Internal-State Probes Read the Situation, Not the Action: Three Negative Results for Pre-Action Misalignment Monitoring
On the map: LLM agents and tool use → Agent threats, guardrails and governance
Abstract (arXiv)
Probes on model internals could help monitor agentic systems if they identify harmful text or tool actions before those actions are generated. We ask when an internal readout supports this stronger pre-action claim, rather than merely describing the prompt, construction contrast, or current trajectory. We test three methods across three model families: a Qwen2.5-Coder-32B-Instruct fine-tune/base direction, Llama-3.1-8B-Instruct probes at the last token of unsafe prefills, and Gemma-3-27B-IT emotion-concept vectors used for projection and steering in a blackmail tool-action scenario. Across these cases, construction validity, semantic legibility, and steering effects do not become robust pre-action monitors: each is undercut by a generalization or specificity check. The Qwen direction separates fine-tune from base at AUC 1.000, yet crosses its threshold on 0/143 audited pre-assistant turn contexts and on 0/342 Qwen prefill rows where the model continues the unsafe trajectory. The Llama features decode prompt domain almost perfectly (AUC 0.999), while the best future-behavior probe reaches AUC 0.801 and only +5.1 pp accuracy lift over majority; single-source cross-domain transfer is non-positive on five of six ordered pairs. Gemma emotion projections are semantically meaningful, but a shared-prefix minimal pair has indistinguishable states before the first differing input, and steering specificity weakens against unrelated learned directions such as cats}, weather, sports, and geography. We contribute a methodology for converting internal-readout claims into pre-action tests, and report scoped negative results: monitor claims must survive both scenario/action generalization and concept-specificity controls. Code is released at https://github.com/maxf-zn/misalignment_monitoring
Key facts. Cited by 1 paper in the map (data through 7 Oct 2026). Placed in Agent threats, guardrails and governance, one of 16 directions in LLM agents and tool use. Builds on 20 of its 23 references that are in the map. First posted on arXiv 29 Jun 2026.
Builds on
20 of 23 references.
Closest ancestors · 2
Same direction, newest first
- 2025Agentic Misalignment: How LLMs Could Be Insider Threats5 Oct
- 2024Sleeper Agents: Training Deceptive LLMs that Persist Through Safety Training10 Jan
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