Refusal Falls off a Cliff: How Safety Alignment Fails in Reasoning?
On the map: LLM reasoning → Reasoning for agents, planning and code
also in 2 more
Abstract (arXiv)
Large reasoning models (LRMs) with multi-step reasoning capabilities have shown remarkable problem-solving abilities, yet they exhibit concerning safety vulnerabilities that remain poorly understood. In this work, we investigate why safety alignment fails in reasoning models through a mechanistic interpretability lens. Using a linear probing approach to trace refusal intentions across token positions, we discover a striking phenomenon termed as refusal cliff: many poorly-aligned reasoning models correctly identify harmful prompts and maintain strong refusal intentions during their thinking process, but experience a sharp drop in refusal scores at the final tokens before output generation. This suggests that these models are not inherently unsafe; rather, their refusal intentions are systematically suppressed. Through causal intervention analysis, we identify a sparse set of attention heads that negatively contribute to refusal behavior. Ablating just 3% of these heads can reduce attack success rates below 10%. Building on these mechanistic insights, we propose Cliff-as-a-Judge, a novel data selection method that identifies training examples exhibiting the largest refusal cliff to efficiently repair reasoning models' safety alignment. This approach achieves comparable safety improvements using only 1.7% of the vanilla safety training data, demonstrating a less-is-more effect in safety alignment.
Key facts. Cited by 11 papers in the map (data through 7 Oct 2026). Placed in Reasoning for agents, planning and code, one of 17 directions in LLM reasoning. Builds on 45 of its 87 references that are in the map. First posted on arXiv 7 Oct 2025.
Builds on
45 of 87 references.
Closest ancestors · 13
Same direction, newest first
- 2025SafeWork-R1: Coevolving Safety and Intelligence under the AI-45circ Law24 Jul
- 2025Reasoning as an Adaptive Defense for Safety1 Jul
- 2025Beyond Safe Answers: A Benchmark for Evaluating True Risk Awareness in Large Reasoning Models26 May
- 2025ReasoningShield: Safety Detection over Reasoning Traces of Large Reasoning Models22 May
- 2025Safety in Large Reasoning Models: A Survey24 Apr
- 2025RealSafe-R1: Safety-Aligned DeepSeek-R1 without Compromising Reasoning Capability14 Apr
- 2025Reasoning-to-Defend: Safety-Aware Reasoning Can Defend Large Language Models from Jailbreaking18 Feb
- 2025H-CoT: Hijacking the Chain-of-Thought Safety Reasoning Mechanism to Jailbreak Large Reasoning Models, Including OpenAI o1/o3, DeepSeek-R1, and Gemini 2.0 Flash Thinking18 Feb
- 2025The Hidden Risks of Large Reasoning Models: A Safety Assessment of R118 Feb
- 2025SafeChain: Safety of Language Models with Long Chain-of-Thought Reasoning Capabilities17 Feb
- 2025Are Smarter LLMs Safer? Exploring Safety-Reasoning Trade-offs in Prompting and Fine-Tuning13 Feb
- 2025Adversarial Reasoning at Jailbreaking Time3 Feb
1 more
Other references · 32
- 2024The Llama 3 Herd of Modelscited by 14,192
- 2024DeepSeekMath: Pushing the Limits of Mathematical Reasoning in Open Language Modelscited by 8,851
- 2025Qwen3 Technical Reportcited by 8,195
- 2025DeepSeek-R1: Incentivizing Reasoning Capability in LLMs via Reinforcement Learningcited by 6,146
- 2024Qwen2.5 Technical Reportcited by 4,713
- 2018Think you have Solved Question Answering? Try ARC, the AI2 Reasoning Challengecited by 4,710
- 2025DAPO: An Open-Source LLM Reinforcement Learning System at Scalecited by 2,678
- 2024A Survey on LLM-as-a-Judgecited by 1,384
- 2023Representation Engineering: A Top-Down Approach to AI Transparencycited by 1,239
- 2024Tulu 3: Pushing Frontiers in Open Language Model Post-Trainingcited by 988
- 2022In-context Learning and Induction Headscited by 930
- 2023Steering Language Models With Activation Engineeringcited by 824
20 more
- 2025Group Sequence Policy Optimizationcited by 788
- 2024Phi-4 Technical Reportcited by 675
- 2024Scaling and evaluating sparse autoencoderscited by 530
- 2023Towards Best Practices of Activation Patching in Language Models: Metrics and Methodscited by 328
- 2024Retrieval Head Mechanistically Explains Long-Context Factualitycited by 219
- 2024WildTeaming at Scale: From In-the-Wild Jailbreaks to (Adversarially) Safer Language Modelscited by 206
- 2024How to use and interpret activation patchingcited by 191
- 2025Skywork Open Reasoner 1 Technical Reportcited by 161
- 2024A Comprehensive Study of Knowledge Editing for Large Language Modelscited by 157
- 2025Phi-4-reasoning Technical Reportcited by 146
- 2025Are Sparse Autoencoders Useful? A Case Study in Sparse Probingcited by 109
- 2023Copy Suppression: Comprehensively Understanding an Attention Headcited by 73
- 2024On the Role of Attention Heads in Large Language Model Safetycited by 70
- 2024Explorations of Self-Repair in Language Modelscited by 35
- 2024Locking Down the Finetuned LLMs Safetycited by 22
- 2025Can We Predict Alignment Before Models Finish Thinking? Towards Monitoring Misaligned Reasoning Modelscited by 16
- 2025Adversarial Examples Are Not Bugs, They Are Superpositioncited by 13
- 2025xJailbreak: Representation Space Guided Reinforcement Learning for Interpretable LLM Jailbreakingcited by 10
- 2025When Thinking Backfires: Mechanistic Insights Into Reasoning-Induced Misalignmentcited by 6
- 2024Jailbreak Instruction-Tuned LLMs via end-of-sentence MLP Re-weightingcited by 4
Built on by
Citing papers per year: 2025: 1; 2026: 10.
