ESCRAG-R1: Retrieval-Augmented Reinforcement Learning for Emotional Support Conversation
On the map: Retrieval-augmented generation → Medical and biomedical RAG
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Abstract (arXiv)
Emotional Support Conversation (ESC) systems aim to provide holistic support by balancing professional therapeutic competence with natural empathy. However, existing methods struggle to simultaneously achieve structured, stage-aware reasoning and seamless empathy-expertise alignment, often resulting in an artificial splicing of clinical strategies and generic reassurance. To overcome these limitations, we propose ESCRAG-R1, a unified framework that integrates retrieval-based psychological guidance into Group Relative Policy Optimization (GRPO). By incorporating retrieval into the reinforcement learning loop, ESCRAG-R1 transforms external knowledge into a robust learning signal that stimulates explicit internal reasoning prior to generation and fundamentally reshapes the model's internal policy. To provide the reliable supervision required for this optimization, we construct ESC-Preference, a high-quality dataset based on a Client--Counselor--Judge evaluation framework that delivers precise, empathy-aware reward signals. Extensive experiments demonstrate that ESCRAG-R1 significantly outperforms existing baselines by mitigating superficial splicing and realizing a natural integration of professional guidance and empathetic expression. Code and datasets are released at https://github.com/Matcha-Liu/ESCRAG-R1.
Key facts. No citing papers in the map yet (data through 14 Oct 2026). Placed in Medical and biomedical RAG, one of 15 directions in Retrieval-augmented generation. Builds on 18 of its 36 references that are in the map. First posted on arXiv 22 Aug 2026.
Builds on
18 of 36 references.
References · 18
- 2024The Llama 3 Herd of Modelscited by 14,715
- 2023Direct Preference Optimization: Your Language Model is Secretly a Reward Modelcited by 8,065
- 2021Towards Emotional Support Dialog Systemscited by 299
- 2024A Survey on Recent Advances in LLM-Based Multi-turn Dialogue Systemscited by 170
- 2023SoulChat: Improving LLMs' Empathy, Listening, and Comfort Abilities through Fine-tuning with Multi-turn Empathy Conversationscited by 110
- 2024CPsyCoun: A Report-based Multi-turn Dialogue Reconstruction and Evaluation Framework for Chinese Psychological Counselingcited by 89
- 2023Building Emotional Support Chatbots in the Era of LLMscited by 62
- 2024HealMe: Harnessing Cognitive Reframing in Large Language Models for Psychotherapycited by 47
- 2024ESCoT: Towards Interpretable Emotional Support Dialogue Systemscited by 46
- 2020CARE: Commonsense-Aware Emotional Response Generation with Latent Conceptscited by 20
- 2025Beyond Empathy: Integrating Diagnostic and Therapeutic Reasoning with Large Language Models for Mental Health Counselingcited by 18
- 2025Chain of Strategy Optimization Makes Large Language Models Better Emotional Supportercited by 17
6 more
- 2024APTNESS: Incorporating Appraisal Theory and Emotion Support Strategies for Empathetic Response Generationcited by 12
- 2025IntentionESC: An Intention-Centered Framework for Enhancing Emotional Support in Dialogue Systemscited by 11
- 2024SouLLMate: An Application Enhancing Diverse Mental Health Support with Adaptive LLMs, Prompt Engineering, and RAG Techniquescited by 8
- 2025MGHFT: Multi-Granularity Hierarchical Fusion Transformer for Cross-Modal Sticker Emotion Recognitioncited by 4
- 2025DiaCBT: A Long-Periodic Dialogue Corpus Guided by Cognitive Conceptualization Diagram for CBT-based Psychological Counselingcited by 4
- 2025Emotion and Intention Guided Multi-Modal Learning for Sticker Response Selectioncited by 2
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- 2025CARE: Cognitive-reasoning Augmented Reinforcement for Emotional Support Conversation
- 2025PEER: Unified Process-Outcome Reinforcement Learning for Structured Empathetic Reasoning
- 2025Towards Open-Ended Emotional Support Conversations in LLMs via Reinforcement Learning with Future-Oriented Rewards
- 2023Facilitating Multi-turn Emotional Support Conversation with Positive Emotion Elicitation: A Reinforcement Learning Approach
- 2025ESC-Judge: A Framework for Comparing Emotional Support Conversational Agents
- 2026Evolving Support Priorities in Empathetic Reinforcement Learning
- 2024Empathy Level Alignment via Reinforcement Learning for Empathetic Response Generation
- 2026Modeling Multiple Support Strategies within a Single Turn for Emotional Support Conversations