Authorization for Self-Modifying AI Agent Populations: Conserving Authority across Replacement, Forking, and Rollback
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Abstract (arXiv)
Self-modifying AI agents can replace, fork, and roll back identity-bearing software while descendants remain executable. Per-successor authorization does not constrain the resulting population: siblings may duplicate quotas, combine permissions, survive ancestor cuts, or overlap predecessors during promotion. We define authorization succession, which conserves authority across the active frontier of a single-parent generation forest. Our external protocol binds each generation to a manifest, root, unique parent, complete lineage, and fresh population sequence. Separate invariants bound root-lifetime consumption and current population exposure. A staged reservation freezes predecessor residual authority during replacement, while a partitioning fork validates the complete child family. Each commit atomically fences the predecessor and activates successors. Ancestor cuts invalidate dependent descendants; rollback creates a fresh generation without restoring spent authority; and a new root requires an independent grant. Under complete mediation, authenticated records, sound effect abstraction, durable monotone state, and complete lineage accounting, we prove population-safe succession, fork conservation, revocation closure, atomic handoff, rollback non-reminting, and exclusion of self-certification. An executable evaluation covers 32 registered decisions through direct-call and mailbox mappings (64/64 replays; 28 allows, 36 denies). An independent checker accepts all 64 original traces and rejects 28/28 semantic mutants; 12/12 profile invariants, 16/16 crash cuts, and 32/32 contender schedules pass. Two external adapters reproduce all 32 decisions around measured OurArk and Darwin Godel Machine mutations, including fresh-process restart, atomic succession, and predecessor rejection. The results establish authorization succession for registered protected effects.
Key facts. No citing papers in the map yet (data through 7 Oct 2026). Builds on 30 of its 55 references that are in the map. First posted on arXiv 29 Sep 2026.
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30 of 55 references.
References · 30
- 2025Darwin Godel Machine: Open-Ended Evolution of Self-Improving Agentscited by 294
- 2025Authenticated Delegation and Authorized AI Agentscited by 63
- 2026Cordon: Semantic Transactions for Tool-Using LLM Agentscited by 19
- 2026Agent Contracts: A Formal Framework for Resource-Bounded Autonomous AI Systemscited by 12
- 2026Autogenesis: A Self-Evolving Agent Protocolcited by 12
- 2026ACRFence: Preventing Semantic Rollback Attacks in Agent Checkpoint-Restorecited by 9
- 2026Agent libOS: A Runtime Substrate for Capability-Controlled Self-Evolving LLM Agentscited by 8
- 2026Governing Dynamic Capabilities: Cryptographic Binding and Reproducibility Verification for AI Agent Tool Usecited by 7
- 2026SEVerA: Verified Synthesis of Self-Evolving Agentscited by 6
- 2026Authorization Propagation in Multi-Agent AI Systems: Identity Governance as Infrastructurecited by 6
- 2026Self-Evolving Agents with Anytime-Valid Certificatescited by 6
- 2026Bounded Agents: Delegation Security for Multi-Agent AI Systemscited by 6
18 more
- 2026AID-Guard: Stateful Authorization for Delegated Agent Effectscited by 5
- 2026Token Budgets: An Empirical Catalog of 63 LLM-Agent Budget-Overrun Incidents, with an Affine-Typed Rust Mitigation as a Case Studycited by 4
- 2026Are You Still the Agent I Authorized? Earned Authority under a Fixed Ceiling for Evolving Agentscited by 4
- 2026Stop Means Stop: Measuring and Repairing the Enforcement Gap in Agent-Framework Control Primitivescited by 3
- 2026Code Is the Body: Agent-Owned Software Bodies for Recursive Evolution and Descentcited by 3
- 2026Auditing Harness Tampering in Self-Improving Agentscited by 3
- 2026Heartbeat-Bound Hierarchical Credentials: Cryptographic Revocation for AI Agent Swarmscited by 2
- 2026The Unfireable Safety Kernel: Execution-Time AI Alignment for AI Agents and Other Escapable AI Systemscited by 2
- 2026VERA: Authority-Preserving Edge Revocation for Federated AI-Agent Workflowscited by 2
- 2026Epistemic Sybil Resistance: Multiplying AI Agents Without Multiplying Evidencecited by 2
- 2026When Does Authorization End? Effect Closure at Provider Boundariescited by 2
- 2026ResidualAuth: What Authorization State Must Language Agents Preserve under Revocable Delegation?cited by 2
- 2026Retrieval-Conditioned Topology Selection with Provable Budget Conservation for Multi-Agent Code Generationcited by 1
- 2026Runtime Governance for Agentic AI: Action-Boundary Control with Trusted Provenance and Fail-Closed Executioncited by 1
- 2026Attesting Outputs and Delegation Ancestry in Multi-Agent AI Systemscited by 1
- 2026Spawn Freely, Act Sparingly: Progressive Risk Vesting for Recursive LLM-Agent Treescited by 1
- 2026Authorization Revocation for Long-Running AI Agents: Root-Scoped Quiescence under Delegation and Asynchronous Executioncited by 1
- 2026RegenHarness: A Robot Agent Harness with Evidence-Gated Recursive Self-Improvementcited by 1
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