mlsanityData to 7 Oct 2026

Normative Conflicts and Shallow AI Alignment

arXiv 2506.04679 ↗First posted 5 Jun 2025cs.CLcited by 4

On the map: LLM alignment / RLHF / preference optimisation → Human values and AI feedback alignment

Abstract (arXiv)

The progress of AI systems such as large language models (LLMs) raises increasingly pressing concerns about their safe deployment. This paper examines the value alignment problem for LLMs, arguing that current alignment strategies are fundamentally inadequate to prevent misuse. Despite ongoing efforts to instill norms such as helpfulness, honesty, and harmlessness in LLMs through fine-tuning based on human preferences, they remain vulnerable to adversarial attacks that exploit conflicts between these norms. I argue that this vulnerability reflects a fundamental limitation of existing alignment methods: they reinforce shallow behavioral dispositions rather than endowing LLMs with a genuine capacity for normative deliberation. Drawing from on research in moral psychology, I show how humans' ability to engage in deliberative reasoning enhances their resilience against similar adversarial tactics. LLMs, by contrast, lack a robust capacity to detect and rationally resolve normative conflicts, leaving them susceptible to manipulation; even recent advances in reasoning-focused LLMs have not addressed this vulnerability. This ``shallow alignment'' problem carries significant implications for AI safety and regulation, suggesting that current approaches are insufficient for mitigating potential harms posed by increasingly capable AI systems.

Key facts. Cited by 4 papers in the map (data through 7 Oct 2026). Placed in Human values and AI feedback alignment, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 44 of its 82 references that are in the map. First posted on arXiv 5 Jun 2025.

Builds on

44 of 82 references.

Closest ancestors · 1

Same direction, newest first

  1. 2022In conversation with Artificial Intelligence: aligning language models with human values1 Sep

Other references · 43

  1. 2020Language Models are Few-Shot Learnerscited by 32,199
  2. 2022Training language models to follow instructions with human feedbackcited by 15,712
  3. 2021Evaluating Large Language Models Trained on Codecited by 8,053
  4. 2020Scaling Laws for Neural Language Modelscited by 6,411
  5. 2025DeepSeek-R1: Incentivizing Reasoning Capability in LLMs via Reinforcement Learningcited by 6,146
  6. 2013Intriguing properties of neural networkscited by 5,114
  7. 2022Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedbackcited by 3,634
  8. 2023A Survey on Large Language Model based Autonomous Agentscited by 2,203
  9. 2022Survey of Hallucination in Natural Language Generationcited by 2,056
  10. 2023Jailbroken: How Does LLM Safety Training Fail?cited by 1,565
  11. 2023Not what you've signed up for: Compromising Real-World LLM-Integrated Applications with Indirect Prompt Injectioncited by 1,339
  12. 2020RealToxicityPrompts: Evaluating Neural Toxic Degeneration in Language Modelscited by 1,235
31 more
  1. 2023Fine-tuning Aligned Language Models Compromises Safety, Even When Users Do Not Intend To!cited by 1,106
  2. 2021A General Language Assistant as a Laboratory for Alignmentcited by 1,023
  3. 2023Towards Understanding Sycophancy in Language Modelscited by 988
  4. 2020StereoSet: Measuring stereotypical bias in pretrained language modelscited by 911
  5. 2023Large Language Modelscited by 774
  6. 2019Universal Adversarial Triggers for Attacking and Analyzing NLPcited by 709
  7. 2023Measuring Faithfulness in Chain-of-Thought Reasoningcited by 668
  8. 2017Adversarial Examples for Evaluating Reading Comprehension Systemscited by 568
  9. 2019Defending Against Neural Fake Newscited by 553
  10. 2023Jailbreaking ChatGPT via Prompt Engineering: An Empirical Studycited by 478
  11. 2022Large Language Models Struggle to Learn Long-Tail Knowledgecited by 452
  12. 2024Safety Alignment Should Be Made More Than Just a Few Tokens Deepcited by 450
  13. 2020Artificial Intelligence, Values and Alignmentcited by 443
  14. 2023Large Language Models for Software Engineering: A Systematic Literature Reviewcited by 389
  15. 2023Understanding the Effects of RLHF on LLM Generalisation and Diversitycited by 386
  16. 2024Improving Alignment and Robustness with Circuit Breakerscited by 302
  17. 2024Deliberative Alignment: Reasoning Enables Safer Language Modelscited by 292
  18. 2023Shadow Alignment: The Ease of Subverting Safely-Aligned Language Modelscited by 284
  19. 2022Predictability and Surprise in Large Generative Modelscited by 209
  20. 2023Image Hijacks: Adversarial Images can Control Generative Models at Runtimecited by 165
  21. 2023Abusing Images and Sounds for Indirect Instruction Injection in Multi-Modal LLMscited by 117
  22. 2023Mechanistically analyzing the effects of fine-tuning on procedurally defined taskscited by 110
  23. 2023Regulating ChatGPT and other Large Generative AI Modelscited by 102
  24. 2023Large Language Models for Scientific Synthesis, Inference and Explanationcited by 38
  25. 2023Structured Chemistry Reasoning with Large Language Modelscited by 27
  26. 2023Will releasing the weights of future large language models grant widespread access to pandemic agents?cited by 25
  27. 2024A Philosophical Introduction to Language Models -- Part I: Continuity With Classic Debatescited by 22
  28. 2023Passive learning of active causal strategies in agents and language modelscited by 21
  29. 2023Generating Phishing Attacks using ChatGPTcited by 14
  30. 2020Human Cognition through the Lens of Social Engineering Cyberattackscited by 6
  31. 2025The Pitfalls of "Security by Obscurity" And What They Mean for Transparent AIcited by 2

Built on by

Cited by year (2026 to 7 Oct)

Citing papers per year: 2025: 2; 2026: 2.

4 papers.

Similar, not cited

Close in wording, no citation either way

  1. 2026Moral Competence Before Moral Content: Why LLM Agents Lack the Prerequisites for Coherent Alignment
  2. 2025Beyond Ethical Alignment: Evaluating LLMs as Artificial Moral Assistants
  3. 2026Toward a Theory of Value in AI Alignment
  4. 2024The AI Alignment Paradox
  5. 2025Diverse Human Value Alignment for Large Language Models via Ethical Reasoning
  6. 2024ValueCompass: A Framework for Measuring Contextual Value Alignment Between Human and LLMs
  7. 2026Position: Evaluations of AI Moral Reasoning Still Miss Half of the Picture
  8. 2024Language Model Alignment in Multilingual Trolley Problems