10; 2024: 13; 2025: 7; 2026: 1.
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- 2022A Review of Safe Reinforcement Learning: Methods, Theory and Applicationscited by 181
- 2021Policy Mirror Descent for Regularized Reinforcement Learning: A Generalized Framework with Linear Convergencecited by 84
- 2022On the Robustness of Safe Reinforcement Learning under Observational Perturbationscited by 38
- 2022Trustworthy Reinforcement Learning Against Intrinsic Vulnerabilities: Robustness, Safety, and Generalizabilitycited by 36
- 2021Safe Reinforcement Learning with Linear Function Approximationcited by 35
- 2022Model-based Safe Deep Reinforcement Learning via a Constrained Proximal Policy Optimization Algorithmcited by 29
- 2023Last-Iterate Convergent Policy Gradient Primal-Dual Methods for Constrained MDPscited by 28
- 2022Convergence and sample complexity of natural policy gradient primal-dual methods for constrained MDPscited by 27
- 2021Safe Pontryagin Differentiable Programmingcited by 26
- 2021An Adaptive Stochastic Sequential Quadratic Programming with Differentiable Exact Augmented Lagrangianscited by 25
- 2021Faster Algorithm and Sharper Analysis for Constrained Markov Decision Processcited by 19
- 2023Constraint-Conditioned Policy Optimization for Versatile Safe Reinforcement Learningcited by 18
38 more
- 2021Finite-Time Complexity of Online Primal-Dual Natural Actor-Critic Algorithm for Constrained Markov Decision Processescited by 17
- 2022Robust Constrained Reinforcement Learningcited by 15
- 2023Scalable Primal-Dual Actor-Critic Method for Safe Multi-Agent RL with General Utilitiescited by 15
- 2024Safe Reinforcement Learning on the Constraint Manifold: Theory and Applicationscited by 15
- 2022Policy Optimization with Advantage Regularization for Long-Term Fairness in Decision Systemscited by 14
- 2022Near-Optimal Regret Bounds for Multi-batch Reinforcement Learningcited by 13
- 2022A Single-Loop Gradient Descent and Perturbed Ascent Algorithm for Nonconvex Functional Constrained Optimizationcited by 12
- 2024A CMDP-within-online framework for Meta-Safe Reinforcement Learningcited by 12
- 2023Provably Safe Reinforcement Learning with Step-wise Violation Constraintscited by 11
- 2024A Review of Safe Reinforcement Learning Methods for Modern Power Systemscited by 11
- 2021Safe Distributional Reinforcement Learningcited by 10
- 2022Provably Efficient Primal-Dual Reinforcement Learning for CMDPs with Non-stationary Objectives and Constraintscited by 10
- 2023Gradient Shaping for Multi-Constraint Safe Reinforcement Learningcited by 10
- 2021Almost Optimal Batch-Regret Tradeoff for Batch Linear Contextual Banditscited by 9
- 2022Quantile Constrained Reinforcement Learning: A Reinforcement Learning Framework Constraining Outage Probabilitycited by 9
- 2024Enhancing Efficiency of Safe Reinforcement Learning via Sample Manipulationcited by 9
- 2022Towards Painless Policy Optimization for Constrained MDPscited by 8
- 2024Constrained Reinforcement Learning Under Model Mismatchcited by 8
- 2023The AI Revolution: Opportunities and Challenges for the Finance Sectorcited by 6
- 2025Efficient Policy Optimization in Robust Constrained MDPs with Iteration Complexity Guaranteescited by 6
- 2021Successive Convex Approximation Based Off-Policy Optimization for Constrained Reinforcement Learningcited by 5
- 2024Safe Reinforcement Learning for Constrained Markov Decision Processes with Stochastic Stopping Timecited by 5
- 2021Model-Based Safe Reinforcement Learning with Time-Varying State and Control Constraints: An Application to Intelligent Vehiclescited by 4
- 2022Sampling Through the Lens of Sequential Decision Makingcited by 4
- 2021Risk Conditioned Neural Motion Planningcited by 3