11 papers.
- 2026Locate, Steer, and Improve: A Practical Survey of Actionable Mechanistic Interpretability in Large Language Modelscited by 22
- 2026Towards a Mechanistic Understanding of Large Reasoning Models: A Survey of Training, Inference, and Failurescited by 5
- 2026Do Thinking Tokens Help with Safety?cited by 3
- 2026Position: Behavioural Assurance Cannot Verify the Safety Claims Governance Now Demandscited by 2
- 2025KoSimpleQA: A Korean Factuality Benchmark with an Analysis of Reasoning LLMscited by 1
- 2026Over-Refusal and Representation Subspaces: A Mechanistic Analysis of Task-Conditioned Refusal in Aligned LLMscited by 1
- 2026Beyond Attack Success Rate: Temporal Logit Observability for LLM Safety Failurescited by 0
- 2026Sci-Rho: A Multilingual Visually-Grounded Symbolic Benchmark for STEM Problemscited by 0
- 2026Fast Multi-dimensional Refusal Subspaces via RFM-AGOPcited by 0
- 2026Benchmarking Text-to-SQL under Role-Based Access Controlcited by 0
- 2026First Token Matters: Understanding Safety Collapse in Large Reasoning Modelscited by 0
- 2026First Token Matters: Understanding Safety Collapse in Large Reasoning Models16 Sep 2026
- 2026Benchmarking Text-to-SQL under Role-Based Access Control24 Jul 2026
- 2026Fast Multi-dimensional Refusal Subspaces via RFM-AGOP2 Jul 2026
- 2026Do Thinking Tokens Help with Safety?23 Jun 2026
- 2026Sci-Rho: A Multilingual Visually-Grounded Symbolic Benchmark for STEM Problems6 Jun 2026
- 2026Beyond Attack Success Rate: Temporal Logit Observability for LLM Safety Failures28 May 2026
- 2026Position: Behavioural Assurance Cannot Verify the Safety Claims Governance Now Demands14 May 2026
- 2026Over-Refusal and Representation Subspaces: A Mechanistic Analysis of Task-Conditioned Refusal in Aligned LLMs29 Mar 2026
- 2026Locate, Steer, and Improve: A Practical Survey of Actionable Mechanistic Interpretability in Large Language Models20 Jan 2026
- 2026Towards a Mechanistic Understanding of Large Reasoning Models: A Survey of Training, Inference, and Failures11 Jan 2026
- 2025KoSimpleQA: A Korean Factuality Benchmark with an Analysis of Reasoning LLMs21 Oct 2025
Similar, not cited
Close in wording, no citation either way
- 2026Beyond Shallow Alignment: How Post-Training Methods Determine Refusal Circuits And Steering Robustness
- 2026DeShortcut-Align: Decoupling Spurious Shortcuts for Robust Safety Alignment in Large Reasoning Models
- 2025Safety is Not Only About Refusal: Reasoning-Enhanced Fine-tuning for Interpretable LLM Safety
- 2026Deactivating Refusal Triggers: Understanding and Mitigating Overrefusal in Safety Alignment
- 2025Chain-of-Thought Hijacking
- 2026Knowing When to Quit: Diagnosing and Training LLMs to Abort Futile Reasoning
- 2025When Models Outthink Their Safety: Unveiling and Mitigating Self-Jailbreak in Large Reasoning Models
- 2026The Geometry of Refusal: Linear Instability in Safety-Aligned LLMs