Conservative Agency via Attainable Utility Preservation
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Abstract (arXiv)
Reward functions are easy to misspecify; although designers can make corrections after observing mistakes, an agent pursuing a misspecified reward function can irreversibly change the state of its environment. If that change precludes optimization of the correctly specified reward function, then correction is futile. For example, a robotic factory assistant could break expensive equipment due to a reward misspecification; even if the designers immediately correct the reward function, the damage is done. To mitigate this risk, we introduce an approach that balances optimization of the primary reward function with preservation of the ability to optimize auxiliary reward functions. Surprisingly, even when the auxiliary reward functions are randomly generated and therefore uninformative about the correctly specified reward function, this approach induces conservative, effective behavior.
Key facts. Cited by 35 papers in the map (data through 7 Oct 2026). First posted on arXiv 26 Feb 2019.
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Citing papers per year: 2021: 5; 2022: 3; 2023: 7; 2024: 5; 2025: 9; 2026: 6.
35 papers.
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- 2022Defining and Characterizing Reward Hackingcited by 184
- 2024Open-Endedness is Essential for Artificial Superhuman Intelligencecited by 79
- 2023TASRA: a Taxonomy and Analysis of Societal-Scale Risks from AIcited by 25
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- 2023Human Control: Definitions and Algorithmscited by 10
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- 2021Combining Reward Information from Multiple Sourcescited by 7
- 2023FoMo Rewards: Can we cast foundation models as reward functions?cited by 4
- 2025Core Safety Values for Provably Corrigible Agentscited by 4
- 2022Formalizing the Problem of Side Effect Regularizationcited by 3
- 2021Counterfactual Planning in AGI Systemscited by 2
23 more
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- 2021Be Considerate: Objectives, Side Effects, and Deciding How to Actcited by 1
- 2024Trajectory-Oriented Policy Optimization with Sparse Rewardscited by 1
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- 2021Challenges for Using Impact Regularizers to Avoid Negative Side Effectscited by 0
- 2021Demanding and Designing Aligned Cognitive Architecturescited by 0
- 2022Improving performance in multi-objective decision-making in Bottles environments with soft maximin approachescited by 0
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- 2023Proximal Policy Optimization Actual Combat: Manipulating Output Tokenizer Lengthcited by 0
- 2023Environmental-Impact Based Multi-Agent Reinforcement Learningcited by 0
- 2024Safe Reinforcement Learning with Learned Non-Markovian Safety Constraintscited by 0
- 2024The Benefits of Power Regularization in Cooperative Reinforcement Learningcited by 0
- 2025Focused Skill Discovery: Learning to Control Specific State Variables while Minimizing Side Effectscited by 0
- 2025Corrigibility Transformation: Constructing Goals That Accept Updatescited by 0
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- 2026A Fair Objective for Human-Empowerment-Preserving AI: Desiderata, Design, and Likely Behavioral Consequencescited by 0
- 2026Position: We Need Practical AI Alignment Methods to Mirror Human Reasoningcited by 0
- 2026HarvestBench: Measuring Whether LLM Agents Will Pay to Avoid Killing Animalscited by 0
- 2026Nociception as a Control Primitive: Afferent Channels and Nociceptive Memory for Agents Deployed in One Bodycited by 0
- 2026Nociception as a Control Primitive: Afferent Channels and Nociceptive Memory for Agents Deployed in One Body28 Sep 2026
- 2026HarvestBench: Measuring Whether LLM Agents Will Pay to Avoid Killing Animals3 Sep 2026
- 2026A Fair Objective for Human-Empowerment-Preserving AI: Desiderata, Design, and Likely Behavioral Consequences8 Aug 2026
- 2026Position: We Need Practical AI Alignment Methods to Mirror Human Reasoning20 Jul 2026
- 2026Calibrating Conservatism for Scalable Oversight27 May 2026
- 2026Shutdown Safety Valves for Advanced AI7 Mar 2026
- 2025Recontextualization Mitigates Specification Gaming without Modifying the Specification22 Dec 2025
- 2025Realist and Pluralist Conceptions of Intelligence and Their Implications on AI Research19 Nov 2025
- 2025When Assisting One Disempowers Another6 Nov 2025
- 2025Corrigibility Transformation: Constructing Goals That Accept Updates17 Oct 2025
- 2025Focused Skill Discovery: Learning to Control Specific State Variables while Minimizing Side Effects6 Oct 2025
- 2025Model-Based Soft Maximization of Suitable Metrics of Long-Term Human Power31 Jul 2025
