Learning Optimal Advantage from Preferences and Mistaking it for Reward
On the map: LLM alignment / RLHF / preference optimisation → Reward modeling and RLHF
Abstract (arXiv)
We consider algorithms for learning reward functions from human preferences over pairs of trajectory segments, as used in reinforcement learning from human feedback (RLHF). Most recent work assumes that human preferences are generated based only upon the reward accrued within those segments, or their partial return. Recent work casts doubt on the validity of this assumption, proposing an alternative preference model based upon regret. We investigate the consequences of assuming preferences are based upon partial return when they actually arise from regret. We argue that the learned function is an approximation of the optimal advantage function, hatA^*r, not a reward function. We find that if a specific pitfall is addressed, this incorrect assumption is not particularly harmful, resulting in a highly shaped reward function. Nonetheless, this incorrect usage of hatA^*r is less desirable than the appropriate and simpler approach of greedy maximization of hatA^*r. From the perspective of the regret preference model, we also provide a clearer interpretation of fine tuning contemporary large language models with RLHF. This paper overall provides insight regarding why learning under the partial return preference model tends to work so well in practice, despite it conforming poorly to how humans give preferences.
Key facts. Cited by 18 papers in the map (data through 7 Oct 2026). Placed in Reward modeling and RLHF, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 16 of its 25 references that are in the map. First posted on arXiv 3 Oct 2023.
Builds on
16 of 25 references.
Closest ancestors · 9
Same direction, newest first
- 2023Open Problems and Fundamental Limitations of Reinforcement Learning from Human Feedback27 Jul
- 2023Inverse Preference Learning: Preference-based RL without a Reward Function24 May
- 2022Models of human preference for learning reward functions5 Jun
- 2022Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedback12 Apr
- 2021Skill Preferences: Learning to Extract and Execute Robotic Skills from Human Feedback11 Aug
- 2021PEBBLE: Feedback-Efficient Interactive Reinforcement Learning via Relabeling Experience and Unsupervised Pre-training9 Jun
- 2019Fine-Tuning Language Models from Human Preferences18 Sep
- 2018Reward learning from human preferences and demonstrations in Atari15 Nov
- 2017Deep reinforcement learning from human preferences12 Jun
Other references · 7
- 2019PyTorch: An Imperative Style, High-Performance Deep Learning Librarycited by 20,160
- 2022Training language models to follow instructions with human feedbackcited by 15,712
- 2017Proximal Policy Optimization Algorithmscited by 14,441
- 2023Llama 2: Open Foundation and Fine-Tuned Chat Modelscited by 12,865
- 2022Improving alignment of dialogue agents via targeted human judgementscited by 527
- 2021B-Pref: Benchmarking Preference-Based Reinforcement Learningcited by 106
- 2020Learning Reward Functions from Diverse Sources of Human Feedback: Optimally Integrating Demonstrations and Preferencescited by 71
Built on by
Citing papers per year: 2023: 2; 2024: 8; 2025: 4; 2026: 4.
18 papers.
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- 2024From r to Q^*: Your Language Model is Secretly a Q-Functioncited by 242
- 2024WARM: On the Benefits of Weight Averaged Reward Modelscited by 145
- 2024Token-level Direct Preference Optimizationcited by 135
- 2023Contrastive Preference Learning: Learning from Human Feedback without RLcited by 77
- 2024A Dense Reward View on Aligning Text-to-Image Diffusion with Preferencecited by 55
- 2024Beyond Preferences in AI Alignmentcited by 46
- 2023The Alignment Ceiling: Objective Mismatch in Reinforcement Learning from Human Feedbackcited by 42
- 2024TIS-DPO: Token-level Importance Sampling for Direct Preference Optimization With Estimated Weightscited by 42
- 2025MONA: Myopic Optimization with Non-myopic Approval Can Mitigate Multi-step Reward Hackingcited by 19
- 2025Influencing Humans to Conform to Preference Models for RLHFcited by 4
- 2024Hindsight Preference Learning for Offline Preference-based Reinforcement Learningcited by 3
- 2025Policy-labeled Preference Learning: Is Preference Enough for RLHF?cited by 2
6 more
- 2025Misalignment from Treating Means as Endscited by 2
- 2026RoDiF: Robust Direct Fine-Tuning of Diffusion Policies with Corrupted Human Feedbackcited by 1
