mlsanityData to 7 Oct 2026

Addressing Over-Refusal in LLMs with Competing Rewards

arXiv 2606.31748 ↗First posted 30 Jun 2026cs.LGcited by 0

On the map: LLM safety and security → Safety alignment, refusal and guardrails

Abstract (arXiv)

Safety training on language models often induces over-refusal: improved safety on harmful prompts at the cost of increased refusal on harmless ones. Though this trade-off can be mitigated by training models with reinforcement learning (RL) to reason before answering, it does not remove the underlying problem that reasoning can often be a "rubber stamp" for a predetermined response. In this paper, we address the safety-refusal trade-off by rethinking how models are trained to reason about safety. Our key insight is that unsafe reasoning can itself serve as a useful exploratory signal. Rather than preemptively blocking harmful thoughts, we encourage the model to sufficiently explore unsafe reasoning but produce a safe response. The harmful exploration improves the model's ability to distinguish harmful from harmless prompts by resolving ambiguity, allowing it to remain safe while complying only when appropriate. We cast this as an adversarial optimization problem in which a reasoning player explores strategies for producing an unsafe response and an answer player ensures that the final output is safe. We train a single model with dense rewards to play both roles within one chain-of-thought, across different segments. To achieve this, we find that process rewards are crucial for stable optimization of competing objectives. Our resulting model SEAR deliberately engages in harmful reasoning as exploration while reliably flipping back to a safe answer. We demonstrate that this behavior helps mitigate over-refusal and defend against attacks that directly manipulate the reasoning to be harmful.

Key facts. No citing papers in the map yet (data through 7 Oct 2026). Placed in Safety alignment, refusal and guardrails, one of 12 directions in LLM safety and security. Builds on 51 of its 61 references that are in the map. First posted on arXiv 30 Jun 2026.

Builds on

51 of 61 references.

Closest ancestors · 17

Same direction, newest first

  1. 2025Safety Alignment of LMs via Non-cooperative Games23 Dec
  2. 2025The Alignment Waltz: Jointly Training Agents to Collaborate for Safety9 Oct
  3. 2025Large Reasoning Models Learn Better Alignment from Flawed Thinking1 Oct
  4. 2025Towards Safe Reasoning in Large Reasoning Models via Corrective Intervention29 Sep
  5. 2025ORFuzz: Fuzzing the "Other Side" of LLM Safety -- Testing Over-Refusal15 Aug
  6. 2025Reasoning as an Adaptive Defense for Safety1 Jul
  7. 2025FORTRESS: Frontier Risk Evaluation for National Security and Public Safety17 Jun
  8. 2025SafeKey: Amplifying Aha-Moment Insights for Safety Reasoning22 May
  9. 2025FalseReject: A Resource for Improving Contextual Safety and Mitigating Over-Refusals in LLMs via Structured Reasoning12 May
  10. 2025RealSafe-R1: Safety-Aligned DeepSeek-R1 without Compromising Reasoning Capability14 Apr
  11. 2025SaRO: Enhancing LLM Safety through Reasoning-based Alignment13 Apr
  12. 2025SAFER: Advancing Safety Alignment via Efficient Ex-Ante Reasoning3 Apr
5 more
  1. 2025Safety is Not Only About Refusal: Reasoning-Enhanced Fine-tuning for Interpretable LLM Safety6 Mar
  2. 2025Improving LLM Safety Alignment with Dual-Objective Optimization5 Mar
  3. 2025Aegis2.0: A Diverse AI Safety Dataset and Risks Taxonomy for Alignment of LLM Guardrails15 Jan
  4. 2024Backtracking Improves Generation Safety22 Sep
  5. 2024OR-Bench: An Over-Refusal Benchmark for Large Language Models31 May