- 2024Handling Long-Term Safety and Uncertainty in Safe Reinforcement Learningcited by 3
- 2024Last-Iterate Global Convergence of Policy Gradients for Constrained Reinforcement Learningcited by 2
- 2021DeCOM: Decomposed Policy for Constrained Cooperative Multi-Agent Reinforcement Learningcited by 1
- 2023Learning to Recover for Safe Reinforcement Learningcited by 1
- 2024Policy Gradient Methods for the Cost-Constrained LQR: Strong Duality and Global Convergencecited by 1
- 2025Exchange Policy Optimization Algorithm for Semi-Infinite Safe Reinforcement Learningcited by 1
- 2025Provably Efficient Sample Complexity for Robust CMDPcited by 1
- 2021Safe Learning of Uncertain Environmentscited by 0
- 2023Human Machine Co-adaption Interface via Cooperation Markov Decision Process Systemcited by 0
- 2023Learning to Stabilize Online Reinforcement Learning in Unbounded State Spacescited by 0
- 2023A Single-Loop Deep Actor-Critic Algorithm for Constrained Reinforcement Learning with Provable Convergencecited by 0
- 2024Natural Policy Gradient and Actor Critic Methods for Constrained Multi-Task Reinforcement Learningcited by 0
- 2024GenSafe: A Generalizable Safety Enhancer for Safe Reinforcement Learning Algorithms Based on Reduced Order Markov Decision Process Modelcited by 0
50 most cited of 57 All 57 (JSON)
- 2026Provably Safe Reinforcement Learning for Stochastic Reach-Avoid Problems with Entropy Regularization13 Jan 2026
- 2025Provably Efficient Sample Complexity for Robust CMDP10 Nov 2025
- 2025Exchange Policy Optimization Algorithm for Semi-Infinite Safe Reinforcement Learning6 Nov 2025
- 2025Safe But Not Sorry: Reducing Over-Conservatism in Safety Critics via Uncertainty-Aware Modulation21 Oct 2025
- 2025Safely Exploring Novel Actions in Recommender Systems via Deployment-Efficient Policy Learning9 Oct 2025
- 2025Incentivizing Safer Actions in Policy Optimization for Constrained Reinforcement Learning11 Sep 2025
- 2025Efficient Policy Optimization in Robust Constrained MDPs with Iteration Complexity Guarantees25 May 2025
- 2025Human Machine Co-Adaptation Model and Its Convergence Analysis10 Mar 2025
- 2024When to Localize? A Risk-Constrained Reinforcement Learning Approach5 Nov 2024
- 2024Adversarial Constrained Policy Optimization: Improving Constrained Reinforcement Learning by Adapting Budgets28 Oct 2024
- 2024Handling Long-Term Safety and Uncertainty in Safe Reinforcement Learning18 Sep 2024
- 2024Last-Iterate Global Convergence of Policy Gradients for Constrained Reinforcement Learning15 Jul 2024
38 more
- 2024A Review of Safe Reinforcement Learning Methods for Modern Power Systems29 Jun 2024
- 2024GenSafe: A Generalizable Safety Enhancer for Safe Reinforcement Learning Algorithms Based on Reduced Order Markov Decision Process Model6 Jun 2024
- 2024Policy Gradient Methods for the Cost-Constrained LQR: Strong Duality and Global Convergence6 Jun 2024
- 2024Enhancing Efficiency of Safe Reinforcement Learning via Sample Manipulation31 May 2024
- 2024A CMDP-within-online framework for Meta-Safe Reinforcement Learning26 May 2024
- 2024Natural Policy Gradient and Actor Critic Methods for Constrained Multi-Task Reinforcement Learning3 May 2024
- 2024Constrained Reinforcement Learning Under Model Mismatch2 May 2024
- 2024Safe Reinforcement Learning on the Constraint Manifold: Theory and Applications13 Apr 2024
- 2024Safe Reinforcement Learning for Constrained Markov Decision Processes with Stochastic Stopping Time23 Mar 2024
- 2023Gradient Shaping for Multi-Constraint Safe Reinforcement Learning23 Dec 2023
- 2023Constraint-Conditioned Policy Optimization for Versatile Safe Reinforcement Learning5 Oct 2023
- 2023Learning to Recover for Safe Reinforcement Learning21 Sep 2023
- 2023The AI Revolution: Opportunities and Challenges for the Finance Sector31 Aug 2023
