mlsanityData to 14 Oct 2026

You Can't Prefer Emotions You Don't Sample: Intensity Undershoot in DPO-Tuned LLMs

arXiv 2609.07808 ↗First posted 7 Sep 2026cs.CL cs.AI cs.LGcited by 0

On the map: LLM alignment / RLHF / preference optimisation → LLM preference optimization methods

Abstract (arXiv)

Ask a language model to respond "very excitedly," and its output is typically only mildly more energetic. We quantify this effect. We condition an instruction-tuned LLM on a continuous Valence-Arousal (VA) target, where valence measures how pleasant a state is and arousal how activated it is, measure the achieved affect with a frozen regressor, and sweep the requested target from -1 to +1. The response moves far less than asked: the gain, the slope of achieved against requested affect, is only 0.26 for valence and 0.13 for arousal on Llama-3.1-8B, where a faithful controller would score 1. The model systematically undershoots requested emotional intensity, which puts a number on the qualitative observation of Fazzi et al. (2025). Our experiments trace this to the preference-learning pipeline. Training targets from natural corpora such as EmoBank are neutral-heavy, and the sampled candidates themselves rarely reach extreme affect, so Direct Preference Optimization (DPO) is left with no extreme exemplar to prefer. If instead we cover the target space uniformly and sample a hotter, larger candidate pool, valence gain rises from 0.26 to 0.40 +/- 0.02 (3 seeds) and extrapolation error drops, at only a modest in-distribution cost (EmoBank-test VA distance 0.092 to 0.107). The same recipe reproduces on Qwen3-8B (gain_v 0.44, with in-distribution accuracy preserved). Arousal is harder and less reliable: its gain barely moves on average and swings across seeds (0.14 +/- 0.07, against valence's tight +/- 0.02), because raising arousal needs candidates the base model is reluctant to generate. The evidence indicates that faithful intensity is bottlenecked by the extremity of the candidate pool rather than by the conditioning format.

Key facts. No citing papers in the map yet (data through 14 Oct 2026). Placed in LLM preference optimization methods, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 18 of its 23 references that are in the map. First posted on arXiv 7 Sep 2026.

Builds on

18 of 23 references.

Closest ancestors · 2

Same direction, newest first

  1. 2023Statistical Rejection Sampling Improves Preference Optimization13 Sep
  2. 2022Training language models to follow instructions with human feedback4 Mar

Other references · 16

  1. 2024The Llama 3 Herd of Modelscited by 14,715
  2. 2019RoBERTa: A Robustly Optimized BERT Pretraining Approachcited by 13,372
  3. 2023Direct Preference Optimization: Your Language Model is Secretly a Reward Modelcited by 8,065
  4. 2021Prefix-Tuning: Optimizing Continuous Prompts for Generationcited by 3,915
  5. 2021The Power of Scale for Parameter-Efficient Prompt Tuningcited by 3,795
  6. 2020DeBERTa: Decoding-enhanced BERT with Disentangled Attentioncited by 2,181
  7. 2015A Diversity-Promoting Objective Function for Neural Conversation Modelscited by 1,077
  8. 2019Plug and Play Language Models: A Simple Approach to Controlled Text Generationcited by 799
  9. 2019CTRL: A Conditional Transformer Language Model for Controllable Generationcited by 762
  10. 2023Understanding the Effects of RLHF on LLM Generalisation and Diversitycited by 396
  11. 2024Preference Fine-Tuning of LLMs Should Leverage Suboptimal, On-Policy Datacited by 185
  12. 2017Emotional Chatting Machine: Emotional Conversation Generation with Internal and External Memorycited by 167
4 more
  1. 2022EmoBank: Studying the Impact of Annotation Perspective and Representation Format on Dimensional Emotion Analysiscited by 76
  2. 2017Affect-LM: A Neural Language Model for Customizable Affective Text Generationcited by 50
  3. 2026Valence-Arousal Subspace in LLMs: Circular Emotion Geometry and Multi-Behavioral Controlcited by 16
  4. 2025Don't Get Too Excited -- Eliciting Emotions in LLMscited by 9

Built on by

Not cited yet.

Similar, not cited

Close in wording, no citation either way

  1. 2026VA-DPO: Valence-Arousal Direct Preference Optimization for Controllable Emotion Generation in Language Models
  2. 2026Learning to Prefer Reliably: Error-Augmented Emotion Preference Optimization with Calibrated Fusion
  3. 2026Gemma Needs Help: Investigating and Mitigating Emotional Instability in LLMs
  4. 2025Do LLMs "Feel"? Emotion Circuits Discovery and Control
  5. 2026Do Emotions in Prompts Matter? Effects of Emotional Framing on Large Language Models
  6. 2026Why Are Some Emotions Harder for LLMs? Uncovering the Causal Mechanisms of Emotion Inference via Sparse Autoencoders
  7. 2025EmoPrefer: Can Large Language Models Understand Human Emotion Preferences?
  8. 2024Unintentional Unalignment: Likelihood Displacement in Direct Preference Optimization