Information Complexity and Generalization Bounds
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Abstract (arXiv)
We present a unifying picture of PAC-Bayesian and mutual information-based upper bounds on the generalization error of randomized learning algorithms. As we show, Tong Zhang's information exponential inequality (IEI) gives a general recipe for constructing bounds of both flavors. We show that several important results in the literature can be obtained as simple corollaries of the IEI under different assumptions on the loss function. Moreover, we obtain new bounds for data-dependent priors and unbounded loss functions. Optimizing the bounds gives rise to variants of the Gibbs algorithm, for which we discuss two practical examples for learning with neural networks, namely, Entropy- and PAC-Bayes- SGD. Further, we use an Occam's factor argument to show a PAC-Bayesian bound that incorporates second-order curvature information of the training loss.
Key facts. Cited by 14 papers in the map (data through 14 Oct 2026). Builds on 27 of its 58 references that are in the map. First posted on arXiv 4 May 2021.
Builds on
27 of 58 references.
References · 27
- 2015Weight Uncertainty in Neural Networkscited by 554
- 2017Computing Nonvacuous Generalization Bounds for Deep (Stochastic) Neural Networks with Many More Parameters than Training Datacited by 533
- 2016Entropy-SGD: Biasing Gradient Descent Into Wide Valleyscited by 359
- 2017Information-theoretic analysis of generalization capability of learning algorithmscited by 303
- 2020Reasoning About Generalization via Conditional Mutual Informationcited by 147
- 2017A Bayesian Perspective on Generalization and Stochastic Gradient Descentcited by 135
- 2015On the properties of variational approximations of Gibbs posteriorscited by 121
- 2019Tightening Mutual Information Based Bounds on Generalization Errorcited by 117
- 2020Sharpened Generalization Bounds based on Conditional Mutual Information and an Application to Noisy, Iterative Algorithmscited by 89
- 2015Algorithmic Stability for Adaptive Data Analysiscited by 88
- 2016PAC-Bayesian Theory Meets Bayesian Inferencecited by 88
- 2015Generalization in Adaptive Data Analysis and Holdout Reusecited by 83
15 more
- 2017Entropy-SGD optimizes the prior of a PAC-Bayes bound: Generalization properties of Entropy-SGD and data-dependent priorscited by 81
- 2020PAC-Bayes Analysis Beyond the Usual Boundscited by 63
- 2018Minimal Random Code Learning: Getting Bits Back from Compressed Model Parameterscited by 58
- 2016A Strongly Quasiconvex PAC-Bayesian Boundcited by 54
- 2013A PAC-Bayesian Tutorial with A Dropout Boundcited by 43
- 2020Generalization Bounds via Information Density and Conditional Information Densitycited by 43
- 2017Calibrating Noise to Variance in Adaptive Data Analysiscited by 29
- 2016Max-Information, Differential Privacy, and Post-Selection Hypothesis Testingcited by 27
- 2016Fast Rates for General Unbounded Loss Functions: from ERM to Generalized Bayescited by 27
- 2020A Limitation of the PAC-Bayes Frameworkcited by 25
- 2018Energy-entropy competition and the effectiveness of stochastic gradient descent in machine learningcited by 20
- 2019Distribution-Dependent Analysis of Gibbs-ERM Principlecited by 17
- 2014PAC-Bayes Mini-tutorial: A Continuous Union Boundcited by 4
- 2018Average-Case Information Complexity of Learningcited by 4
- 2020Generalization Error Bounds via mth Central Moments of the Information Densitycited by 4
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Citing papers per year: 2021: 2; 2022: 2; 2023: 3; 2024: 4; 2025: 2; 2026: 1.
