LoRA Training in the NTK Regime has No Spurious Local Minima
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Abstract (arXiv)
Low-rank adaptation (LoRA) has become the standard approach for parameter-efficient fine-tuning of large language models (LLM), but our theoretical understanding of LoRA has been limited. In this work, we theoretically analyze LoRA fine-tuning in the neural tangent kernel (NTK) regime with N data points, showing: (i) full fine-tuning (without LoRA) admits a low-rank solution of rank rlesssim √N; (ii) using LoRA with rank rgtrsim √N eliminates spurious local minima, allowing gradient descent to find the low-rank solutions; (iii) the low-rank solution found using LoRA generalizes well.
Key facts. Cited by 48 papers in the map (data through 14 Oct 2026). Builds on 45 of its 76 references that are in the map. First posted on arXiv 19 Feb 2024.
Builds on
45 of 76 references.
References · 45
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Citing papers per year: 2024: 10; 2025: 16; 2026: 22.
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- 2024A Survey on LoRA of Large Language Modelscited by 67
- 2025Training Dynamics of In-Context Learning in Linear Attentioncited by 46
- 2025When is Task Vector Provably Effective for Model Editing? A Generalization Analysis of Nonlinear Transformerscited by 38
- 2024Low-Rank Adaptation for Foundation Models: A Comprehensive Reviewcited by 37
- 2025LoRA Training Provably Converges to a Low-Rank Global Minimum or It Fails Loudly (But it Probably Won't Fail)cited by 20
- 2024On the Crucial Role of Initialization for Matrix Factorizationcited by 15
- 2024Propulsion: Steering LLM with Tiny Fine-Tuningcited by 14
- 2025Decentralized Low-Rank Fine-Tuning of Large Language Modelscited by 14
- 2025Understanding the Learning Dynamics of LoRA: A Gradient Flow Perspective on Low-Rank Adaptation in Matrix Factorizationcited by 13
- 2024Parameter-Efficient Fine-Tuning of State Space Modelscited by 11
- 2025Sharp Generalization Bounds for Foundation Models with Asymmetric Randomized Low-Rank Adapterscited by 11
- 2025Merge before Forget: A Single LoRA Continual Learning via Continual Mergingcited by 11
36 more
- 2025On the Convergence Rate of LoRA Gradient Descentcited by 10
- 2024AutoLoRA: AutoGuidance Meets Low-Rank Adaptation for Diffusion Modelscited by 7
- 2025LoRE-Merging: Exploring Low-Rank Estimation For Large Language Model Mergingcited by 7
- 2025The Primacy of Magnitude in Low-Rank Adaptationcited by 7
- 2024Gradient dynamics for low-rank fine-tuning beyond kernelscited by 5
- 2024On Generalisation Error Bounds for Transformerscited by 4
- 2025Does Low Rank Adaptation Lead to Lower Robustness against Training-Time Attacks?cited by 4
- 2025FedHL: Federated Learning for Heterogeneous Low-Rank Adaptation via Unbiased Aggregationcited by 3
- 2026Why LoRA Resists Label Noise: A Theoretical Framework for Noise-Robust Parameter-Efficient Fine-Tuningcited by 3
- 2026Low-Rank Adaptation Redux for Large Modelscited by 3
- 2026Balanced LoRA: Removing Parameter Invariance to Accelerate Convergencecited by 3
- 2026High-Dimensional Theory of LoRA Fine-Tuning in a Solvable Attention Modelcited by 3
- 2024ALLoRA: Adaptive Learning Rate Mitigates LoRA Fatal Flawscited by 2
- 2024Provable Meta-Learning with Low-Rank Adaptationscited by 2
- 2025Neural Collapse under Gradient Flow on Shallow ReLU Networks for Orthogonally Separable Datacited by 2
- 2026Artificial Entanglement in the Fine-Tuning of Large Language Modelscited by 2
- 2026When pre-training hurts LoRA fine-tuning: a dynamical analysis via single-index modelscited by 2
- 2026Linearization Explains Fine-Tuning in Large Language Modelscited by 2
- 2026Tight Sample Complexity for Low-Rank Adaptation: Matching Bounds and Rank Selectioncited by 2
- 2025Safety Alignment Depth in Large Language Models: A Markov Chain Perspectivecited by 1
- 2026When Is Compositional Reasoning Learnable from Verifiable Rewards?cited by 1
