mlsanityData to 14 Oct 2026

Beyond Shallow Alignment: How Post-Training Methods Determine Refusal Circuits And Steering Robustness

arXiv 2609.03887 ↗First posted 3 Sep 2026cs.CLcited by 1

On the map: LLM alignment / RLHF / preference optimisation → Safety alignment and jailbreak attacks

also in 1 more
Abstract (arXiv)

How do the methods used to train language models to refuse harmful requests shape how that refusal actually works inside the model? We compare three post-training methods - supervised fine-tuning, reasoning-augmented fine-tuning (training on reasoning chains that justify a safety decision), and preference optimization (ORPO) - across three architecturally distinct models (Llama-3.1-8B, Gemma-2-9B, Qwen3-8B). We find that training method, not just data, reshapes how refusal is computed internally: reasoning-augmented training consistently produces a distinct kind of refusal computation, visible across all three models, while architecture independently shapes internal structure and how reliably refusal can be steered. Most importantly, no method we study achieves all three properties we would want from safe alignment at once: refusal that isn't concentrated in a few fragile components, safety gains that don't cost general capability, and safety behavior correctable through small, targeted edits. We caution against treating current post-training methods as a solved, reliable defense, especially for security-critical use. Code and models are available in https://github.com/hoangcuongnguyen2001/Beyond-Shallow-Alignment.

Key facts. Cited by 1 paper in the map (data through 14 Oct 2026). Placed in Safety alignment and jailbreak attacks, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 43 of its 66 references that are in the map. First posted on arXiv 3 Sep 2026.

Builds on

43 of 66 references.

Closest ancestors · 14

Same direction, newest first

  1. 2026Over-Refusal and Representation Subspaces: A Mechanistic Analysis of Task-Conditioned Refusal in Aligned LLMs29 Mar
  2. 2026Defensive Refusal Bias: How Safety Alignment Fails Cyber Defenders1 Mar
  3. 2026Alignment-Weighted DPO: A principled reasoning approach to improve safety alignment24 Feb
  4. 2026Objective Matters: Fine-Tuning Objectives Shape Safety, Robustness, and Persona Drift19 Jan
  5. 2025Safety Alignment Should Be Made More Than Just A Few Attention Heads27 Aug
  6. 2025Understanding Refusal in Language Models with Sparse Autoencoders29 May
  7. 2025The Geometry of Refusal in Large Language Models: Concept Cones and Representational Independence24 Feb
  8. 2025The Hidden Dimensions of LLM Alignment: A Multi-Dimensional Analysis of Orthogonal Safety Directions13 Feb
  9. 2025LLM Safety Alignment is Divergence Estimation in Disguise2 Feb
  10. 2024SCANS: Mitigating the Exaggerated Safety for LLMs via Safety-Conscious Activation Steering21 Aug
  11. 2024Towards Understanding Safety Alignment: A Mechanistic Perspective from Safety Neurons20 Jun
  12. 2024Safety Alignment Should Be Made More Than Just a Few Tokens Deep10 Jun
2 more
  1. 2024Defending Large Language Models against Jailbreak Attacks via Semantic Smoothing25 Feb
  2. 2023BeaverTails: Towards Improved Safety Alignment of LLM via a Human-Preference Dataset10 Jul

Other references · 29

  1. 2020Measuring Massive Multitask Language Understandingcited by 7,963
  2. 2022Locating and Editing Factual Associations in GPTcited by 2,691
  3. 2024Gemma 2: Improving Open Language Models at a Practical Sizecited by 1,998
  4. 2023Jailbroken: How Does LLM Safety Training Fail?cited by 1,651
  5. 2020Transformer Feed-Forward Layers Are Key-Value Memoriescited by 1,336
  6. 2023Representation Engineering: A Top-Down Approach to AI Transparencycited by 1,336
  7. 2023Inference-Time Intervention: Eliciting Truthful Answers from a Language Modelcited by 1,302
  8. 2022Interpretability in the Wild: a Circuit for Indirect Object Identification in GPT-2 smallcited by 1,165
  9. 2024Refusal in Language Models Is Mediated by a Single Directioncited by 1,032
  10. 2023Steering Language Models With Activation Engineeringcited by 922
  11. 2023The Geometry of Truth: Emergent Linear Structure in Large Language Model Representations of True/False Datasetscited by 712
  12. 2024ORPO: Monolithic Preference Optimization without Reference Modelcited by 562
17 more
  1. 2023Attribution Patching Outperforms Automated Circuit Discoverycited by 209
  2. 2023The Hydra Effect: Emergent Self-repair in Language Model Computationscited by 156
  3. 2025SafeChain: Safety of Language Models with Long Chain-of-Thought Reasoning Capabilitiescited by 136
  4. 2025LLMs Encode Harmfulness and Refusal Separatelycited by 88
  5. 2024LLM Circuit Analyses Are Consistent Across Training and Scalecited by 63
  6. 2024What Makes and Breaks Safety Fine-tuning? A Mechanistic Studycited by 55
  7. 2025AlphaSteer: Learning Refusal Steering with Principled Null-Space Constraintcited by 49
  8. 2025Understanding (Un)Reliability of Steering Vectors in Language Modelscited by 47
  9. 2026There Is More to Refusal in Large Language Models than a Single Directioncited by 26
  10. 2025How Post-Training Reshapes LLMs: A Mechanistic View on Knowledge, Truthfulness, Refusal, and Confidencecited by 12
  11. 2025Emergence of Linear Truth Encodings in Language Modelscited by 12
  12. 2025Evolution of Concepts in Language Model Pre-Trainingcited by 8
  13. 2025Thinking Sparks!: Emergent Attention Heads in Reasoning Models During Post Trainingcited by 8
  14. 2026Steered LLM Activations are Non-Surjectivecited by 8
  15. 2026Where to Steer: Input-Dependent Layer Selection for Steering Improves LLM Alignmentcited by 3
  16. 2026Position: Don't Just "Fix it in Post": A Science of AI Must Study Training Dynamicscited by 3
  17. 2025Rethinking the Evaluation of Alignment Methods: Insights into Diversity, Generalisation, and Safetycited by 1

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Cited by year (2026 to 14 Oct)

Citing papers per year: 2026: 1.

1 paper.

Similar, not cited

Close in wording, no citation either way

  1. 2026From Refusal Tokens to Refusal Control: Discovering and Steering Category-Specific Refusal Directions
  2. 2025Refusal Falls off a Cliff: How Safety Alignment Fails in Reasoning?
  3. 2026Decomposing Refusal Steering in Mixture-of-Experts Models
  4. 2026The Geometry of Refusal: Linear Instability in Safety-Aligned LLMs
  5. 2026Refusal geometry reflects refusal training: diverse refusal prefixes can raise stable rank and weaken refusal vector ablation attacks
  6. 2026From Refusal Geometry to Safety Geometry: Harmfulness--Refusal Coupling under Dynamic Adversarial Fine-Tuning
  7. 2026When Safety Routing Breaks: Understanding Alignment Fragility under Benign Fine-Tuning
  8. 2026Localizing Safety Alignment: MLP Layers and Mid-Network Blocks Encode Refusal Behavior in Large Language Models