- 2023Last-Iterate Convergent Policy Gradient Primal-Dual Methods for Constrained MDPs20 Jun 2023
- 2023A Single-Loop Deep Actor-Critic Algorithm for Constrained Reinforcement Learning with Provable Convergence10 Jun 2023
- 2023Learning to Stabilize Online Reinforcement Learning in Unbounded State Spaces2 Jun 2023
- 2023Scalable Primal-Dual Actor-Critic Method for Safe Multi-Agent RL with General Utilities27 May 2023
- 2023Human Machine Co-adaption Interface via Cooperation Markov Decision Process System3 May 2023
- 2023Provably Safe Reinforcement Learning with Step-wise Violation Constraints13 Feb 2023
- 2022Quantile Constrained Reinforcement Learning: A Reinforcement Learning Framework Constraining Outage Probability28 Nov 2022
- 2022Policy Optimization with Advantage Regularization for Long-Term Fairness in Decision Systems22 Oct 2022
- 2022Near-Optimal Regret Bounds for Multi-batch Reinforcement Learning15 Oct 2022
- 2022Model-based Safe Deep Reinforcement Learning via a Constrained Proximal Policy Optimization Algorithm14 Oct 2022
- 2022Trustworthy Reinforcement Learning Against Intrinsic Vulnerabilities: Robustness, Safety, and Generalizability16 Sep 2022
- 2022Robust Constrained Reinforcement Learning14 Sep 2022
- 2022Sampling Through the Lens of Sequential Decision Making17 Aug 2022
- 2022A Single-Loop Gradient Descent and Perturbed Ascent Algorithm for Nonconvex Functional Constrained Optimization12 Jul 2022
- 2022Convergence and sample complexity of natural policy gradient primal-dual methods for constrained MDPs6 Jun 2022
- 2022On the Robustness of Safe Reinforcement Learning under Observational Perturbations29 May 2022
- 2022A Review of Safe Reinforcement Learning: Methods, Theory and Applications20 May 2022
- 2022Towards Painless Policy Optimization for Constrained MDPs11 Apr 2022
- 2022Provably Efficient Primal-Dual Reinforcement Learning for CMDPs with Non-stationary Objectives and Constraints28 Jan 2022
- 2021Model-Based Safe Reinforcement Learning with Time-Varying State and Control Constraints: An Application to Intelligent Vehicles18 Dec 2021
- 2021DeCOM: Decomposed Policy for Constrained Cooperative Multi-Agent Reinforcement Learning10 Nov 2021
- 2021Finite-Time Complexity of Online Primal-Dual Natural Actor-Critic Algorithm for Constrained Markov Decision Processes21 Oct 2021
- 2021Faster Algorithm and Sharper Analysis for Constrained Markov Decision Process20 Oct 2021
- 2021Almost Optimal Batch-Regret Tradeoff for Batch Linear Contextual Bandits15 Oct 2021
- 2021Risk Conditioned Neural Motion Planning4 Aug 2021
50 newest of 57 All 57 (JSON)
- 2024Safe Reinforcement Learning on the Constraint Manifold: Theory and Applicationscited by 15
- 2024A CMDP-within-online framework for Meta-Safe Reinforcement Learningcited by 12
- 2024A Review of Safe Reinforcement Learning Methods for Modern Power Systemscited by 11
- 2024Enhancing Efficiency of Safe Reinforcement Learning via Sample Manipulationcited by 9
- 2024Constrained Reinforcement Learning Under Model Mismatchcited by 8
- 2025Efficient Policy Optimization in Robust Constrained MDPs with Iteration Complexity Guaranteescited by 6
- 2024Safe Reinforcement Learning for Constrained Markov Decision Processes with Stochastic Stopping Timecited by 5
- 2024Handling Long-Term Safety and Uncertainty in Safe Reinforcement Learningcited by 3
- 2024Last-Iterate Global Convergence of Policy Gradients for Constrained Reinforcement Learningcited by 2
- 2024Policy Gradient Methods for the Cost-Constrained LQR: Strong Duality and Global Convergencecited by 1
- 2025Exchange Policy Optimization Algorithm for Semi-Infinite Safe Reinforcement Learningcited by 1
- 2024Natural Policy Gradient and Actor Critic Methods for Constrained Multi-Task Reinforcement Learningcited by 0