- 2026Sharpness-Aware Minimization in Logit Space Efficiently Enhances Direct Preference Optimizationcited by 1
- 2026Curvature-Guided LoRA: Matching Full Fine-Tuning in Function Spacecited by 1
- 2026Rethinking the Rank Threshold for LoRA Fine-Tuningcited by 1
- 2026Convergent Stochastic Training of Multi-Headed Attention and Understanding LoRAcited by 1
- 2026On the Convergence of Stochastic Low-Rank Adaptationcited by 1
- 2026When Do Task Vectors Interfere? Mapping the Validity Boundaries of Weight-Space Compositioncited by 1
- 2025Norm-Bounded Low-Rank Adaptationcited by 0
- 2025Automatic Rank Determination for Low-Rank Adaptation via Submodular Function Maximizationcited by 0
- 2026ODELoRA: Training Low-Rank Adaptation by Solving Ordinary Differential Equationscited by 0
- 2026LOFT: Low-Rank Orthogonal Fine-Tuning via Task-Aware Support Selectioncited by 0
- 2026Not How Many, But Which: Parameter Placement in Low-Rank Adaptationcited by 0
- 2026The Hidden Power of Scaling Factor in LoRA Optimizationcited by 0
- 2026Dive Into the Implicit Biases of Low-rank Vision-language Alignmentcited by 0
- 2026Certification Frontiers for Gaussian LoRA: Independent Priors, Posterior Risk, and Prediction-Preserving Balancingcited by 0
- 2026Two-Timescale Fine-tuning Provably Learns New Features for Two-Layer ReLU Networkscited by 0
- 2026Two-Timescale Fine-tuning Provably Learns New Features for Two-Layer ReLU Networks28 Sep 2026
- 2026Certification Frontiers for Gaussian LoRA: Independent Priors, Posterior Risk, and Prediction-Preserving Balancing26 Sep 2026
- 2026When Do Task Vectors Interfere? Mapping the Validity Boundaries of Weight-Space Composition10 Aug 2026
- 2026Tight Sample Complexity for Low-Rank Adaptation: Matching Bounds and Rank Selection30 Jul 2026
- 2026On the Convergence of Stochastic Low-Rank Adaptation24 Jul 2026
- 2026Dive Into the Implicit Biases of Low-rank Vision-language Alignment9 Jul 2026
- 2026The Hidden Power of Scaling Factor in LoRA Optimization11 Jun 2026
- 2026High-Dimensional Theory of LoRA Fine-Tuning in a Solvable Attention Model4 Jun 2026
- 2026Balanced LoRA: Removing Parameter Invariance to Accelerate Convergence29 May 2026
- 2026Not How Many, But Which: Parameter Placement in Low-Rank Adaptation12 May 2026
- 2026LOFT: Low-Rank Orthogonal Fine-Tuning via Task-Aware Support Selection12 May 2026
- 2026Convergent Stochastic Training of Multi-Headed Attention and Understanding LoRA8 May 2026
36 more
- 2026Rethinking the Rank Threshold for LoRA Fine-Tuning5 May 2026
- 2026Low-Rank Adaptation Redux for Large Models23 Apr 2026
- 2026Curvature-Guided LoRA: Matching Full Fine-Tuning in Function Space31 Mar 2026
- 2026Sharpness-Aware Minimization in Logit Space Efficiently Enhances Direct Preference Optimization18 Mar 2026
- 2026Linearization Explains Fine-Tuning in Large Language Models9 Feb 2026
- 2026When Is Compositional Reasoning Learnable from Verifiable Rewards?8 Feb 2026
- 2026ODELoRA: Training Low-Rank Adaptation by Solving Ordinary Differential Equations7 Feb 2026
- 2026When pre-training hurts LoRA fine-tuning: a dynamical analysis via single-index models2 Feb 2026
- 2026Why LoRA Resists Label Noise: A Theoretical Framework for Noise-Robust Parameter-Efficient Fine-Tuning22 Jan 2026
- 2026Artificial Entanglement in the Fine-Tuning of Large Language Models11 Jan 2026
- 2025Merge before Forget: A Single LoRA Continual Learning via Continual Merging28 Dec 2025
- 2025On the Convergence Rate of LoRA Gradient Descent20 Dec 2025
- 2025Neural Collapse under Gradient Flow on Shallow ReLU Networks for Orthogonally Separable Data24 Oct 2025
- 2025The Primacy of Magnitude in Low-Rank Adaptation9 Jul 2025
- 2025Automatic Rank Determination for Low-Rank Adaptation via Submodular Function Maximization2 Jul 2025
- 2025Sharp Generalization Bounds for Foundation Models with Asymmetric Randomized Low-Rank Adapters17 Jun 2025
- 2025FedHL: Federated Learning for Heterogeneous Low-Rank Adaptation via Unbiased Aggregation24 May 2025