23 more
- 2025Core Safety Values for Provably Corrigible Agents28 Jul 2025
- 2025Societal Alignment Frameworks Can Improve LLM Alignment27 Feb 2025
- 2025AI Agents Should be Regulated Based on the Extent of Their Autonomous Operations7 Feb 2025
- 2024The Benefits of Power Regularization in Cooperative Reinforcement Learning17 Jun 2024
- 2024Open-Endedness is Essential for Artificial Superhuman Intelligence6 Jun 2024
- 2024Safe Reinforcement Learning with Learned Non-Markovian Safety Constraints5 May 2024
- 2024The Shutdown Problem: An AI Engineering Puzzle for Decision Theorists7 Mar 2024
- 2024Trajectory-Oriented Policy Optimization with Sparse Rewards4 Jan 2024
- 2023FoMo Rewards: Can we cast foundation models as reward functions?6 Dec 2023
- 2023Environmental-Impact Based Multi-Agent Reinforcement Learning6 Nov 2023
- 2023Proximal Policy Optimization Actual Combat: Manipulating Output Tokenizer Length10 Aug 2023
- 2023TASRA: a Taxonomy and Analysis of Societal-Scale Risks from AI12 Jun 2023
- 2023Human Control: Definitions and Algorithms31 May 2023
- 2023Safe MDP Planning by Learning Temporal Patterns of Undesirable Trajectories and Averting Negative Side Effects6 Apr 2023
- 2023Low impact agency: review and discussion6 Mar 2023
- 2022Defining and Characterizing Reward Hacking27 Sep 2022
- 2022Improving performance in multi-objective decision-making in Bottles environments with soft maximin approaches8 Aug 2022
- 2022Formalizing the Problem of Side Effect Regularization23 Jun 2022
- 2021Demanding and Designing Aligned Cognitive Architectures19 Dec 2021
- 2021Be Considerate: Objectives, Side Effects, and Deciding How to Act4 Jun 2021
- 2021Combining Reward Information from Multiple Sources22 Mar 2021
- 2021Counterfactual Planning in AGI Systems29 Jan 2021
- 2021Challenges for Using Impact Regularizers to Avoid Negative Side Effects29 Jan 2021
- 2022Defining and Characterizing Reward Hackingcited by 184
- 2025Societal Alignment Frameworks Can Improve LLM Alignmentcited by 8
- 2025Core Safety Values for Provably Corrigible Agentscited by 4
- 2023Proximal Policy Optimization Actual Combat: Manipulating Output Tokenizer Lengthcited by 0
- 2025Core Safety Values for Provably Corrigible Agents28 Jul 2025
- 2025Societal Alignment Frameworks Can Improve LLM Alignment27 Feb 2025
- 2023Proximal Policy Optimization Actual Combat: Manipulating Output Tokenizer Length10 Aug 2023
- 2022Defining and Characterizing Reward Hacking27 Sep 2022
- 2026Calibrating Conservatism for Scalable Oversightcited by 0
- 2026Calibrating Conservatism for Scalable Oversight27 May 2026
- 2024Open-Endedness is Essential for Artificial Superhuman Intelligencecited by 79
- 2023TASRA: a Taxonomy and Analysis of Societal-Scale Risks from AIcited by 25
- 2024The Shutdown Problem: An AI Engineering Puzzle for Decision Theoristscited by 22
- 2025Recontextualization Mitigates Specification Gaming without Modifying the Specificationcited by 11
- 2023Human Control: Definitions and Algorithmscited by 10
- 2021Combining Reward Information from Multiple Sourcescited by 7
- 2023FoMo Rewards: Can we cast foundation models as reward functions?cited by 4
- 2022Formalizing the Problem of Side Effect Regularizationcited by 3
- 2021Counterfactual Planning in AGI Systemscited by 2
- 2025AI Agents Should be Regulated Based on the Extent of Their Autonomous Operationscited by 2
- 2021Be Considerate: Objectives, Side Effects, and Deciding How to Actcited by 1
- 2024Trajectory-Oriented Policy Optimization with Sparse Rewardscited by 1
12 most cited of 30 All 30 (JSON)
- 2026Nociception as a Control Primitive: Afferent Channels and Nociceptive Memory for Agents Deployed in One Body28 Sep 2026
- 2026HarvestBench: Measuring Whether LLM Agents Will Pay to Avoid Killing Animals3 Sep 2026
- 2026A Fair Objective for Human-Empowerment-Preserving AI: Desiderata, Design, and Likely Behavioral Consequences8 Aug 2026
- 2026Position: We Need Practical AI Alignment Methods to Mirror Human Reasoning20 Jul 2026
- 2026Shutdown Safety Valves for Advanced AI7 Mar 2026
- 2025Recontextualization Mitigates Specification Gaming without Modifying the Specification22 Dec 2025
- 2025Realist and Pluralist Conceptions of Intelligence and Their Implications on AI Research19 Nov 2025
- 2025When Assisting One Disempowers Another6 Nov 2025
- 2025Corrigibility Transformation: Constructing Goals That Accept Updates17 Oct 2025
- 2025Focused Skill Discovery: Learning to Control Specific State Variables while Minimizing Side Effects6 Oct 2025
- 2025Model-Based Soft Maximization of Suitable Metrics of Long-Term Human Power31 Jul 2025
- 2025AI Agents Should be Regulated Based on the Extent of Their Autonomous Operations7 Feb 2025
12 newest of 30 All 30 (JSON)