Rule-based Optimal Control for Autonomous Driving
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Abstract (arXiv)
We develop optimal control strategies for Autonomous Vehicles (AVs) that are required to meet complex specifications imposed by traffic laws and cultural expectations of reasonable driving behavior. We formulate these specifications as rules, and specify their priorities by constructing a priority structure. We propose a recursive framework, in which the satisfaction of the rules in the priority structure are iteratively relaxed based on their priorities. Central to this framework is an optimal control problem, where convergence to desired states is achieved using Control Lyapunov Functions (CLFs), and safety is enforced through Control Barrier Functions (CBFs). We also show how the proposed framework can be used for after-the-fact, pass / fail evaluation of trajectories - a given trajectory is rejected if we can find a controller producing a trajectory that leads to less violation of the rule priority structure. We present case studies with multiple driving scenarios to demonstrate the effectiveness of the proposed framework.
Key facts. Cited by 21 papers in the map (data through 7 Oct 2026). First posted on arXiv 14 Jan 2021.
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Citing papers per year: 2021: 3; 2022: 2; 2023: 2; 2024: 9; 2025: 4; 2026: 1.
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- 2024Towards learning-based planning:The nuPlan benchmark for real-world autonomous drivingcited by 103
- 2024Driving Everywhere with Large Language Model Policy Adaptationcited by 53
- 2024WALL-E: World Alignment by Rule Learning Improves World Model-based LLM Agentscited by 24
- 2024A Review of Reward Functions for Reinforcement Learning in the context of Autonomous Drivingcited by 17
- 2021The Reasonable Crowd: Towards evidence-based and interpretable models of driving behaviorcited by 12
- 2022Receding Horizon Planning with Rule Hierarchies for Autonomous Vehiclescited by 7
- 2024A Rule-Based Behaviour Planner for Autonomous Drivingcited by 7
- 2024TorchDriveEnv: A Reinforcement Learning Benchmark for Autonomous Driving with Reactive, Realistic, and Diverse Non-Playable Characterscited by 6
- 2024Learning Performance-Oriented Control Barrier Functions Under Complex Safety Constraints and Limited Actuationcited by 4
- 2022Model Predictive Robustness of Signal Temporal Logic Predicatescited by 3
- 2023Multi-Predictor Fusion: Combining Learning-based and Rule-based Trajectory Predictorscited by 3
- 2024Traffic-Rule-Compliant Trajectory Repair via Satisfiability Modulo Theories and Reachability Analysiscited by 3
9 more
- 2021Towards Defensive Autonomous Driving: Collecting and Probing Driving Demonstrations of Mixed Qualitiescited by 1
- 2021Semi-Supervised Imitation Learning with Mixed Qualities of Demonstrations for Autonomous Drivingcited by 1
- 2023EnergyShield: Provably-Safe Offloading of Neural Network Controllers for Energy Efficiencycited by 1
- 2024Safe CoR: A Dual-Expert Approach to Integrating Imitation Learning and Safe Reinforcement Learning Using Constraint Rewardscited by 1
- 2025A Framework for Learning Scoring Rules in Autonomous Driving Planning Systemscited by 1
- 2025Drive As You Like: Multi-Head Diffusion with Reinforcement Learning for Personalized Drivingcited by 0
- 2025Control Analysis and Design for Autonomous Vehicles Subject to Imperfect AI-Based Perceptioncited by 0
- 2025Integrating Legal and Logical Specifications in Perception, Prediction, and Planning for Automated Driving: A Survey of Methodscited by 0
- 2026Real-Time Rulebook-Aware Nonlinear MPC for Autonomous Driving with Priority-Biased Tiered Slackscited by 0
- 2026Real-Time Rulebook-Aware Nonlinear MPC for Autonomous Driving with Priority-Biased Tiered Slacks13 Jul 2026
- 2025Integrating Legal and Logical Specifications in Perception, Prediction, and Planning for Automated Driving: A Survey of Methods29 Oct 2025
- 2025Control Analysis and Design for Autonomous Vehicles Subject to Imperfect AI-Based Perception15 Sep 2025
- 2025Drive As You Like: Multi-Head Diffusion with Reinforcement Learning for Personalized Driving23 Aug 2025
- 2025A Framework for Learning Scoring Rules in Autonomous Driving Planning Systems17 Feb 2025
- 2024Traffic-Rule-Compliant Trajectory Repair via Satisfiability Modulo Theories and Reachability Analysis20 Dec 2024
- 2024WALL-E: World Alignment by Rule Learning Improves World Model-based LLM Agents9 Oct 2024
- 2024Safe CoR: A Dual-Expert Approach to Integrating Imitation Learning and Safe Reinforcement Learning Using Constraint Rewards2 Jul 2024
- 2024A Rule-Based Behaviour Planner for Autonomous Driving29 Jun 2024
- 2024TorchDriveEnv: A Reinforcement Learning Benchmark for Autonomous Driving with Reactive, Realistic, and Diverse Non-Playable Characters7 May 2024
- 2024A Review of Reward Functions for Reinforcement Learning in the context of Autonomous Driving12 Apr 2024
- 2024Towards learning-based planning:The nuPlan benchmark for real-world autonomous driving7 Mar 2024