- 2024Choice Between Partial Trajectories: Disentangling Goals from Beliefscited by 0
- 2026Uncertainty-Aware Exploratory Direct Preference Optimization for Multimodal Large Language Modelscited by 0
- 2026Mitigating Cognitive Bias in RLHF by Altering Rationalitycited by 0
- 2026Implicit Safety Alignment from Crowd Preferencescited by 0
- 2026Implicit Safety Alignment from Crowd Preferences20 May 2026
- 2026Mitigating Cognitive Bias in RLHF by Altering Rationality7 May 2026
- 2026Uncertainty-Aware Exploratory Direct Preference Optimization for Multimodal Large Language Models6 May 2026
- 2026RoDiF: Robust Direct Fine-Tuning of Diffusion Policies with Corrupted Human Feedback31 Jan 2026
- 2025Misalignment from Treating Means as Ends15 Jul 2025
- 2025Policy-labeled Preference Learning: Is Preference Enough for RLHF?6 May 2025
- 2025MONA: Myopic Optimization with Non-myopic Approval Can Mitigate Multi-step Reward Hacking22 Jan 2025
- 2025Influencing Humans to Conform to Preference Models for RLHF11 Jan 2025
- 2024Choice Between Partial Trajectories: Disentangling Goals from Beliefs30 Oct 2024
- 2024TIS-DPO: Token-level Importance Sampling for Direct Preference Optimization With Estimated Weights6 Oct 2024
- 2024Beyond Preferences in AI Alignment30 Aug 2024
- 2024Hindsight Preference Learning for Offline Preference-based Reinforcement Learning5 Jul 2024
6 more
- 2024From r to Q^*: Your Language Model is Secretly a Q-Function18 Apr 2024
- 2024Token-level Direct Preference Optimization18 Apr 2024
- 2024A Dense Reward View on Aligning Text-to-Image Diffusion with Preference13 Feb 2024
- 2024WARM: On the Benefits of Weight Averaged Reward Models22 Jan 2024
- 2023The Alignment Ceiling: Objective Mismatch in Reinforcement Learning from Human Feedback31 Oct 2023
- 2023Contrastive Preference Learning: Learning from Human Feedback without RL20 Oct 2023
- 2024From r to Q^*: Your Language Model is Secretly a Q-Functioncited by 242
- 2024WARM: On the Benefits of Weight Averaged Reward Modelscited by 145
- 2024Token-level Direct Preference Optimizationcited by 135
- 2023Contrastive Preference Learning: Learning from Human Feedback without RLcited by 77
- 2024Beyond Preferences in AI Alignmentcited by 46
- 2023The Alignment Ceiling: Objective Mismatch in Reinforcement Learning from Human Feedbackcited by 42
- 2024TIS-DPO: Token-level Importance Sampling for Direct Preference Optimization With Estimated Weightscited by 42
- 2025MONA: Myopic Optimization with Non-myopic Approval Can Mitigate Multi-step Reward Hackingcited by 19
- 2025Influencing Humans to Conform to Preference Models for RLHFcited by 4
- 2025Policy-labeled Preference Learning: Is Preference Enough for RLHF?cited by 2
- 2026Mitigating Cognitive Bias in RLHF by Altering Rationalitycited by 0
- 2026Implicit Safety Alignment from Crowd Preferencescited by 0
- 2026Implicit Safety Alignment from Crowd Preferences20 May 2026
- 2026Mitigating Cognitive Bias in RLHF by Altering Rationality7 May 2026
- 2025Policy-labeled Preference Learning: Is Preference Enough for RLHF?6 May 2025
- 2025MONA: Myopic Optimization with Non-myopic Approval Can Mitigate Multi-step Reward Hacking22 Jan 2025
- 2025Influencing Humans to Conform to Preference Models for RLHF11 Jan 2025
- 2024TIS-DPO: Token-level Importance Sampling for Direct Preference Optimization With Estimated Weights6 Oct 2024
- 2024Beyond Preferences in AI Alignment30 Aug 2024
- 2024From r to Q^*: Your Language Model is Secretly a Q-Function18 Apr 2024
- 2024Token-level Direct Preference Optimization18 Apr 2024
- 2024WARM: On the Benefits of Weight Averaged Reward Models22 Jan 2024
- 2023The Alignment Ceiling: Objective Mismatch in Reinforcement Learning from Human Feedback31 Oct 2023
- 2023Contrastive Preference Learning: Learning from Human Feedback without RL20 Oct 2023
Similar, not cited
Close in wording, no citation either way
- 2026A Regret Minimization Framework on Preference Learning in Large Language Models
- 2023A General Theoretical Paradigm to Understand Learning from Human Preferences
- 2024Reward Model Learning vs. Direct Policy Optimization: A Comparative Analysis of Learning from Human Preferences
- 2026Regret Bounds for Reinforcement Learning from Multi-Source Imperfect Preferences
- 2026Reinforcement Learning from Human Feedback: A Statistical Perspective
- 2026Learning Kernel-Based MDPs from Episodic Preferential Feedback
- 2025Repairing Reward Functions with Feedback to Mitigate Reward Hacking
- 2025Capturing Individual Human Preferences with Reward Features