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Encoding-dependent generalization bounds for parametrized quantum circuits

arXiv 2106.03880 ↗First posted 7 Jun 2021quant-ph cs.IT math.ITcited by 81

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Abstract (arXiv)

A large body of recent work has begun to explore the potential of parametrized quantum circuits (PQCs) as machine learning models, within the framework of hybrid quantum-classical optimization. In particular, theoretical guarantees on the out-of-sample performance of such models, in terms of generalization bounds, have emerged. However, none of these generalization bounds depend explicitly on how the classical input data is encoded into the PQC. We derive generalization bounds for PQC-based models that depend explicitly on the strategy used for data-encoding. These imply bounds on the performance of trained PQC-based models on unseen data. Moreover, our results facilitate the selection of optimal data-encoding strategies via structural risk minimization, a mathematically rigorous framework for model selection. We obtain our generalization bounds by bounding the complexity of PQC-based models as measured by the Rademacher complexity and the metric entropy, two complexity measures from statistical learning theory. To achieve this, we rely on a representation of PQC-based models via trigonometric functions. Our generalization bounds emphasize the importance of well-considered data-encoding strategies for PQC-based models.

Key facts. Cited by 81 papers in the map (data through 7 Oct 2026). Builds on 17 of its 55 references that are in the map. First posted on arXiv 7 Jun 2021.

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17 of 55 references.

References · 17

  1. 2016Understanding deep learning requires rethinking generalizationcited by 1,657
  2. 2020Variational Quantum Algorithmscited by 687
  3. 2019Fantastic Generalization Measures and Where to Find Themcited by 507
  4. 2020The power of quantum neural networkscited by 377
  5. 2020Power of data in quantum machine learningcited by 336
  6. 2019Parameterized quantum circuits as machine learning modelscited by 330
  7. 2020The effect of data encoding on the expressive power of variational quantum machine learning modelscited by 328
  8. 2016Quantum Machine Learningcited by 325
  9. 2020A rigorous and robust quantum speed-up in supervised machine learningcited by 270
  10. 2021Supervised quantum machine learning models are kernel methodscited by 199
  11. 2021Noisy intermediate-scale quantum (NISQ) algorithmscited by 79
  12. 2020On the Quantum versus Classical Learnability of Discrete Distributionscited by 57
5 more
  1. 2019Input Redundancy for Parameterized Quantum Circuitscited by 33
  2. 2020Pseudo-dimension of quantum circuitscited by 30
  3. 2021On the statistical complexity of quantum circuitscited by 25
  4. 2021Structural risk minimization for quantum linear classifierscited by 24
  5. 2021Generalization in Quantum Machine Learning: a Quantum Information Perspectivecited by 11

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2021: 8; 2022: 19; 2023: 18; 2024: 10; 2025: 13; 2026: 13.

81 papers.

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  1. 2021Generalization in quantum machine learning from few training datacited by 214
  2. 2023Challenges and Opportunities in Quantum Machine Learningcited by 202
  3. 2021Quantum machine learning beyond kernel methodscited by 91
  4. 2022Exponential concentration in quantum kernel methodscited by 89
  5. 2022Out-of-distribution generalization for learning quantum dynamicscited by 49
  6. 2023Understanding quantum machine learning also requires rethinking generalizationcited by 48
  7. 2022Classical surrogates for quantum learning modelscited by 39
  8. 2022Experimental quantum adversarial learning with programmable superconducting qubitscited by 38
  9. 2021Recent advances for quantum classifierscited by 35
  10. 2023A survey on the complexity of learning quantum statescited by 31
  11. 2023Shadows of quantum machine learningcited by 31
  12. 2023Towards quantum enhanced adversarial robustness in machine learningcited by 26
38 more
  1. 2022QSAN: A Near-term Achievable Quantum Self-Attention Networkcited by 25
  2. 2024On the relation between trainability and dequantization of variational quantum learning modelscited by 24
  3. 2022Learning Quantum Processes and Hamiltonians via the Pauli Transfer Matrixcited by 22
  4. 2023Potential and limitations of random Fourier features for dequantizing quantum machine learningcited by 22
  5. 2023Exponential separations between classical and quantum learnerscited by 21
  6. 2023Training robust and generalizable quantum modelscited by 21
  7. 2021The dilemma of quantum neural networkscited by 20
  8. 2022Problem-Dependent Power of Quantum Neural Networks on Multi-Class Classificationcited by 20
  9. 2022High Dimensional Quantum Machine Learning With Small Quantum Computerscited by 18
  10. 2023On fundamental aspects of quantum extreme learning machinescited by 18
  11. 2023On the expressivity of embedding quantum kernelscited by 17
  12. 2021Sample Complexity of Learning Parametric Quantum Circuitscited by 15
  13. 2022Dynamical simulation via quantum machine learning with provable generalizationcited by 15
  14. 2022Concentration of Data Encoding in Parameterized Quantum Circuitscited by 15
  15. 2022On establishing learning separations between classical and quantum machine learning with classical datacited by 15
  16. 2023Learning quantum states and unitaries of bounded gate complexitycited by 15
  17. 2023Quantum Machine Learning on Near-Term Quantum Devices: Current State of Supervised and Unsupervised Techniques for Real-World Applicationscited by 14
  18. 2022Incremental Data-Uploading for Full-Quantum Classificationcited by 13
  19. 2022Quantum Neural Network Classifiers: A Tutorialcited by 13
  20. 2024'Eliv'agar: Efficient Quantum Circuit Search for Classificationcited by 12
  21. 2024A Comparative Analysis of Adversarial Robustness for Quantum and Classical Machine Learning Modelscited by 12
  22. 2021Fock State-enhanced Expressivity of Quantum Machine Learning Modelscited by 11
  23. 2023Statistical Complexity of Quantum Learningcited by 11
  24. 2021Quantum Quantile Mechanics: Solving Stochastic Differential Equations for Generating Time-Seriescited by 10
  25. 2023Generalization of Quantum Machine Learning Models Using Quantum Fisher Information Metriccited by 10
  26. 2022Overfitting in quantum machine learning and entangling dropoutcited by 9
  27. 2025Double descent in quantum kernel methodscited by 9
  28. 2022Hyperparameter Importance of Quantum Neural Networks Across Small Datasetscited by 7
  29. 2022QuACK: Accelerating Gradient-Based Quantum Optimization with Koopman Operator Learningcited by 7
  30. 2024Generalization Error Bound for Quantum Machine Learning in NISQ Era -- A Surveycited by 7
  31. 2022Differential Privacy Amplification in Quantum and Quantum-inspired Algorithmscited by 6
  32. 2023Classical Verification of Quantum Learningcited by 6
  33. 2023What can we learn from quantum convolutional neural networks?cited by 6
  34. 2023Transition Role of Entangled Data in Quantum Machine Learningcited by 5
  35. 2025Spectral Bias in Variational Quantum Machine Learningcited by 5
  36. 2021Accelerating variational quantum algorithms with multiple quantum processorscited by 4
  37. 2023Coreset selection can accelerate quantum machine learning models with provable generalizationcited by 4
  38. 2022A learning theory for quantum photonic processors and beyondcited by 3

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