Risk Taxonomy, Mitigation, and Assessment Benchmarks of Large Language Model Systems
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Abstract (arXiv)
Large language models (LLMs) have strong capabilities in solving diverse natural language processing tasks. However, the safety and security issues of LLM systems have become the major obstacle to their widespread application. Many studies have extensively investigated risks in LLM systems and developed the corresponding mitigation strategies. Leading-edge enterprises such as OpenAI, Google, Meta, and Anthropic have also made lots of efforts on responsible LLMs. Therefore, there is a growing need to organize the existing studies and establish comprehensive taxonomies for the community. In this paper, we delve into four essential modules of an LLM system, including an input module for receiving prompts, a language model trained on extensive corpora, a toolchain module for development and deployment, and an output module for exporting LLM-generated content. Based on this, we propose a comprehensive taxonomy, which systematically analyzes potential risks associated with each module of an LLM system and discusses the corresponding mitigation strategies. Furthermore, we review prevalent benchmarks, aiming to facilitate the risk assessment of LLM systems. We hope that this paper can help LLM participants embrace a systematic perspective to build their responsible LLM systems.
Key facts. Cited by 63 papers in the map (data through 7 Oct 2026). Builds on 274 of its 417 references that are in the map. First posted on arXiv 11 Jan 2024.
Builds on
274 of 417 references.
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50 most cited of 274 All 274 (JSON)
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- 2024GenTel-Safe: A Unified Benchmark and Shielding Framework for Defending Against Prompt Injection Attacks29 Sep 2024
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- 2024RMCBench: Benchmarking Large Language Models' Resistance to Malicious Codecited by 27
- 2025AudioJailbreak: Jailbreak Attacks against End-to-End Large Audio-Language Modelscited by 16
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- 2024GenTel-Safe: A Unified Benchmark and Shielding Framework for Defending Against Prompt Injection Attackscited by 7
- 2025MUSE: MCTS-Driven Red Teaming Framework for Enhanced Multi-Turn Dialogue Safety in Large Language Modelscited by 4
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- 2025Quantifying Return on Security Controls in LLM Systemscited by 0
- 2025Quantifying Return on Security Controls in LLM Systems17 Dec 2025
- 2025N-GLARE: An Non-Generative Latent Representation-Efficient LLM Safety Evaluator18 Nov 2025
- 2025MUSE: MCTS-Driven Red Teaming Framework for Enhanced Multi-Turn Dialogue Safety in Large Language Models18 Sep 2025
- 2025Securing Educational LLMs: A Generalised Taxonomy of Attacks on LLMs and DREAD Risk Assessment12 Aug 2025
- 2025The State of Multilingual LLM Safety Research: From Measuring the Language Gap to Mitigating It30 May 2025
- 2025AudioJailbreak: Jailbreak Attacks against End-to-End Large Audio-Language Models20 May 2025
- 2024GenTel-Safe: A Unified Benchmark and Shielding Framework for Defending Against Prompt Injection Attacks29 Sep 2024
- 2024Attack Atlas: A Practitioner's Perspective on Challenges and Pitfalls in Red Teaming GenAI23 Sep 2024
- 2024RMCBench: Benchmarking Large Language Models' Resistance to Malicious Code23 Sep 2024
- 2024Legilimens: Practical and Unified Content Moderation for Large Language Model Services28 Aug 2024
- 2024Bag of Tricks: Benchmarking of Jailbreak Attacks on LLMs13 Jun 2024
- 2024Instruction Backdoor Attacks Against Customized LLMs14 Feb 2024
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- 2024Navigating the Risks: A Survey of Security, Privacy, and Ethics Threats in LLM-Based Agentscited by 63
- 2025Commercial LLM Agents Are Already Vulnerable to Simple Yet Dangerous Attackscited by 49
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- 2025SoK: Trust-Authorization Mismatch in LLM Agent Interactionscited by 11
- 2025Exposing LLM User Privacy via Traffic Fingerprint Analysis: A Study of Privacy Risks in LLM Agent Interactionscited by 9
- 2026SHE: Trajectory-driven Safety Harness Evolution for LLM Agentscited by 6
- 2025Follow the Flow: Fine-grained Flowchart Attribution with Neurosymbolic Agentscited by 4
- 2026"Are You Sure?": An Empirical Study of Human Perception Vulnerability in LLM-Driven Agentic Systemscited by 0
- 2026SHE: Trajectory-driven Safety Harness Evolution for LLM Agents10 Aug 2026
- 2026"Are You Sure?": An Empirical Study of Human Perception Vulnerability in LLM-Driven Agentic Systems24 Feb 2026
- 2025SoK: Trust-Authorization Mismatch in LLM Agent Interactions7 Dec 2025
