mlsanityData to 7 Oct 2026

From Refusal Tokens to Refusal Control: Discovering and Steering Category-Specific Refusal Directions

arXiv 2603.13359 ↗First posted 9 Mar 2026cs.AIcited by 1

On the map: LLM alignment / RLHF / preference optimisation → Safety alignment and jailbreak attacks

also in 1 more
Abstract (arXiv)

Language models are commonly fine-tuned for safety alignment to refuse harmful prompts. One approach fine-tunes them to generate categorical refusal tokens that distinguish different refusal types before responding. In this work, we leverage a version of Llama 3 8B fine-tuned with these categorical refusal tokens to enable inference-time control over fine-grained refusal behavior, improving both safety and reliability. We show that refusal token fine-tuning induces separable, category-aligned directions in the residual stream, which we extract and use to construct categorical steering vectors with a lightweight probe that determines whether to steer toward or away from refusal during inference. In addition, we introduce a learned low-rank combination that mixes these category directions in a whitened, orthonormal steering basis, resulting in a single controllable intervention under activation-space anisotropy, and show that this intervention is transferable across same-architecture model variants without additional training. Across benchmarks, both categorical steering vectors and the low-rank combination consistently reduce over-refusals on benign prompts while increasing refusal rates on harmful prompts, highlighting their utility for multi-category refusal control.

Key facts. Cited by 1 paper in the map (data through 7 Oct 2026). Placed in Safety alignment and jailbreak attacks, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 44 of its 50 references that are in the map. First posted on arXiv 9 Mar 2026.

Builds on

44 of 50 references.

Closest ancestors · 5

Same direction, newest first

  1. 2024Cannot or Should Not? Automatic Analysis of Refusal Composition in IFT/RLHF Datasets and Refusal Behavior of Black-Box LLMs22 Dec
  2. 2024SCANS: Mitigating the Exaggerated Safety for LLMs via Safety-Conscious Activation Steering21 Aug
  3. 2024SORRY-Bench: Systematically Evaluating Large Language Model Safety Refusal20 Jun
  4. 2024OR-Bench: An Over-Refusal Benchmark for Large Language Models31 May
  5. 2023Universal and Transferable Adversarial Attacks on Aligned Language Models27 Jul

Other references · 39

  1. 2022Training language models to follow instructions with human feedbackcited by 15,712
  2. 2023Judging LLM-as-a-Judge with MT-Bench and Chatbot Arenacited by 8,393
  3. 2020Measuring Massive Multitask Language Understandingcited by 7,768
  4. 2025DeepSeek-R1: Incentivizing Reasoning Capability in LLMs via Reinforcement Learningcited by 6,146
  5. 2018Think you have Solved Question Answering? Try ARC, the AI2 Reasoning Challengecited by 4,710
  6. 2019HellaSwag: Can a Machine Really Finish Your Sentence?cited by 4,018
  7. 2021TruthfulQA: Measuring How Models Mimic Human Falsehoodscited by 2,919
  8. 2019PIQA: Reasoning about Physical Commonsense in Natural Languagecited by 2,818
  9. 2024A Survey on LLM-as-a-Judgecited by 1,384
  10. 2016Understanding intermediate layers using linear classifier probescited by 1,279
  11. 2023Inference-Time Intervention: Eliciting Truthful Answers from a Language Modelcited by 1,259
  12. 2023Steering Llama 2 via Contrastive Activation Additioncited by 1,009
27 more
  1. 2024Refusal in Language Models Is Mediated by a Single Directioncited by 960
  2. 2023Steering Language Models With Activation Engineeringcited by 824
  3. 2023The Linear Representation Hypothesis and the Geometry of Large Language Modelscited by 679
  4. 2023The Geometry of Truth: Emergent Linear Structure in Large Language Model Representations of True/False Datasetscited by 673
  5. 2019Designing and Interpreting Probes with Control Taskscited by 608
  6. 2023XSTest: A Test Suite for Identifying Exaggerated Safety Behaviours in Large Language Modelscited by 477
  7. 2024WildGuard: Open One-Stop Moderation Tools for Safety Risks, Jailbreaks, and Refusals of LLMscited by 460
  8. 2023LEACE: Perfect linear concept erasure in closed formcited by 254
  9. 2022Extracting Latent Steering Vectors from Pretrained Language Modelscited by 217
  10. 2023Red-Teaming Large Language Models using Chain of Utterances for Safety-Alignmentcited by 213
  11. 2024WildTeaming at Scale: From In-the-Wild Jailbreaks to (Adversarially) Safer Language Modelscited by 206
  12. 2021Whitening Sentence Representations for Better Semantics and Faster Retrievalcited by 198
  13. 2023Do-Not-Answer: A Dataset for Evaluating Safeguards in LLMscited by 176
  14. 2024Improving Instruction-Following in Language Models through Activation Steeringcited by 149
  15. 2024The Art of Saying No: Contextual Noncompliance in Language Modelscited by 100
  16. 2015Optimal whitening and decorrelationcited by 93
  17. 2024Steering Language Model Refusal with Sparse Autoencoderscited by 89
  18. 2023Tell Your Model Where to Attend: Post-hoc Attention Steering for LLMscited by 82
  19. 2025Safety at Scale: A Comprehensive Survey of Large Model and Agent Safetycited by 63
  20. 2024Anisotropy Is Inherent to Self-Attention in Transformerscited by 62
  21. 2025Steering Large Language Model Activations in Sparse Spacescited by 58
  22. 2023The Shape of Learning: Anisotropy and Intrinsic Dimensions in Transformer-Based Modelscited by 37
  23. 2023Exploring Anisotropy and Outliers in Multilingual Language Models for Cross-Lingual Semantic Sentence Similaritycited by 17
  24. 2024CriticEval: Evaluating Large Language Model as Criticcited by 13
  25. 2024Refusal Tokens: A Simple Way to Calibrate Refusals in Large Language Modelscited by 12
  26. 2024Area under the ROC Curve has the Most Consistent Evaluation for Binary Classificationcited by 7
  27. 2025AI vs. Human Judgment of Content Moderation: LLM-as-a-Judge and Ethics-Based Response Refusalscited by 4

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Cited by year (2026 to 7 Oct)

Citing papers per year: 2026: 1.

1 paper.

Similar, not cited

Close in wording, no citation either way

  1. 2026Beyond Shallow Alignment: How Post-Training Methods Determine Refusal Circuits And Steering Robustness
  2. 2026Refusal geometry reflects refusal training: diverse refusal prefixes can raise stable rank and weaken refusal vector ablation attacks
  3. 2025Refusal Steering: Fine-grained Control over LLM Refusal Behaviour for Sensitive Topics
  4. 2026On the Steering Dimensionality of Refusal in Language Models
  5. 2026Decomposing Refusal Steering in Mixture-of-Experts Models
  6. 2026Over-Refusal and Representation Subspaces: A Mechanistic Analysis of Task-Conditioned Refusal in Aligned LLMs
  7. 2026Latent-space Attacks for Refusal Evasion in Language Models
  8. 2026Surgical Refusal Ablation: Disentangling Safety from Intelligence via Concept-Guided Spectral Cleaning