Other references · 34

  1. 2022Chain-of-Thought Prompting Elicits Reasoning in Large Language Modelscited by 12,302
  2. 2021Training Verifiers to Solve Math Word Problemscited by 9,743
  3. 2025Qwen3 Technical Reportcited by 8,195
  4. 2023Direct Preference Optimization: Your Language Model is Secretly a Reward Modelcited by 7,916
  5. 2021Measuring Mathematical Problem Solving With the MATH Datasetcited by 5,203
  6. 2016SQuAD: 100,000+ Questions for Machine Comprehension of Textcited by 4,115
  7. 2023Let's Verify Step by Stepcited by 3,598
  8. 2023Universal and Transferable Adversarial Attacks on Aligned Language Modelscited by 2,914
  9. 2023GPQA: A Graduate-Level Google-Proof Q&A Benchmarkcited by 2,748
  10. 2024MMLU-Pro: A More Robust and Challenging Multi-Task Language Understanding Benchmarkcited by 1,758
  11. 2022Model soups: averaging weights of multiple fine-tuned models improves accuracy without increasing inference timecited by 1,366
  12. 2023Jailbreaking Black Box Large Language Models in Twenty Queriescited by 1,326
22 more
  1. 2025gpt-oss-120b & gpt-oss-20b Model Cardcited by 1,258
  2. 2023XSTest: A Test Suite for Identifying Exaggerated Safety Behaviours in Large Language Modelscited by 477
  3. 2024A StrongREJECT for Empty Jailbreakscited by 352
  4. 2022A Holistic Approach to Undesired Content Detection in the Real Worldcited by 337
  5. 2024Deliberative Alignment: Reasoning Enables Safer Language Modelscited by 292
  6. 2017Training GANs with Optimismcited by 217
  7. 2025Skywork-Reward-V2: Scaling Preference Data Curation via Human-AI Synergycited by 204
  8. 2025SafeChain: Safety of Language Models with Long Chain-of-Thought Reasoning Capabilitiescited by 133
  9. 2025Optimizing Test-Time Compute via Meta Reinforcement Fine-Tuningcited by 121
  10. 2017The Numerics of GANscited by 104
  11. 2024Detoxifying Large Language Models via Knowledge Editingcited by 86
  12. 2024Prover-Verifier Games improve legibility of LLM outputscited by 79
  13. 2020Last Iterate is Slower than Averaged Iterate in Smooth Convex-Concave Saddle Point Problemscited by 59
  14. 2025e3: Learning to Explore Enables Extrapolation of Test-Time Compute for LLMscited by 56
  15. 2025Reasoning-to-Defend: Safety-Aware Reasoning Can Defend Large Language Models from Jailbreakingcited by 34
  16. 2025Chasing Moving Targets with Online Self-Play Reinforcement Learning for Safer Language Modelscited by 33
  17. 2021Learning to Give Checkable Answers with Prover-Verifier Gamescited by 29
  18. 2026MAGIC: A Co-Evolving Attacker-Defender Adversarial Game for Robust LLM Safetycited by 15
  19. 2025Safety Reasoning with Guidelinescited by 14
  20. 2025Think Before Refusal : Triggering Safety Reflection in LLMs to Mitigate False Refusal Behaviorcited by 12
  21. 2025Enhancing Model Defense Against Jailbreaks with Proactive Safety Reasoningcited by 11
  22. 2026Reasoning Cache: Continual Improvement Over Long Horizons via Short-Horizon RLcited by 11

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  2. 2026Refuse without Refusal: A Structural Analysis of Safety-Tuning Responses for Reducing False Refusals in Language Models
  3. 2025Refusal Falls off a Cliff: How Safety Alignment Fails in Reasoning?
  4. 2026Discern Truth from Falsehood: Reducing Over-Refusal via Contrastive Refinement
  5. 2026Safety Paradox: How Enhanced Safety Awareness Leaves LLMs Vulnerable to Posterior Attack
  6. 2025AlphaAlign: Incentivizing Safety Alignment with Extremely Simplified Reinforcement Learning
  7. 2025Are Smarter LLMs Safer? Exploring Safety-Reasoning Trade-offs in Prompting and Fine-Tuning
  8. 2026From Refusal Tokens to Refusal Control: Discovering and Steering Category-Specific Refusal Directions