Optimal Design for Human Preference Elicitation
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Abstract (arXiv)
Learning of preference models from human feedback has been central to recent advances in artificial intelligence. Motivated by the cost of obtaining high-quality human annotations, we study efficient human preference elicitation for learning preference models. The key idea in our work is to generalize optimal designs, an approach to computing optimal information-gathering policies, to lists of items that represent potential questions with answers. The policy is a distribution over the lists and we elicit preferences from them proportionally to their probabilities. To show the generality of our ideas, we study both absolute and ranking feedback models on items in the list. We design efficient algorithms for both and analyze them. Finally, we demonstrate that our algorithms are practical by evaluating them on existing question-answering problems.
Key facts. Cited by 17 papers in the map (data through 7 Oct 2026). Builds on 56 of its 101 references that are in the map. First posted on arXiv 22 Apr 2024.
Builds on
56 of 101 references.
References · 56
- 2022Training language models to follow instructions with human feedbackcited by 15,712
- 2023Direct Preference Optimization: Your Language Model is Secretly a Reward Modelcited by 7,916
- 2017Deep reinforcement learning from human preferencescited by 3,846
- 2022Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedbackcited by 3,634
- 2023Open Problems and Fundamental Limitations of Reinforcement Learning from Human Feedbackcited by 743
- 2016CVXPY: A Python-Embedded Modeling Language for Convex Optimizationcited by 633
- 2019Deep Batch Active Learning by Diverse, Uncertain Gradient Lower Boundscited by 602
- 2020A Survey of Deep Active Learningcited by 547
- 2020Is Pessimism Provably Efficient for Offline RL?cited by 362
- 2022One Embedder, Any Task: Instruction-Finetuned Text Embeddingscited by 329
- 2021Bridging Offline Reinforcement Learning and Imitation Learning: A Tale of Pessimismcited by 275
- 2023Principled Reinforcement Learning with Human Feedback from Pairwise or K-wise Comparisonscited by 244
38 more
- 2023Large Language Model Alignment: A Surveycited by 241
- 2015Doubly Robust Policy Evaluation and Optimizationcited by 158
- 2020Cold-start Active Learning through Self-supervised Language Modelingcited by 128
- 2013A Theoretical Analysis of NDCG Type Ranking Measurescited by 119
- 2020Reward-rational (implicit) choice: A unifying formalism for reward learningcited by 119
- 2021Provable Benefits of Actor-Critic Methods for Offline Reinforcement Learningcited by 109
- 2021B-Pref: Benchmarking Preference-Based Reinforcement Learningcited by 106
- 2021Dueling RL: Reinforcement Learning with Trajectory Preferencescited by 105
- 2018Preference-based Online Learning with Dueling Bandits: A Surveycited by 100
- 2014Best-Arm Identification in Linear Banditscited by 98
- 2023Is RLHF More Difficult than Standard RL?cited by 96
- 2019Sequential Experimental Design for Transductive Linear Banditscited by 88
- 2021Gone Fishing: Neural Active Learning with Fisher Embeddingscited by 88
- 2022Human-in-the-loop: Provably Efficient Preference-based Reinforcement Learning with General Function Approximationcited by 80
- 2015Cascading Bandits: Learning to Rank in the Cascade Modelcited by 75
- 2020Active Preference-Based Gaussian Process Regression for Reward Learningcited by 70
- 2023Inverse Preference Learning: Preference-based RL without a Reward Functioncited by 68
- 2020Preference-based Reinforcement Learning with Finite-Time Guaranteescited by 65
- 2024Active Preference Optimization for Sample Efficient RLHFcited by 61
