mlsanityData to 14 Oct 2026

ESCRAG-R1: Retrieval-Augmented Reinforcement Learning for Emotional Support Conversation

arXiv 2608.21925 ↗First posted 22 Aug 2026cs.AIcited by 0

On the map: Retrieval-augmented generation → Medical and biomedical RAG

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Abstract (arXiv)

Emotional Support Conversation (ESC) systems aim to provide holistic support by balancing professional therapeutic competence with natural empathy. However, existing methods struggle to simultaneously achieve structured, stage-aware reasoning and seamless empathy-expertise alignment, often resulting in an artificial splicing of clinical strategies and generic reassurance. To overcome these limitations, we propose ESCRAG-R1, a unified framework that integrates retrieval-based psychological guidance into Group Relative Policy Optimization (GRPO). By incorporating retrieval into the reinforcement learning loop, ESCRAG-R1 transforms external knowledge into a robust learning signal that stimulates explicit internal reasoning prior to generation and fundamentally reshapes the model's internal policy. To provide the reliable supervision required for this optimization, we construct ESC-Preference, a high-quality dataset based on a Client--Counselor--Judge evaluation framework that delivers precise, empathy-aware reward signals. Extensive experiments demonstrate that ESCRAG-R1 significantly outperforms existing baselines by mitigating superficial splicing and realizing a natural integration of professional guidance and empathetic expression. Code and datasets are released at https://github.com/Matcha-Liu/ESCRAG-R1.

Key facts. No citing papers in the map yet (data through 14 Oct 2026). Placed in Medical and biomedical RAG, one of 15 directions in Retrieval-augmented generation. Builds on 18 of its 36 references that are in the map. First posted on arXiv 22 Aug 2026.

Builds on

18 of 36 references.

References · 18

  1. 2024The Llama 3 Herd of Modelscited by 14,715
  2. 2023Direct Preference Optimization: Your Language Model is Secretly a Reward Modelcited by 8,065
  3. 2021Towards Emotional Support Dialog Systemscited by 299
  4. 2024A Survey on Recent Advances in LLM-Based Multi-turn Dialogue Systemscited by 170
  5. 2023SoulChat: Improving LLMs' Empathy, Listening, and Comfort Abilities through Fine-tuning with Multi-turn Empathy Conversationscited by 110
  6. 2024CPsyCoun: A Report-based Multi-turn Dialogue Reconstruction and Evaluation Framework for Chinese Psychological Counselingcited by 89
  7. 2023Building Emotional Support Chatbots in the Era of LLMscited by 62
  8. 2024HealMe: Harnessing Cognitive Reframing in Large Language Models for Psychotherapycited by 47
  9. 2024ESCoT: Towards Interpretable Emotional Support Dialogue Systemscited by 46
  10. 2020CARE: Commonsense-Aware Emotional Response Generation with Latent Conceptscited by 20
  11. 2025Beyond Empathy: Integrating Diagnostic and Therapeutic Reasoning with Large Language Models for Mental Health Counselingcited by 18
  12. 2025Chain of Strategy Optimization Makes Large Language Models Better Emotional Supportercited by 17
6 more
  1. 2024APTNESS: Incorporating Appraisal Theory and Emotion Support Strategies for Empathetic Response Generationcited by 12
  2. 2025IntentionESC: An Intention-Centered Framework for Enhancing Emotional Support in Dialogue Systemscited by 11
  3. 2024SouLLMate: An Application Enhancing Diverse Mental Health Support with Adaptive LLMs, Prompt Engineering, and RAG Techniquescited by 8
  4. 2025MGHFT: Multi-Granularity Hierarchical Fusion Transformer for Cross-Modal Sticker Emotion Recognitioncited by 4
  5. 2025DiaCBT: A Long-Periodic Dialogue Corpus Guided by Cognitive Conceptualization Diagram for CBT-based Psychological Counselingcited by 4
  6. 2025Emotion and Intention Guided Multi-Modal Learning for Sticker Response Selectioncited by 2

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  1. 2025CARE: Cognitive-reasoning Augmented Reinforcement for Emotional Support Conversation
  2. 2025PEER: Unified Process-Outcome Reinforcement Learning for Structured Empathetic Reasoning
  3. 2025Towards Open-Ended Emotional Support Conversations in LLMs via Reinforcement Learning with Future-Oriented Rewards
  4. 2023Facilitating Multi-turn Emotional Support Conversation with Positive Emotion Elicitation: A Reinforcement Learning Approach
  5. 2025ESC-Judge: A Framework for Comparing Emotional Support Conversational Agents
  6. 2026Evolving Support Priorities in Empathetic Reinforcement Learning
  7. 2024Empathy Level Alignment via Reinforcement Learning for Empathetic Response Generation
  8. 2026Modeling Multiple Support Strategies within a Single Turn for Emotional Support Conversations