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Discrete Facial Encoding: : A Framework for Data-driven Facial Display Discovery

arXiv 2510.01662 ↗First posted 2 Oct 2025cs.CVcited by 0

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Abstract (arXiv)

Facial expression analysis is central to understanding human behavior, yet existing coding systems such as the Facial Action Coding System (FACS) are constrained by limited coverage and costly manual annotation. In this work, we introduce Discrete Facial Encoding (DFE), an unsupervised, data-driven alternative of compact and interpretable dictionary of facial expressions from 3D mesh sequences learned through a Residual Vector Quantized Variational Autoencoder (RVQ-VAE). Our approach first extracts identity-invariant expression features from images using a 3D Morphable Model (3DMM), effectively disentangling factors such as head pose and facial geometry. We then encode these features using an RVQ-VAE, producing a sequence of discrete tokens from a shared codebook, where each token captures a specific, reusable facial deformation pattern that contributes to the overall expression. Through extensive experiments, we demonstrate that Discrete Facial Encoding captures more precise facial behaviors than FACS and other facial encoding alternatives. We evaluate the utility of our representation across three high-level psychological tasks: stress detection, personality prediction, and depression detection. Using a simple Bag-of-Words model built on top of the learned tokens, our system consistently outperforms both FACS-based pipelines and strong image and video representation learning models such as Masked Autoencoders. Further analysis reveals that our representation covers a wider variety of facial displays, highlighting its potential as a scalable and effective alternative to FACS for psychological and affective computing applications.

Key facts. No citing papers in the map yet (data through 7 Oct 2026). Builds on 22 of its 51 references that are in the map. First posted on arXiv 2 Oct 2025.

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22 of 51 references.

References · 22

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  6. 2017AffectNet: A Database for Facial Expression, Valence, and Arousal Computing in the Wildcited by 490
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  8. 2022EMOCA: Emotion Driven Monocular Face Capture and Animationcited by 254
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  11. 2022Learning Multi-dimensional Edge Feature-based AU Relation Graph for Facial Action Unit Recognitioncited by 81
  12. 2024SMIRK: 3D Facial Expressions through Analysis-by-Neural-Synthesiscited by 81
10 more
  1. 2020JhatAA-Net: Joint Facial Action Unit Detection and Face Alignment via Adaptive Attentioncited by 62
  2. 2022MARLIN: Masked Autoencoder for facial video Representation LearnINgcited by 55
  3. 2022Transformer-based Multimodal Information Fusion for Facial Expression Analysiscited by 49
  4. 2023Can Language Models Learn to Listen?cited by 40
  5. 2024Dyadic Interaction Modeling for Social Behavior Generationcited by 32
  6. 2023LibreFace: An Open-Source Toolkit for Deep Facial Expression Analysiscited by 18
  7. 2022Facial Action Unit Detection and Intensity Estimation from Self-supervised Representationcited by 14
  8. 2023FG-Net: Facial Action Unit Detection with Generalizable Pyramidal Featurescited by 12
  9. 2024Norface: Improving Facial Expression Analysis by Identity Normalizationcited by 10
  10. 2025Beyond FACS: Data-driven Facial Expression Dictionaries, with Application to Predicting Autismcited by 3

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