mlsanityData to 14 Oct 2026

On Lottery Tickets and Minimal Task Representations in Deep Reinforcement Learning

arXiv 2105.01648 ↗First posted 4 May 2021cs.LG cs.AIcited by 24

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Abstract (arXiv)

The lottery ticket hypothesis questions the role of overparameterization in supervised deep learning. But how is the performance of winning lottery tickets affected by the distributional shift inherent to reinforcement learning problems? In this work, we address this question by comparing sparse agents who have to address the non-stationarity of the exploration-exploitation problem with supervised agents trained to imitate an expert. We show that feed-forward networks trained with behavioural cloning compared to reinforcement learning can be pruned to higher levels of sparsity without performance degradation. This suggests that in order to solve the RL-specific distributional shift agents require more degrees of freedom. Using a set of carefully designed baseline conditions, we find that the majority of the lottery ticket effect in both learning paradigms can be attributed to the identified mask rather than the weight initialization. The input layer mask selectively prunes entire input dimensions that turn out to be irrelevant for the task at hand. At a moderate level of sparsity the mask identified by iterative magnitude pruning yields minimal task-relevant representations, i.e., an interpretable inductive bias. Finally, we propose a simple initialization rescaling which promotes the robust identification of sparse task representations in low-dimensional control tasks.

Key facts. Cited by 24 papers in the map (data through 14 Oct 2026). Builds on 21 of its 35 references that are in the map. First posted on arXiv 4 May 2021.

Builds on

21 of 35 references.

References · 21

  1. 2017Proximal Policy Optimization Algorithmscited by 15,215
  2. 2015Delving Deep into Rectifiers: Surpassing Human-Level Performance on ImageNet Classificationcited by 3,611
  3. 2015Trust Region Policy Optimizationcited by 2,580
  4. 2018The Lottery Ticket Hypothesis: Finding Sparse, Trainable Neural Networkscited by 2,262
  5. 2015Learning both Weights and Connections for Efficient Neural Networkscited by 2,031
  6. 2015Deep Reinforcement Learning with Double Q-learningcited by 1,745
  7. 2016OpenAI Gymcited by 1,736
  8. 2015Prioritized Experience Replaycited by 1,099
  9. 2019Linear Mode Connectivity and the Lottery Ticket Hypothesiscited by 637
  10. 2015Policy Distillationcited by 440
  11. 2020The Lottery Ticket Hypothesis for Pre-trained BERT Networkscited by 275
  12. 2020The Early Phase of Neural Network Trainingcited by 115
9 more
  1. 2019One ticket to win them all: generalizing lottery ticket initializations across datasets and optimizerscited by 102
  2. 2020The Lottery Tickets Hypothesis for Supervised and Self-supervised Pre-training in Computer Vision Modelscited by 91
  3. 2018Kickstarting Deep Reinforcement Learningcited by 81
  4. 2020Revisiting Rainbow: Promoting more Insightful and Inclusive Deep Reinforcement Learning Researchcited by 78
  5. 2019Playing the lottery with rewards and multiple languages: lottery tickets in RL and NLPcited by 73
  6. 2019rlpyt: A Research Code Base for Deep Reinforcement Learning in PyTorchcited by 38
  7. 2020The Lottery Ticket Hypothesis for Object Recognitioncited by 34
  8. 2019Sparse Transfer Learning via Winning Lottery Ticketscited by 27
  9. 2019Evaluating Lottery Tickets Under Distributional Shiftscited by 23

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Cited by year (2026 to 14 Oct)

Citing papers per year: 2021: 1; 2022: 7; 2023: 5; 2024: 5; 2025: 2; 2026: 4.

24 papers.

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  1. 2022The State of Sparse Training in Deep Reinforcement Learningcited by 61
  2. 2021Dynamic Sparse Training for Deep Reinforcement Learningcited by 49
  3. 2022RLx2: Training a Sparse Deep Reinforcement Learning Model from Scratchcited by 30
  4. 2022Exploring Lottery Ticket Hypothesis in Spiking Neural Networkscited by 26
  5. 2024A Survey of Lottery Ticket Hypothesiscited by 24
  6. 2023Rethinking Graph Lottery Tickets: Graph Sparsity Matterscited by 23
  7. 2022Lottery Tickets on a Data Diet: Finding Initializations with Sparse Trainable Networkscited by 21
  8. 2022Adversarial Cheap Talkcited by 16
  9. 2023Automatic Noise Filtering with Dynamic Sparse Training in Deep Reinforcement Learningcited by 13
  10. 2022Dimensionality Reduced Training by Pruning and Freezing Parts of a Deep Neural Network, a Surveycited by 12
  11. 2025Network Sparsity Unlocks the Scaling Potential of Deep Reinforcement Learningcited by 11
  12. 2023Differentiable Transportation Pruningcited by 10
12 more
  1. 2024Discovering Minimal Reinforcement Learning Environmentscited by 3
  2. 2026The Multiple Ticket Hypothesis: Random Sparse Subnetworks Suffice for RLVRcited by 3
  3. 2023Lottery Tickets in Evolutionary Optimization: On Sparse Backpropagation-Free Trainabilitycited by 2
  4. 2023Learning Activation Functions for Sparse Neural Networkscited by 1
  5. 2024Value-Based Deep Multi-Agent Reinforcement Learning with Dynamic Sparse Trainingcited by 1
  6. 2024On How Iterative Magnitude Pruning Discovers Local Receptive Fields in Fully Connected Neural Networkscited by 1
  7. 2025Rethinking the Role of Dynamic Sparse Training for Scalable Deep Reinforcement Learningcited by 1
  8. 2022Neural Network Optimization for Reinforcement Learning Tasks Using Sparse Computationscited by 0
  9. 2024Learning Emergence of Interaction Patterns across Independent RL Agents in Multi-Agent Environmentscited by 0
  10. 2026RNM-TD3: N:M Semi-structured Sparse Reinforcement Learning From Scratchcited by 0
  11. 2026Toy Combinatorial Interpretability Models Reveal Lottery Tickets in Early Feature Spacecited by 0
  12. 2026Modeling and Understanding Neural Weights of Humanoid Policies with Diffusioncited by 0

Similar, not cited

Close in wording, no citation either way

  1. 2025Winning the Lottery by Preserving Network Training Dynamics with Concrete Ticket Search
  2. 2026Emergent Sparsity in Frozen Random CNN Feature Extractors for Deep Reinforcement Learning
  3. 2026A Unified Framework for Quantized and Continuous Strong Lottery Tickets
  4. 2022Coarsening the Granularity: Towards Structurally Sparse Lottery Tickets
  5. 2025Low-probability Tokens Sustain Exploration in Reinforcement Learning with Verifiable Reward
  6. 2026Auditing the Risk Claims of Distributional Reinforcement Learning
  7. 2024No Representation, No Trust: Connecting Representation, Collapse, and Trust Issues in PPO
  8. 2020Tracking the Race Between Deep Reinforcement Learning and Imitation Learning -- Extended Version