Stackelberg Learning from Human Feedback: Preference Optimization as a Sequential Game
On the map: LLM alignment / RLHF / preference optimisation → Reward modeling and RLHF
Abstract (arXiv)
We introduce Stackelberg Learning from Human Feedback (SLHF), a new framework for preference optimization. SLHF frames the alignment problem as a sequential-move game between two policies: a Leader, which commits to an action, and a Follower, which responds conditionally on the Leader's action. This approach decomposes preference optimization into a refinement problem for the Follower and an optimization problem against an adversary for the Leader. Unlike Reinforcement Learning from Human Feedback (RLHF), which assigns scalar rewards to actions, or Nash Learning from Human Feedback (NLHF), which seeks a simultaneous-move equilibrium, SLHF leverages the asymmetry of sequential play to capture richer preference structures. The sequential design of SLHF naturally enables inference-time refinement, as the Follower learns to improve the Leader's actions, and these refinements can be leveraged through iterative sampling. We compare the solution concepts of SLHF, RLHF, and NLHF, and lay out key advantages in consistency, data sensitivity, and robustness to intransitive preferences. Experiments on large language models demonstrate that SLHF achieves strong alignment across diverse preference datasets, scales from 0.5B to 8B parameters, and yields inference-time refinements that transfer across model families without further fine-tuning.
Key facts. Cited by 9 papers in the map (data through 7 Oct 2026). Placed in Reward modeling and RLHF, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 54 of its 75 references that are in the map. First posted on arXiv 18 Dec 2025.
Builds on
54 of 75 references.
Closest ancestors · 21
Same direction, newest first
- 2025Statistical Impossibility and Possibility of Aligning LLMs with Human Preferences: From Condorcet Paradox to Nash Equilibrium14 Mar
- 2025Extragradient Preference Optimization (EGPO): Beyond Last-Iterate Convergence for Nash Learning from Human Feedback11 Mar
- 2024Magnetic Preference Optimization: Achieving Last-iterate Convergence for Language Model Alignment22 Oct
- 2024BOND: Aligning LLMs with Best-of-N Distillation19 Jul
- 2024Iterative Nash Policy Optimization: Aligning LLMs with General Preferences via No-Regret Learning30 Jun
- 2024HelpSteer2: Open-source dataset for training top-performing reward models12 Jun
- 2024Contextual Bilevel Reinforcement Learning for Incentive Alignment3 Jun
- 2024Self-Play Preference Optimization for Language Model Alignment1 May
- 2024Direct Nash Optimization: Teaching Language Models to Self-Improve with General Preferences4 Apr
- 2024Principled Penalty-based Methods for Bilevel Reinforcement Learning and RLHF10 Feb
- 2024A Minimaximalist Approach to Reinforcement Learning from Human Feedback8 Jan
- 2023A Survey of Reinforcement Learning from Human Feedback22 Dec
9 more
- 2023Helping or Herding? Reward Model Ensembles Mitigate but do not Eliminate Reward Hacking14 Dec
- 2023Nash Learning from Human Feedback1 Dec
- 2023Open Problems and Fundamental Limitations of Reinforcement Learning from Human Feedback27 Jul
- 2023Direct Preference Optimization: Your Language Model is Secretly a Reward Model29 May
- 2022Scaling Laws for Reward Model Overoptimization19 Oct
- 2022Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedback12 Apr
- 2021WebGPT: Browser-assisted question-answering with human feedback17 Dec
- 2019Fine-Tuning Language Models from Human Preferences18 Sep
- 2017Deep reinforcement learning from human preferences12 Jun
Other references · 33
- 2022Training language models to follow instructions with human feedbackcited by 15,712
- 2017Proximal Policy Optimization Algorithmscited by 14,441
- 2024DeepSeekMath: Pushing the Limits of Mathematical Reasoning in Open Language Modelscited by 8,851
- 2024Qwen2.5 Technical Reportcited by 4,713
- 2020Learning to summarize from human feedbackcited by 2,562
- 2024A Survey on LLM-as-a-Judgecited by 1,384
- 2023Instruction-Following Evaluation for Large Language Modelscited by 1,143
- 2023Large Language Models Cannot Self-Correct Reasoning Yetcited by 965
- 2023A General Theoretical Paradigm to Understand Learning from Human Preferencescited by 906