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- 2021User-friendly introduction to PAC-Bayes boundscited by 239
- 2023More PAC-Bayes bounds: From bounded losses, to losses with general tail behaviors, to anytime validitycited by 17
- 2024Towards a Theoretical Understanding of Synthetic Data in LLM Post-Training: A Reverse-Bottleneck Perspectivecited by 15
- 2024PAC-Bayes-Chernoff bounds for unbounded lossescited by 9
- 2025AI Agents as Universal Task Solverscited by 9
- 2022Finite Littlestone Dimension Implies Finite Information Complexitycited by 7
- 2021Towards Understanding Generalization via Decomposing Excess Risk Dynamicscited by 5
- 2023Recognizable Information Bottleneckcited by 5
- 2023Comparing Comparators in Generalization Boundscited by 5
- 2022Towards Data-Algorithm Dependent Generalization: a Case Study on Overparameterized Linear Regressioncited by 3
- 2024Convergence of Statistical Estimators via Mutual Information Boundscited by 1
- 2025Refined PAC-Bayes Bounds for Offline Banditscited by 1
- 2026Tighter Information-Theoretic Generalization Bounds via a Novel Class of Change of Measure Inequalities8 Feb 2026
- 2025AI Agents as Universal Task Solvers14 Oct 2025
- 2025Refined PAC-Bayes Bounds for Offline Bandits17 Feb 2025
- 2024Convergence of Statistical Estimators via Mutual Information Bounds24 Dec 2024
- 2024Towards a Theoretical Understanding of Synthetic Data in LLM Post-Training: A Reverse-Bottleneck Perspective2 Oct 2024
- 2024A note on generalization bounds for losses with finite moments25 Mar 2024
- 2024PAC-Bayes-Chernoff bounds for unbounded losses2 Jan 2024
- 2023Comparing Comparators in Generalization Bounds16 Oct 2023
- 2023More PAC-Bayes bounds: From bounded losses, to losses with general tail behaviors, to anytime validity21 Jun 2023
- 2023Recognizable Information Bottleneck28 Apr 2023
- 2022Finite Littlestone Dimension Implies Finite Information Complexity27 Jun 2022
- 2022Towards Data-Algorithm Dependent Generalization: a Case Study on Overparameterized Linear Regression12 Feb 2022
2 more
- 2021User-friendly introduction to PAC-Bayes bounds21 Oct 2021
- 2021Towards Understanding Generalization via Decomposing Excess Risk Dynamics11 Jun 2021
- 2021User-friendly introduction to PAC-Bayes boundscited by 239
- 2023More PAC-Bayes bounds: From bounded losses, to losses with general tail behaviors, to anytime validitycited by 17
- 2024PAC-Bayes-Chernoff bounds for unbounded lossescited by 9
- 2025AI Agents as Universal Task Solverscited by 9
- 2022Finite Littlestone Dimension Implies Finite Information Complexitycited by 7
- 2021Towards Understanding Generalization via Decomposing Excess Risk Dynamicscited by 5
- 2023Recognizable Information Bottleneckcited by 5
- 2023Comparing Comparators in Generalization Boundscited by 5
- 2022Towards Data-Algorithm Dependent Generalization: a Case Study on Overparameterized Linear Regressioncited by 3
- 2024Convergence of Statistical Estimators via Mutual Information Boundscited by 1
- 2025Refined PAC-Bayes Bounds for Offline Banditscited by 1
- 2024A note on generalization bounds for losses with finite momentscited by 0
12 most cited of 13 All 13 (JSON)
- 2026Tighter Information-Theoretic Generalization Bounds via a Novel Class of Change of Measure Inequalities8 Feb 2026
- 2025AI Agents as Universal Task Solvers14 Oct 2025
- 2025Refined PAC-Bayes Bounds for Offline Bandits17 Feb 2025
- 2024Convergence of Statistical Estimators via Mutual Information Bounds24 Dec 2024
- 2024A note on generalization bounds for losses with finite moments25 Mar 2024
- 2024PAC-Bayes-Chernoff bounds for unbounded losses2 Jan 2024
- 2023Comparing Comparators in Generalization Bounds16 Oct 2023
- 2023More PAC-Bayes bounds: From bounded losses, to losses with general tail behaviors, to anytime validity21 Jun 2023
- 2023Recognizable Information Bottleneck28 Apr 2023
- 2022Finite Littlestone Dimension Implies Finite Information Complexity27 Jun 2022
- 2022Towards Data-Algorithm Dependent Generalization: a Case Study on Overparameterized Linear Regression12 Feb 2022
- 2021User-friendly introduction to PAC-Bayes bounds21 Oct 2021
12 newest of 13 All 13 (JSON)