- 2019Dueling Posterior Sampling for Preference-Based Reinforcement Learningcited by 56
- 2023Making RL with Preference-based Feedback Efficient via Randomizationcited by 46
- 2016Cascading Bandits for Large-Scale Recommendation Problemscited by 45
- 2020An Empirical Process Approach to the Union Bound: Practical Algorithms for Combinatorial and Linear Banditscited by 45
- 2021Efficient and Optimal Algorithms for Contextual Dueling Bandits under Realizabilitycited by 44
- 2023Beyond Reward: Offline Preference-guided Policy Optimizationcited by 35
- 2021Minimax Optimal Fixed-Budget Best Arm Identification in Linear Banditscited by 32
- 2018TopRank: A practical algorithm for online stochastic rankingcited by 30
- 2016Multiple-Play Bandits in the Position-Based Modelcited by 27
- 2017Online Learning to Rank in Stochastic Click Modelscited by 26
- 2023Provable Reward-Agnostic Preference-Based Reinforcement Learningcited by 25
- 2021Fixed-Budget Best-Arm Identification in Structured Banditscited by 22
- 2023Towards Practical Preferential Bayesian Optimization with Skew Gaussian Processescited by 19
- 2024Principled Preferential Bayesian Optimizationcited by 16
- 2021Improved Algorithms for Agnostic Pool-based Active Classificationcited by 15
- 2021Pure Exploration in Kernel and Neural Banditscited by 13
- 2019Zeroth Order Non-convex optimization with Dueling-Choice Banditscited by 11
- 2020Chernoff Sampling for Active Testing and Extension to Active Regressioncited by 11
- 2021Bias-Robust Bayesian Optimization via Dueling Banditscited by 11
50 most cited of 56 All 56 (JSON)
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Citing papers per year: 2024: 2; 2025: 9; 2026: 6.
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- 2024Optimal Design for Reward Modeling in RLHFcited by 23
- 2025FisherSFT: Data-Efficient Supervised Fine-Tuning of Language Models Using Information Gaincited by 14
- 2025Robust Reinforcement Learning from Human Feedback for Large Language Models Fine-Tuningcited by 13
- 2025Active Learning for Direct Preference Optimizationcited by 9
- 2025A Statistical Case Against Empirical Human-AI Alignmentcited by 6
- 2024Comparing Few to Rank Many: Active Human Preference Learning using Randomized Frank-Wolfecited by 5
- 2026Reinforcement Learning from Human Feedback: A Statistical Perspectivecited by 4
- 2025MisoDICE: Multi-Agent Imitation from Unlabeled Mixed-Quality Demonstrationscited by 3
- 2025Towards Cognitively-Faithful Decision-Making Models to Improve AI Alignmentcited by 2
- 2025Preference-Guided Learning for Sparse-Reward Multi-Agent Reinforcement Learningcited by 2
- 2025Preference-based Reinforcement Learning beyond Pairwise Comparisons: Benefits of Multiple Optionscited by 2
- 2026MASS-DPO: Multi-negative Active Sample Selection for Direct Policy Optimizationcited by 1
5 more
- 2025Cold-Start Active Preference Learning in Socio-Economic Domainscited by 0
- 2026Nearly Optimal Active Preference Learning and Its Application to LLM Alignmentcited by 0
- 2026Optimal Design for Multinomial Logit Model with Applications to Best Assortment Identificationcited by 0
- 2026Population-Level Generative Modeling for Ranking Datacited by 0
- 2026Beyond Pairwise Feedback: Listwise Vision-Language Supervision for Preference-Based Reward Learningcited by 0
- 2026Beyond Pairwise Feedback: Listwise Vision-Language Supervision for Preference-Based Reward Learning26 Aug 2026
- 2026Population-Level Generative Modeling for Ranking Data9 Aug 2026
- 2026Optimal Design for Multinomial Logit Model with Applications to Best Assortment Identification25 May 2026
- 2026MASS-DPO: Multi-negative Active Sample Selection for Direct Policy Optimization11 May 2026