- 2025Exposing LLM User Privacy via Traffic Fingerprint Analysis: A Study of Privacy Risks in LLM Agent Interactions8 Oct 2025
- 2025OS Agents: A Survey on MLLM-based Agents for General Computing Devices Use6 Aug 2025
- 2025Follow the Flow: Fine-grained Flowchart Attribution with Neurosymbolic Agents2 Jun 2025
- 2025Commercial LLM Agents Are Already Vulnerable to Simple Yet Dangerous Attacks12 Feb 2025
- 2024Navigating the Risks: A Survey of Security, Privacy, and Ethics Threats in LLM-Based Agents14 Nov 2024
- 2024Tool Learning with Large Language Models: A Survey28 May 2024
- 2025Safety at Scale: A Comprehensive Survey of Large Model and Agent Safetycited by 63
- 2024Unbridled Icarus: A Survey of the Potential Perils of Image Inputs in Multimodal Large Language Model Securitycited by 18
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- 2026Adversarial Diffusion Across Modalities: A Fusion Survey of Attacks, Defenses, and Evaluation for Text, Vision, and Vision-Language Models25 Jun 2026
- 2025ChartLens: Fine-grained Visual Attribution in Charts25 May 2025
- 2025Safety at Scale: A Comprehensive Survey of Large Model and Agent Safety2 Feb 2025
- 2024DocEdit-v2: Document Structure Editing Via Multimodal LLM Grounding21 Oct 2024
- 2024Unbridled Icarus: A Survey of the Potential Perils of Image Inputs in Multimodal Large Language Model Security8 Apr 2024
- 2024Exploring Multilingual Concepts of Human Value in Large Language Models: Is Value Alignment Consistent, Transferable and Controllable across Languages?cited by 23
- 2024Hummer: Towards Limited Competitive Preference Datasetcited by 10
- 2024SafeAligner: Safety Alignment against Jailbreak Attacks via Response Disparity Guidancecited by 8
- 2024ABC Align: Large Language Model Alignment for Safety & Accuracycited by 3
- 2024ABC Align: Large Language Model Alignment for Safety & Accuracy1 Aug 2024
- 2024SafeAligner: Safety Alignment against Jailbreak Attacks via Response Disparity Guidance26 Jun 2024
- 2024Hummer: Towards Limited Competitive Preference Dataset19 May 2024
- 2024Exploring Multilingual Concepts of Human Value in Large Language Models: Is Value Alignment Consistent, Transferable and Controllable across Languages?28 Feb 2024
- 2024AI Agents Under Threat: A Survey of Key Security Challenges and Future Pathwayscited by 122
- 2024Fairness in Large Language Models: A Taxonomic Surveycited by 57
- 2024DeTeCtive: Detecting AI-generated Text via Multi-Level Contrastive Learningcited by 52
- 2024Crabs: Consuming Resource via Auto-generation for LLM-DoS Attack under Black-box Settingscited by 33
- 2025Attack and defense techniques in large language models: A survey and new perspectivescited by 13
- 2025Malicious LLM-Based Conversational AI Makes Users Reveal Personal Informationcited by 10
- 2025Failure Modes in LLM Systems: A System-Level Taxonomy for Reliable AI Applicationscited by 9
- 2024Mapping LLM Security Landscapes: A Comprehensive Stakeholder Risk Assessment Proposalcited by 8
- 2024SAGED: A Holistic Bias-Benchmarking Pipeline for Language Models with Customisable Fairness Calibrationcited by 6
- 2024Enhancing Training Data Attribution for Large Language Models with Fitting Error Considerationcited by 6
- 2025What's Not Said Still Hurts: A Description-Based Evaluation Framework for Measuring Social Bias in LLMscited by 6
- 2025Invisible Filters: Cultural Bias in Hiring Evaluations Using Large Language Modelscited by 6
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- 2026SafeCtrl-RL: Inference-Time Adaptive Behaviour Control for LLM Dialogue via RL-Driven Prompt Optimisation25 May 2026
- 2026Moltbook Moderation: Uncovering Hidden Intent Through Multi-Turn Dialogue13 May 2026
- 2026Agent-Supported Foresight for AI Systemic Risks: AI Agents for Breadth, Experts for Judgment9 Feb 2026
- 2026Knowing Bias, Doing Better: Mitigating Social Bias in LLMs via Know-Bias Neuron Enhancement29 Jan 2026
- 2025Securing the AI Supply Chain: What Can We Learn From Developer-Reported Security Issues and Solutions of AI Projects?29 Dec 2025
- 2025Failure Modes in LLM Systems: A System-Level Taxonomy for Reliable AI Applications25 Nov 2025
- 2025Foundations of Artificial Intelligence Frameworks: Notion and Limits of AGI23 Nov 2025
- 2025Emergent evaluation hubs in a decentralizing large language model ecosystem30 Sep 2025
- 2025SilentStriker:Toward Stealthy Bit-Flip Attacks on Large Language Models22 Sep 2025
- 2025LLM in the Middle: A Systematic Review of Threats and Mitigations to Real-World LLM-based Systems12 Sep 2025
- 2025Invisible Filters: Cultural Bias in Hiring Evaluations Using Large Language Models21 Aug 2025
- 2025Bias Association Discovery Framework for Open-Ended LLM Generations2 Aug 2025
12 newest of 30 All 30 (JSON)