Counterfactual harm
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Abstract (arXiv)
To act safely and ethically in the real world, agents must be able to reason about harm and avoid harmful actions. However, to date there is no statistical method for measuring harm and factoring it into algorithmic decisions. In this paper we propose the first formal definition of harm and benefit using causal models. We show that any factual definition of harm must violate basic intuitions in certain scenarios, and show that standard machine learning algorithms that cannot perform counterfactual reasoning are guaranteed to pursue harmful policies following distributional shifts. We use our definition of harm to devise a framework for harm-averse decision making using counterfactual objective functions. We demonstrate this framework on the problem of identifying optimal drug doses using a dose-response model learned from randomized control trial data. We find that the standard method of selecting doses using treatment effects results in unnecessarily harmful doses, while our counterfactual approach allows us to identify doses that are significantly less harmful without sacrificing efficacy.
Key facts. Cited by 29 papers in the map (data through 7 Oct 2026). Builds on 32 of its 128 references that are in the map. First posted on arXiv 27 Apr 2022.
Builds on
32 of 128 references.
References · 32
- 2017Deep reinforcement learning from human preferencescited by 3,846
- 2019A Survey on Bias and Fairness in Machine Learningcited by 1,911
- 2016Concrete Problems in AI Safetycited by 1,582
- 2017Counterfactual Explanations without Opening the Black Box: Automated Decisions and the GDPRcited by 1,086
- 2021Ethical and social risks of harm from Language Modelscited by 957
- 2017Counterfactual Fairnesscited by 802
- 2018Scalable agent alignment via reward modeling: a research directioncited by 438
- 2017Overcoming Exploration in Reinforcement Learning with Demonstrationscited by 322
- 2019Reinforcement Learning in Healthcare: A Surveycited by 308
- 2020Counterfactual VQA: A Cause-Effect Look at Language Biascited by 266
- 2020Deep Structural Causal Models for Tractable Counterfactual Inferencecited by 210
- 2018Path-Specific Counterfactual Fairnesscited by 179
20 more
- 2019Explainable Reinforcement Learning Through a Causal Lenscited by 177
- 2019Reward Tampering Problems and Solutions in Reinforcement Learning: A Causal Influence Diagram Perspectivecited by 107
- 2020Causal Autoregressive Flowscited by 97
- 2013Probabilities of Causation: Bounds and Identificationcited by 89
- 2018Woulda, Coulda, Shoulda: Counterfactually-Guided Policy Searchcited by 81
- 2021Consequences of Misaligned AIcited by 79
- 2020Generate Your Counterfactuals: Towards Controlled Counterfactual Generation for Textcited by 75
- 2019Understanding artificial intelligence ethics and safetycited by 68
- 2013Counterfactual Probabilities: Computational Methods, Bounds and Applicationscited by 67
- 2018Theoretical Impediments to Machine Learning With Seven Sparks from the Causal Revolutioncited by 66
- 2021Partial Counterfactual Identification from Observational and Experimental Datacited by 64
- 2019Causal Reasoning from Meta-reinforcement Learningcited by 53
- 2015A Modification of the Halpern-Pearl Definition of Causalitycited by 47
- 2021Counterfactual Explanations in Sequential Decision Making Under Uncertaintycited by 36
- 2019The Sensitivity of Counterfactual Fairness to Unmeasured Confoundingcited by 35
- 2018Towards Formal Definitions of Blameworthiness, Intention, and Moral Responsibilitycited by 32
- 2021A Structural Causal Model for MR Images of Multiple Sclerosiscited by 21
- 2022Path-Specific Objectives for Safer Agent Incentivescited by 20
- 2019Modeling AGI Safety Frameworks with Causal Influence Diagramscited by 8
- 2013A Decision-Based View of Causalitycited by 3
Built on by
Citing papers per year: 2022: 3; 2023: 8; 2024: 10; 2025: 6; 2026: 2.
29 papers.