9 more
- 2024Driving Everywhere with Large Language Model Policy Adaptation8 Feb 2024
- 2024Learning Performance-Oriented Control Barrier Functions Under Complex Safety Constraints and Limited Actuation11 Jan 2024
- 2023Multi-Predictor Fusion: Combining Learning-based and Rule-based Trajectory Predictors3 Jul 2023
- 2023EnergyShield: Provably-Safe Offloading of Neural Network Controllers for Energy Efficiency13 Feb 2023
- 2022Receding Horizon Planning with Rule Hierarchies for Autonomous Vehicles6 Dec 2022
- 2022Model Predictive Robustness of Signal Temporal Logic Predicates16 Sep 2022
- 2021Semi-Supervised Imitation Learning with Mixed Qualities of Demonstrations for Autonomous Driving23 Sep 2021
- 2021Towards Defensive Autonomous Driving: Collecting and Probing Driving Demonstrations of Mixed Qualities16 Sep 2021
- 2021The Reasonable Crowd: Towards evidence-based and interpretable models of driving behavior28 Jul 2021
- 2024Towards learning-based planning:The nuPlan benchmark for real-world autonomous drivingcited by 103
- 2024Driving Everywhere with Large Language Model Policy Adaptationcited by 53
- 2024A Review of Reward Functions for Reinforcement Learning in the context of Autonomous Drivingcited by 17
- 2022Receding Horizon Planning with Rule Hierarchies for Autonomous Vehiclescited by 7
- 2024A Rule-Based Behaviour Planner for Autonomous Drivingcited by 7
- 2024TorchDriveEnv: A Reinforcement Learning Benchmark for Autonomous Driving with Reactive, Realistic, and Diverse Non-Playable Characterscited by 6
- 2021Towards Defensive Autonomous Driving: Collecting and Probing Driving Demonstrations of Mixed Qualitiescited by 1
- 2021Semi-Supervised Imitation Learning with Mixed Qualities of Demonstrations for Autonomous Drivingcited by 1
- 2025A Framework for Learning Scoring Rules in Autonomous Driving Planning Systemscited by 1
- 2025Drive As You Like: Multi-Head Diffusion with Reinforcement Learning for Personalized Drivingcited by 0
- 2025Control Analysis and Design for Autonomous Vehicles Subject to Imperfect AI-Based Perceptioncited by 0
- 2026Real-Time Rulebook-Aware Nonlinear MPC for Autonomous Driving with Priority-Biased Tiered Slackscited by 0
- 2026Real-Time Rulebook-Aware Nonlinear MPC for Autonomous Driving with Priority-Biased Tiered Slacks13 Jul 2026
- 2025Control Analysis and Design for Autonomous Vehicles Subject to Imperfect AI-Based Perception15 Sep 2025
- 2025Drive As You Like: Multi-Head Diffusion with Reinforcement Learning for Personalized Driving23 Aug 2025
- 2025A Framework for Learning Scoring Rules in Autonomous Driving Planning Systems17 Feb 2025
- 2024A Rule-Based Behaviour Planner for Autonomous Driving29 Jun 2024
- 2024TorchDriveEnv: A Reinforcement Learning Benchmark for Autonomous Driving with Reactive, Realistic, and Diverse Non-Playable Characters7 May 2024
- 2024A Review of Reward Functions for Reinforcement Learning in the context of Autonomous Driving12 Apr 2024
- 2024Towards learning-based planning:The nuPlan benchmark for real-world autonomous driving7 Mar 2024
- 2024Driving Everywhere with Large Language Model Policy Adaptation8 Feb 2024
- 2022Receding Horizon Planning with Rule Hierarchies for Autonomous Vehicles6 Dec 2022
- 2021Semi-Supervised Imitation Learning with Mixed Qualities of Demonstrations for Autonomous Driving23 Sep 2021
- 2021Towards Defensive Autonomous Driving: Collecting and Probing Driving Demonstrations of Mixed Qualities16 Sep 2021
- 2021The Reasonable Crowd: Towards evidence-based and interpretable models of driving behaviorcited by 12
- 2024Learning Performance-Oriented Control Barrier Functions Under Complex Safety Constraints and Limited Actuationcited by 4
- 2022Model Predictive Robustness of Signal Temporal Logic Predicatescited by 3
- 2023Multi-Predictor Fusion: Combining Learning-based and Rule-based Trajectory Predictorscited by 3
- 2024Traffic-Rule-Compliant Trajectory Repair via Satisfiability Modulo Theories and Reachability Analysiscited by 3
- 2023EnergyShield: Provably-Safe Offloading of Neural Network Controllers for Energy Efficiencycited by 1
- 2025Integrating Legal and Logical Specifications in Perception, Prediction, and Planning for Automated Driving: A Survey of Methodscited by 0
- 2025Integrating Legal and Logical Specifications in Perception, Prediction, and Planning for Automated Driving: A Survey of Methods29 Oct 2025
- 2024Traffic-Rule-Compliant Trajectory Repair via Satisfiability Modulo Theories and Reachability Analysis20 Dec 2024
- 2024Learning Performance-Oriented Control Barrier Functions Under Complex Safety Constraints and Limited Actuation11 Jan 2024
- 2023Multi-Predictor Fusion: Combining Learning-based and Rule-based Trajectory Predictors3 Jul 2023
- 2023EnergyShield: Provably-Safe Offloading of Neural Network Controllers for Energy Efficiency13 Feb 2023
- 2022Model Predictive Robustness of Signal Temporal Logic Predicates16 Sep 2022
- 2021The Reasonable Crowd: Towards evidence-based and interpretable models of driving behavior28 Jul 2021