- 2024Length-Controlled AlpacaEval: A Simple Way to Debias Automatic Evaluatorscited by 865
- 2023AlpacaFarm: A Simulation Framework for Methods that Learn from Human Feedbackcited by 738
- 2023LLM-Blender: Ensembling Large Language Models with Pairwise Ranking and Generative Fusioncited by 550
21 more
- 2022Improving alignment of dialogue agents via targeted human judgementscited by 527
- 2024Training Language Models to Self-Correct via Reinforcement Learningcited by 405
- 2022Self-critiquing models for assisting human evaluatorscited by 372
- 2022Teaching language models to support answers with verified quotescited by 290
- 2019A Theory of Regularized Markov Decision Processescited by 279
- 2022Generating Sequences by Learning to Self-Correctcited by 271
- 2023The Unlocking Spell on Base LLMs: Rethinking Alignment via In-Context Learningcited by 251
- 2024Recursive Introspection: Teaching Language Model Agents How to Self-Improvecited by 162
- 2024From Decoding to Meta-Generation: Inference-time Algorithms for Large Language Modelscited by 136
- 2024NATURAL PLAN: Benchmarking LLMs on Natural Language Planningcited by 125
- 2024Theoretical guarantees on the best-of-n alignment policycited by 116
- 2023RL4F: Generating Natural Language Feedback with Reinforcement Learning for Repairing Model Outputscited by 104
- 2024Human Alignment of Large Language Models through Online Preference Optimisationcited by 90
- 2024Small Language Models Need Strong Verifiers to Self-Correct Reasoningcited by 85
- 2024On the Algorithmic Bias of Aligning Large Language Models with RLHF: Preference Collapse and Matching Regularizationcited by 72
- 2025Investigating Non-Transitivity in LLM-as-a-Judgecited by 33
- 2019On Lower Iteration Complexity Bounds for the Saddle Point Problemscited by 28
- 2022On the Limitations of Elo: Real-World Games, are Transitive, not Additivecited by 23
- 2024Two-Timescale Gradient Descent Ascent Algorithms for Nonconvex Minimax Optimizationcited by 15
- 2025Stackelberg Self-Annotation: A Robust Approach to Data-Efficient LLM Alignmentcited by 9
- 2022Convergence rate analysis of the gradient descent-ascent method for convex-concave saddle-point problemscited by 5
Built on by
Citing papers per year: 2026: 9.
9 papers.
- 2026Explaining and Preventing Alignment Collapse in Iterative RLHFcited by 3
- 2026Beyond Compromise: Pareto-Lenient Consensus for Efficient Multi-Preference LLM Alignmentcited by 2
- 2026Incentive-Aware AI Safety via Strategic Resource Allocation: A Stackelberg Security Games Perspectivecited by 0
- 2026S-SPPO: Semantic-Calibrated Self-Play Preference Optimizationcited by 0
- 2026Emergent Alignmentcited by 0
- 2026A Markov Chain Approach to Preference Alignmentcited by 0
- 2026LEMUR: Learning to Align with Multi-Objective Reinforcement Learning from Preference Feedbackcited by 0
- 2026AI Alignment through a Game-theoretic Lens: A Surveycited by 0
- 2026Robust Nash Alignment under Preference Uncertaintycited by 0
- 2026Robust Nash Alignment under Preference Uncertainty30 Sep 2026
- 2026AI Alignment through a Game-theoretic Lens: A Survey28 Aug 2026
- 2026LEMUR: Learning to Align with Multi-Objective Reinforcement Learning from Preference Feedback31 Jul 2026
- 2026A Markov Chain Approach to Preference Alignment21 Jun 2026
- 2026Emergent Alignment17 Jun 2026
- 2026S-SPPO: Semantic-Calibrated Self-Play Preference Optimization1 Jun 2026
- 2026Explaining and Preventing Alignment Collapse in Iterative RLHF5 May 2026
- 2026Beyond Compromise: Pareto-Lenient Consensus for Efficient Multi-Preference LLM Alignment7 Apr 2026
- 2026Incentive-Aware AI Safety via Strategic Resource Allocation: A Stackelberg Security Games Perspective6 Feb 2026
Similar, not cited
Close in wording, no citation either way
- 2026Efficient Exploration for Iterative Nash Preference Optimization
- 2023Iterative Preference Learning from Human Feedback: Bridging Theory and Practice for RLHF under KL-Constraint
- 2025PILAF: Optimal Human Preference Sampling for Reward Modeling
- 2025Unregularized Linear Convergence in Zero-Sum Game from Preference Feedback
- 2026Reinforcement Learning from Human Feedback: A Statistical Perspective
- 2025Multiplayer Nash Preference Optimization
- 2023Contrastive Preference Learning: Learning from Human Feedback without RL
- 2024COMAL: A Convergent Meta-Algorithm for Aligning LLMs with General Preferences