- 2025Does Low Rank Adaptation Lead to Lower Robustness against Training-Time Attacks?19 May 2025
- 2025When is Task Vector Provably Effective for Model Editing? A Generalization Analysis of Nonlinear Transformers15 Apr 2025
- 2025Understanding the Learning Dynamics of LoRA: A Gradient Flow Perspective on Low-Rank Adaptation in Matrix Factorization10 Mar 2025
- 2025LoRE-Merging: Exploring Low-Rank Estimation For Large Language Model Merging15 Feb 2025
- 2025LoRA Training Provably Converges to a Low-Rank Global Minimum or It Fails Loudly (But it Probably Won't Fail)13 Feb 2025
- 2025Safety Alignment Depth in Large Language Models: A Markov Chain Perspective2 Feb 2025
- 2025Norm-Bounded Low-Rank Adaptation31 Jan 2025
- 2025Training Dynamics of In-Context Learning in Linear Attention27 Jan 2025
- 2025Decentralized Low-Rank Fine-Tuning of Large Language Models26 Jan 2025
- 2024Low-Rank Adaptation for Foundation Models: A Comprehensive Review31 Dec 2024
- 2024Gradient dynamics for low-rank fine-tuning beyond kernels23 Nov 2024
- 2024Provable Meta-Learning with Low-Rank Adaptations29 Oct 2024
- 2024On the Crucial Role of Initialization for Matrix Factorization24 Oct 2024
- 2024On Generalisation Error Bounds for Transformers15 Oct 2024
- 2024ALLoRA: Adaptive Learning Rate Mitigates LoRA Fatal Flaws13 Oct 2024
- 2024Parameter-Efficient Fine-Tuning of State Space Models11 Oct 2024
- 2024AutoLoRA: AutoGuidance Meets Low-Rank Adaptation for Diffusion Models4 Oct 2024
- 2024Propulsion: Steering LLM with Tiny Fine-Tuning17 Sep 2024
- 2024A Survey on LoRA of Large Language Models8 Jul 2024
- 2024Parameter-Efficient Fine-Tuning of State Space Modelscited by 11
- 2024Parameter-Efficient Fine-Tuning of State Space Models11 Oct 2024
- 2024A Survey on LoRA of Large Language Modelscited by 67
- 2025Training Dynamics of In-Context Learning in Linear Attentioncited by 46
- 2024Low-Rank Adaptation for Foundation Models: A Comprehensive Reviewcited by 37
- 2025LoRA Training Provably Converges to a Low-Rank Global Minimum or It Fails Loudly (But it Probably Won't Fail)cited by 20
- 2024On the Crucial Role of Initialization for Matrix Factorizationcited by 15
- 2024Propulsion: Steering LLM with Tiny Fine-Tuningcited by 14
- 2025Decentralized Low-Rank Fine-Tuning of Large Language Modelscited by 14
- 2025Understanding the Learning Dynamics of LoRA: A Gradient Flow Perspective on Low-Rank Adaptation in Matrix Factorizationcited by 13
- 2025Sharp Generalization Bounds for Foundation Models with Asymmetric Randomized Low-Rank Adapterscited by 11
- 2025Merge before Forget: A Single LoRA Continual Learning via Continual Mergingcited by 11
- 2025On the Convergence Rate of LoRA Gradient Descentcited by 10
- 2025LoRE-Merging: Exploring Low-Rank Estimation For Large Language Model Mergingcited by 7
12 most cited of 41 All 41 (JSON)
- 2026Two-Timescale Fine-tuning Provably Learns New Features for Two-Layer ReLU Networks28 Sep 2026
- 2026Certification Frontiers for Gaussian LoRA: Independent Priors, Posterior Risk, and Prediction-Preserving Balancing26 Sep 2026
- 2026When Do Task Vectors Interfere? Mapping the Validity Boundaries of Weight-Space Composition10 Aug 2026
- 2026Tight Sample Complexity for Low-Rank Adaptation: Matching Bounds and Rank Selection30 Jul 2026
- 2026On the Convergence of Stochastic Low-Rank Adaptation24 Jul 2026
- 2026Dive Into the Implicit Biases of Low-rank Vision-language Alignment9 Jul 2026
- 2026The Hidden Power of Scaling Factor in LoRA Optimization11 Jun 2026
- 2026High-Dimensional Theory of LoRA Fine-Tuning in a Solvable Attention Model4 Jun 2026
- 2026Balanced LoRA: Removing Parameter Invariance to Accelerate Convergence29 May 2026
- 2026Not How Many, But Which: Parameter Placement in Low-Rank Adaptation12 May 2026
- 2026LOFT: Low-Rank Orthogonal Fine-Tuning via Task-Aware Support Selection12 May 2026
- 2026Convergent Stochastic Training of Multi-Headed Attention and Understanding LoRA8 May 2026
12 newest of 41 All 41 (JSON)