Deactivating Refusal Triggers: Understanding and Mitigating Overrefusal in Safety Alignment
On the map: LLM alignment / RLHF / preference optimisation → Safety alignment and jailbreak attacks
also in 1 more
Abstract (arXiv)
Safety alignment aims to ensure that large language models (LLMs) refuse harmful requests by post-training on harmful queries paired with refusal answers. Although safety alignment is widely adopted in industry, the overrefusal problem where aligned LLMs also reject benign queries after safety alignment post-training, remains insufficiently studied. Such an issue degrades the usability of safety alignment in real-world applications. In this paper, we examine how overrefusal arises under safety alignment, and propose a mitigation strategy inspired by our findings. We define refusal triggers as linguistic cues in the training data that elicit refusal responses, safety alignment encourages LLMs to associate refusal triggers within a training sample with refusal responses, leading aligned LLMs to refuse harmful queries. However, the refusal triggers include not only harmful linguistic cues but also non-harmful cues, therefore causing overrefusal to benign queries. Building on this mechanistic analysis, we propose a method that explicitly considers refusal triggers in the safety alignment fine-tuning. Empirical results demonstrate that our approach achieves a more favorable trade-off between defense against jailbreak attacks and responsiveness to benign queries, outperforming prior methods. Warning: this paper contains harmful and biased sentences.
Key facts. Cited by 6 papers in the map (data through 7 Oct 2026). Placed in Safety alignment and jailbreak attacks, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 24 of its 35 references that are in the map. First posted on arXiv 12 Mar 2026.
Builds on
24 of 35 references.
Closest ancestors · 7
Same direction, newest first
- 2025Safety Alignment Can Be Not Superficial With Explicit Safety Signals19 May
- 2025Efficient Safety Alignment of Large Language Models via Preference Re-ranking and Representation-based Reward Modeling13 Mar
- 2024Rule Based Rewards for Language Model Safety2 Nov
- 2024SORRY-Bench: Systematically Evaluating Large Language Model Safety Refusal20 Jun
- 2024Safety Alignment Should Be Made More Than Just a Few Tokens Deep10 Jun
- 2024Towards Comprehensive Post Safety Alignment of Large Language Models via Safety Patching22 May
- 2023Universal and Transferable Adversarial Attacks on Aligned Language Models27 Jul
Other references · 17
- 2022Training language models to follow instructions with human feedbackcited by 15,712
- 2021Training Verifiers to Solve Math Word Problemscited by 9,743
- 2023Jailbroken: How Does LLM Safety Training Fail?cited by 1,565
- 2023Jailbreaking Black Box Large Language Models in Twenty Queriescited by 1,326
- 2023GPTFUZZER: Red Teaming Large Language Models with Auto-Generated Jailbreak Promptscited by 520
- 2024Improving Alignment and Robustness with Circuit Breakerscited by 302
- 2024Deliberative Alignment: Reasoning Enables Safer Language Modelscited by 292
- 2021Gradient-based Adversarial Attacks against Text Transformerscited by 233
- 2023Automatically Auditing Large Language Models via Discrete Optimizationcited by 187
- 2021Implicit Representations of Meaning in Neural Language Modelscited by 179
- 2023An LLM can Fool Itself: A Prompt-Based Adversarial Attackcited by 111
- 2020Adversarial Training for Large Neural Language Modelscited by 109
5 more
- 2023The Art of Defending: A Systematic Evaluation and Analysis of LLM Defense Strategies on Safety and Over-Defensivenesscited by 63
- 2019Distributional Semantics and Linguistic Theorycited by 53
- 2024Intrinsic Self-correction for Enhanced Morality: An Analysis of Internal Mechanisms and the Superficial Hypothesiscited by 15
- 2025Diagnosing Moral Reasoning Acquisition in Language Models: Pragmatics and Generalizationcited by 6
- 2024LLMStinger: Jailbreaking LLMs using RL fine-tuned LLMscited by 5
Built on by
Citing papers per year: 2026: 6.
6 papers.
- 2026On the Hidden Costs of Counterfactual Knowledge Training in LLM Unlearningcited by 0
- 2026LLMs Prompted for Legal Context Object More: Overrefusal from Small On-Premises LLMs in Criminal Legal Contextcited by 0
- 2026Pretraining Curricula Enable Selective Fine-tuningcited by 0
- 2026From Interpretability to Control: Insights from Six Years of the TrustNLP Workshopcited by 0
- 2026Making Your LLMs More Objective: Stabilizing LLM Safety Behavior Across Traits with Trait-Invariant Safety Tuningcited by 0
- 2026DeflectBench: A Benchmark for Evaluating Rhetorical Fallacy Generation in LLMscited by 0
- 2026Making Your LLMs More Objective: Stabilizing LLM Safety Behavior Across Traits with Trait-Invariant Safety Tuning12 Aug 2026
- 2026From Interpretability to Control: Insights from Six Years of the TrustNLP Workshop11 Aug 2026
- 2026Pretraining Curricula Enable Selective Fine-tuning6 Jul 2026
- 2026LLMs Prompted for Legal Context Object More: Overrefusal from Small On-Premises LLMs in Criminal Legal Context23 Jun 2026
- 2026DeflectBench: A Benchmark for Evaluating Rhetorical Fallacy Generation in LLMs18 Jun 2026
- 2026On the Hidden Costs of Counterfactual Knowledge Training in LLM Unlearning26 May 2026
Similar, not cited
Close in wording, no citation either way
- 2026LLMs Can Unlearn Refusal with Only 1,000 Benign Samples
- 2025The Hidden Dimensions of LLM Alignment: A Multi-Dimensional Analysis of Orthogonal Safety Directions
- 2025Just Enough Shifts: Mitigating Over-Refusal in Aligned Language Models with Targeted Representation Fine-Tuning
- 2025From Threat to Tool: Leveraging Refusal-Aware Injection Attacks for Safety Alignment
- 2026When Safety Routing Breaks: Understanding Alignment Fragility under Benign Fine-Tuning
- 2025Refusal Direction is Universal Across Safety-Aligned Languages
- 2026Safety Paradox: How Enhanced Safety Awareness Leaves LLMs Vulnerable to Posterior Attack
- 2025FalseReject: A Resource for Improving Contextual Safety and Mitigating Over-Refusals in LLMs via Structured Reasoning