From Refusal Tokens to Refusal Control: Discovering and Steering Category-Specific Refusal Directions
On the map: LLM alignment / RLHF / preference optimisation → Safety alignment and jailbreak attacks
also in 1 more
Abstract (arXiv)
Language models are commonly fine-tuned for safety alignment to refuse harmful prompts. One approach fine-tunes them to generate categorical refusal tokens that distinguish different refusal types before responding. In this work, we leverage a version of Llama 3 8B fine-tuned with these categorical refusal tokens to enable inference-time control over fine-grained refusal behavior, improving both safety and reliability. We show that refusal token fine-tuning induces separable, category-aligned directions in the residual stream, which we extract and use to construct categorical steering vectors with a lightweight probe that determines whether to steer toward or away from refusal during inference. In addition, we introduce a learned low-rank combination that mixes these category directions in a whitened, orthonormal steering basis, resulting in a single controllable intervention under activation-space anisotropy, and show that this intervention is transferable across same-architecture model variants without additional training. Across benchmarks, both categorical steering vectors and the low-rank combination consistently reduce over-refusals on benign prompts while increasing refusal rates on harmful prompts, highlighting their utility for multi-category refusal control.
Key facts. Cited by 1 paper in the map (data through 7 Oct 2026). Placed in Safety alignment and jailbreak attacks, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 44 of its 50 references that are in the map. First posted on arXiv 9 Mar 2026.
Builds on
44 of 50 references.
Closest ancestors · 5
Same direction, newest first
- 2024Cannot or Should Not? Automatic Analysis of Refusal Composition in IFT/RLHF Datasets and Refusal Behavior of Black-Box LLMs22 Dec
- 2024SCANS: Mitigating the Exaggerated Safety for LLMs via Safety-Conscious Activation Steering21 Aug
- 2024SORRY-Bench: Systematically Evaluating Large Language Model Safety Refusal20 Jun
- 2024OR-Bench: An Over-Refusal Benchmark for Large Language Models31 May
- 2023Universal and Transferable Adversarial Attacks on Aligned Language Models27 Jul
Other references · 39
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- 2023Judging LLM-as-a-Judge with MT-Bench and Chatbot Arenacited by 8,393
- 2020Measuring Massive Multitask Language Understandingcited by 7,768
- 2025DeepSeek-R1: Incentivizing Reasoning Capability in LLMs via Reinforcement Learningcited by 6,146
- 2018Think you have Solved Question Answering? Try ARC, the AI2 Reasoning Challengecited by 4,710
- 2019HellaSwag: Can a Machine Really Finish Your Sentence?cited by 4,018
- 2021TruthfulQA: Measuring How Models Mimic Human Falsehoodscited by 2,919
- 2019PIQA: Reasoning about Physical Commonsense in Natural Languagecited by 2,818
- 2024A Survey on LLM-as-a-Judgecited by 1,384
- 2016Understanding intermediate layers using linear classifier probescited by 1,279
- 2023Inference-Time Intervention: Eliciting Truthful Answers from a Language Modelcited by 1,259
- 2023Steering Llama 2 via Contrastive Activation Additioncited by 1,009
27 more
- 2024Refusal in Language Models Is Mediated by a Single Directioncited by 960
- 2023Steering Language Models With Activation Engineeringcited by 824
- 2023The Linear Representation Hypothesis and the Geometry of Large Language Modelscited by 679
- 2023The Geometry of Truth: Emergent Linear Structure in Large Language Model Representations of True/False Datasetscited by 673
- 2019Designing and Interpreting Probes with Control Taskscited by 608
- 2023XSTest: A Test Suite for Identifying Exaggerated Safety Behaviours in Large Language Modelscited by 477
- 2024WildGuard: Open One-Stop Moderation Tools for Safety Risks, Jailbreaks, and Refusals of LLMscited by 460
- 2023LEACE: Perfect linear concept erasure in closed formcited by 254
- 2022Extracting Latent Steering Vectors from Pretrained Language Modelscited by 217
- 2023Red-Teaming Large Language Models using Chain of Utterances for Safety-Alignmentcited by 213
- 2024WildTeaming at Scale: From In-the-Wild Jailbreaks to (Adversarially) Safer Language Modelscited by 206
- 2021Whitening Sentence Representations for Better Semantics and Faster Retrievalcited by 198
- 2023Do-Not-Answer: A Dataset for Evaluating Safeguards in LLMscited by 176
- 2024Improving Instruction-Following in Language Models through Activation Steeringcited by 149
- 2024The Art of Saying No: Contextual Noncompliance in Language Modelscited by 100
- 2015Optimal whitening and decorrelationcited by 93
- 2024Steering Language Model Refusal with Sparse Autoencoderscited by 89
- 2023Tell Your Model Where to Attend: Post-hoc Attention Steering for LLMscited by 82
- 2025Safety at Scale: A Comprehensive Survey of Large Model and Agent Safetycited by 63
- 2024Anisotropy Is Inherent to Self-Attention in Transformerscited by 62
- 2025Steering Large Language Model Activations in Sparse Spacescited by 58
- 2023The Shape of Learning: Anisotropy and Intrinsic Dimensions in Transformer-Based Modelscited by 37
- 2023Exploring Anisotropy and Outliers in Multilingual Language Models for Cross-Lingual Semantic Sentence Similaritycited by 17
- 2024CriticEval: Evaluating Large Language Model as Criticcited by 13
- 2024Refusal Tokens: A Simple Way to Calibrate Refusals in Large Language Modelscited by 12
- 2024Area under the ROC Curve has the Most Consistent Evaluation for Binary Classificationcited by 7
- 2025AI vs. Human Judgment of Content Moderation: LLM-as-a-Judge and Ethics-Based Response Refusalscited by 4
Built on by
Citing papers per year: 2026: 1.
1 paper.
Similar, not cited
Close in wording, no citation either way
- 2026Beyond Shallow Alignment: How Post-Training Methods Determine Refusal Circuits And Steering Robustness
- 2026Refusal geometry reflects refusal training: diverse refusal prefixes can raise stable rank and weaken refusal vector ablation attacks
- 2025Refusal Steering: Fine-grained Control over LLM Refusal Behaviour for Sensitive Topics
- 2026On the Steering Dimensionality of Refusal in Language Models
- 2026Decomposing Refusal Steering in Mixture-of-Experts Models
- 2026Over-Refusal and Representation Subspaces: A Mechanistic Analysis of Task-Conditioned Refusal in Aligned LLMs
- 2026Latent-space Attacks for Refusal Evasion in Language Models
- 2026Surgical Refusal Ablation: Disentangling Safety from Intelligence via Concept-Guided Spectral Cleaning