12 most cited of 18 All 18 (JSON)
- 2026Provably Safe Reinforcement Learning for Stochastic Reach-Avoid Problems with Entropy Regularization13 Jan 2026
- 2025Exchange Policy Optimization Algorithm for Semi-Infinite Safe Reinforcement Learning6 Nov 2025
- 2025Safe But Not Sorry: Reducing Over-Conservatism in Safety Critics via Uncertainty-Aware Modulation21 Oct 2025
- 2025Incentivizing Safer Actions in Policy Optimization for Constrained Reinforcement Learning11 Sep 2025
- 2025Efficient Policy Optimization in Robust Constrained MDPs with Iteration Complexity Guarantees25 May 2025
- 2024When to Localize? A Risk-Constrained Reinforcement Learning Approach5 Nov 2024
- 2024Adversarial Constrained Policy Optimization: Improving Constrained Reinforcement Learning by Adapting Budgets28 Oct 2024
- 2024Handling Long-Term Safety and Uncertainty in Safe Reinforcement Learning18 Sep 2024
- 2024Last-Iterate Global Convergence of Policy Gradients for Constrained Reinforcement Learning15 Jul 2024
- 2024A Review of Safe Reinforcement Learning Methods for Modern Power Systems29 Jun 2024
- 2024GenSafe: A Generalizable Safety Enhancer for Safe Reinforcement Learning Algorithms Based on Reduced Order Markov Decision Process Model6 Jun 2024
- 2024Policy Gradient Methods for the Cost-Constrained LQR: Strong Duality and Global Convergence6 Jun 2024
12 newest of 18 All 18 (JSON)
- 2022A Review of Safe Reinforcement Learning: Methods, Theory and Applicationscited by 181
- 2021Policy Mirror Descent for Regularized Reinforcement Learning: A Generalized Framework with Linear Convergencecited by 84
- 2022On the Robustness of Safe Reinforcement Learning under Observational Perturbationscited by 38
- 2022Trustworthy Reinforcement Learning Against Intrinsic Vulnerabilities: Robustness, Safety, and Generalizabilitycited by 36
- 2021Safe Reinforcement Learning with Linear Function Approximationcited by 35
- 2022Model-based Safe Deep Reinforcement Learning via a Constrained Proximal Policy Optimization Algorithmcited by 29
- 2023Last-Iterate Convergent Policy Gradient Primal-Dual Methods for Constrained MDPscited by 28
- 2022Convergence and sample complexity of natural policy gradient primal-dual methods for constrained MDPscited by 27
- 2021Safe Pontryagin Differentiable Programmingcited by 26
- 2021An Adaptive Stochastic Sequential Quadratic Programming with Differentiable Exact Augmented Lagrangianscited by 25
- 2021Faster Algorithm and Sharper Analysis for Constrained Markov Decision Processcited by 19
- 2023Constraint-Conditioned Policy Optimization for Versatile Safe Reinforcement Learningcited by 18
12 most cited of 38 All 38 (JSON)
- 2025Provably Efficient Sample Complexity for Robust CMDP10 Nov 2025
- 2025Safely Exploring Novel Actions in Recommender Systems via Deployment-Efficient Policy Learning9 Oct 2025
- 2025Human Machine Co-Adaptation Model and Its Convergence Analysis10 Mar 2025
- 2023Gradient Shaping for Multi-Constraint Safe Reinforcement Learning23 Dec 2023
- 2023Constraint-Conditioned Policy Optimization for Versatile Safe Reinforcement Learning5 Oct 2023
- 2023Learning to Recover for Safe Reinforcement Learning21 Sep 2023
- 2023The AI Revolution: Opportunities and Challenges for the Finance Sector31 Aug 2023
- 2023Last-Iterate Convergent Policy Gradient Primal-Dual Methods for Constrained MDPs20 Jun 2023
- 2023A Single-Loop Deep Actor-Critic Algorithm for Constrained Reinforcement Learning with Provable Convergence10 Jun 2023
- 2023Learning to Stabilize Online Reinforcement Learning in Unbounded State Spaces2 Jun 2023
- 2023Scalable Primal-Dual Actor-Critic Method for Safe Multi-Agent RL with General Utilities27 May 2023
- 2023Human Machine Co-adaption Interface via Cooperation Markov Decision Process System3 May 2023
12 newest of 38 All 38 (JSON)