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- 2024Robust agents learn causal world modelscited by 81
- 2023Counterfactual Identifiability of Bijective Causal Modelscited by 42
- 2022Discovering Agentscited by 28
- 2022A Causal Analysis of Harmcited by 15
- 2023Partial Counterfactual Identification of Continuous Outcomes with a Curvature Sensitivity Modelcited by 14
- 2024From Imitation to Introspection: Probing Self-Consciousness in Language Modelscited by 14
- 2025General agents contain world modelscited by 14
- 2023Finding Counterfactually Optimal Action Sequences in Continuous State Spacescited by 12
- 2024Can a Bayesian Oracle Prevent Harm from an Agent?cited by 12
- 2022Quantifying Harmcited by 10
- 2023Human Control: Definitions and Algorithmscited by 10
- 2024Controlling Counterfactual Harm in Decision Support Systems Based on Prediction Setscited by 9
17 more
- 2023Causal Fairness for Outcome Controlcited by 8
- 2024Measuring Goal-Directednesscited by 7
- 2024Harm Mitigation in Recommender Systems under User Preference Dynamicscited by 5
- 2024Counterfactual Effect Decomposition in Multi-Agent Sequential Decision Makingcited by 4
- 2025The Limits of Predicting Agents from Behaviourcited by 3
- 2023Analyzing Intentional Behavior in Autonomous Agents under Uncertaintycited by 2
- 2025Statistical Decision Theory with Counterfactual Losscited by 2
- 2023Simulating counterfactualscited by 1
- 2023Agent-Specific Effects: A Causal Effect Propagation Analysis in Multi-Agent MDPscited by 1
- 2024Do No Harm: A Counterfactual Approach to Safe Reinforcement Learningcited by 1
- 2024Matchings, Predictions and Counterfactual Harm in Refugee Resettlement Processescited by 1
- 2024Teleporter Theory: A General and Simple Approach for Modeling Cross-World Counterfactual Causalitycited by 0
- 2025Learning Counterfactual Outcomes Under Rank Preservationcited by 0
- 2025What is a good matching of probability measures? A counterfactual lens on transport mapscited by 0
- 2025When Assisting One Disempowers Anothercited by 0
- 2026Masking Causality and Conditional Dependencecited by 0
- 2026Path-specific harm decomposition: A partial identification frameworkcited by 0
- 2026Path-specific harm decomposition: A partial identification framework24 Sep 2026
- 2026Masking Causality and Conditional Dependence7 Mar 2026
- 2025When Assisting One Disempowers Another6 Nov 2025
- 2025What is a good matching of probability measures? A counterfactual lens on transport maps19 Sep 2025
- 2025The Limits of Predicting Agents from Behaviour3 Jun 2025
- 2025General agents contain world models2 Jun 2025
- 2025Statistical Decision Theory with Counterfactual Loss13 May 2025
- 2025Learning Counterfactual Outcomes Under Rank Preservation10 Feb 2025
- 2024Measuring Goal-Directedness6 Dec 2024
- 2024From Imitation to Introspection: Probing Self-Consciousness in Language Models24 Oct 2024
- 2024Counterfactual Effect Decomposition in Multi-Agent Sequential Decision Making16 Oct 2024
- 2024Can a Bayesian Oracle Prevent Harm from an Agent?9 Aug 2024
17 more
- 2024Teleporter Theory: A General and Simple Approach for Modeling Cross-World Counterfactual Causality17 Jun 2024
- 2024Harm Mitigation in Recommender Systems under User Preference Dynamics14 Jun 2024
- 2024Controlling Counterfactual Harm in Decision Support Systems Based on Prediction Sets10 Jun 2024
- 2024Matchings, Predictions and Counterfactual Harm in Refugee Resettlement Processes24 May 2024
- 2024Do No Harm: A Counterfactual Approach to Safe Reinforcement Learning19 May 2024
- 2024Robust agents learn causal world models16 Feb 2024
- 2023Agent-Specific Effects: A Causal Effect Propagation Analysis in Multi-Agent MDPs17 Oct 2023
- 2023Analyzing Intentional Behavior in Autonomous Agents under Uncertainty4 Jul 2023
- 2023Simulating counterfactuals27 Jun 2023
- 2023Causal Fairness for Outcome Control8 Jun 2023
- 2023Finding Counterfactually Optimal Action Sequences in Continuous State Spaces6 Jun 2023
- 2023Partial Counterfactual Identification of Continuous Outcomes with a Curvature Sensitivity Model2 Jun 2023
- 2023Human Control: Definitions and Algorithms31 May 2023
- 2023Counterfactual Identifiability of Bijective Causal Models4 Feb 2023
- 2022A Causal Analysis of Harm11 Oct 2022
- 2022Quantifying Harm29 Sep 2022
- 2022Discovering Agents17 Aug 2022
- 2024Robust agents learn causal world modelscited by 81
- 2025General agents contain world modelscited by 14
- 2025General agents contain world models2 Jun 2025
- 2024Robust agents learn causal world models16 Feb 2024
- 2023Counterfactual Identifiability of Bijective Causal Modelscited by 42
- 2022Discovering Agentscited by 28
- 2022A Causal Analysis of Harmcited by 15
- 2023Partial Counterfactual Identification of Continuous Outcomes with a Curvature Sensitivity Modelcited by 14
- 2024From Imitation to Introspection: Probing Self-Consciousness in Language Modelscited by 14
- 2023Finding Counterfactually Optimal Action Sequences in Continuous State Spacescited by 12
- 2024Can a Bayesian Oracle Prevent Harm from an Agent?cited by 12
- 2022Quantifying Harmcited by 10
- 2023Human Control: Definitions and Algorithmscited by 10
- 2024Controlling Counterfactual Harm in Decision Support Systems Based on Prediction Setscited by 9
- 2023Causal Fairness for Outcome Controlcited by 8
- 2024Measuring Goal-Directednesscited by 7
12 most cited of 26 All 26 (JSON)
- 2026Path-specific harm decomposition: A partial identification framework24 Sep 2026
- 2026Masking Causality and Conditional Dependence7 Mar 2026
- 2025When Assisting One Disempowers Another6 Nov 2025
- 2025What is a good matching of probability measures? A counterfactual lens on transport maps19 Sep 2025
- 2025The Limits of Predicting Agents from Behaviour3 Jun 2025
- 2025Statistical Decision Theory with Counterfactual Loss13 May 2025
- 2025Learning Counterfactual Outcomes Under Rank Preservation10 Feb 2025
- 2024Measuring Goal-Directedness6 Dec 2024
- 2024From Imitation to Introspection: Probing Self-Consciousness in Language Models24 Oct 2024
- 2024Can a Bayesian Oracle Prevent Harm from an Agent?9 Aug 2024
- 2024Teleporter Theory: A General and Simple Approach for Modeling Cross-World Counterfactual Causality17 Jun 2024
- 2024Harm Mitigation in Recommender Systems under User Preference Dynamics14 Jun 2024
12 newest of 26 All 26 (JSON)