- 2026Reinforcement Learning from Human Feedback: A Statistical Perspective2 Apr 2026
- 2026Nearly Optimal Active Preference Learning and Its Application to LLM Alignment2 Feb 2026
- 2025Preference-based Reinforcement Learning beyond Pairwise Comparisons: Benefits of Multiple Options21 Oct 2025
- 2025Preference-Guided Learning for Sparse-Reward Multi-Agent Reinforcement Learning26 Sep 2025
- 2025Towards Cognitively-Faithful Decision-Making Models to Improve AI Alignment4 Sep 2025
- 2025Cold-Start Active Preference Learning in Socio-Economic Domains7 Aug 2025
- 2025MisoDICE: Multi-Agent Imitation from Unlabeled Mixed-Quality Demonstrations24 May 2025
- 2025FisherSFT: Data-Efficient Supervised Fine-Tuning of Language Models Using Information Gain20 May 2025
5 more
- 2025Robust Reinforcement Learning from Human Feedback for Large Language Models Fine-Tuning3 Apr 2025
- 2025Active Learning for Direct Preference Optimization3 Mar 2025
- 2025A Statistical Case Against Empirical Human-AI Alignment20 Feb 2025
- 2024Comparing Few to Rank Many: Active Human Preference Learning using Randomized Frank-Wolfe27 Dec 2024
- 2024Optimal Design for Reward Modeling in RLHF22 Oct 2024
- 2024Optimal Design for Reward Modeling in RLHFcited by 23
- 2025Robust Reinforcement Learning from Human Feedback for Large Language Models Fine-Tuningcited by 13
- 2025Active Learning for Direct Preference Optimizationcited by 9
- 2024Comparing Few to Rank Many: Active Human Preference Learning using Randomized Frank-Wolfecited by 5
- 2026Reinforcement Learning from Human Feedback: A Statistical Perspectivecited by 4
- 2026MASS-DPO: Multi-negative Active Sample Selection for Direct Policy Optimizationcited by 1
- 2026Nearly Optimal Active Preference Learning and Its Application to LLM Alignmentcited by 0
- 2026MASS-DPO: Multi-negative Active Sample Selection for Direct Policy Optimization11 May 2026
- 2026Reinforcement Learning from Human Feedback: A Statistical Perspective2 Apr 2026
- 2026Nearly Optimal Active Preference Learning and Its Application to LLM Alignment2 Feb 2026
- 2025Robust Reinforcement Learning from Human Feedback for Large Language Models Fine-Tuning3 Apr 2025
- 2025Active Learning for Direct Preference Optimization3 Mar 2025
- 2024Comparing Few to Rank Many: Active Human Preference Learning using Randomized Frank-Wolfe27 Dec 2024
- 2024Optimal Design for Reward Modeling in RLHF22 Oct 2024
- 2025FisherSFT: Data-Efficient Supervised Fine-Tuning of Language Models Using Information Gaincited by 14
- 2025A Statistical Case Against Empirical Human-AI Alignmentcited by 6
- 2025Towards Cognitively-Faithful Decision-Making Models to Improve AI Alignmentcited by 2
- 2025Preference-based Reinforcement Learning beyond Pairwise Comparisons: Benefits of Multiple Optionscited by 2
- 2025Cold-Start Active Preference Learning in Socio-Economic Domainscited by 0
- 2026Optimal Design for Multinomial Logit Model with Applications to Best Assortment Identificationcited by 0
- 2026Population-Level Generative Modeling for Ranking Datacited by 0
- 2026Population-Level Generative Modeling for Ranking Data9 Aug 2026
- 2026Optimal Design for Multinomial Logit Model with Applications to Best Assortment Identification25 May 2026
- 2025Preference-based Reinforcement Learning beyond Pairwise Comparisons: Benefits of Multiple Options21 Oct 2025
- 2025Towards Cognitively-Faithful Decision-Making Models to Improve AI Alignment4 Sep 2025
- 2025Cold-Start Active Preference Learning in Socio-Economic Domains7 Aug 2025
- 2025FisherSFT: Data-Efficient Supervised Fine-Tuning of Language Models Using Information Gain20 May 2025
- 2025A Statistical Case Against Empirical Human-AI Alignment20 Feb 2025