PTOPOFL: Privacy-Preserving Personalised Federated Learning via Persistent Homology
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Abstract (arXiv)
Federated learning (FL) faces two structural tensions: gradient sharing enables data-reconstruction attacks, while non-IID client distributions degrade aggregation quality. We introduce PTOPOFL, a framework that addresses both challenges simultaneously by replacing gradient communication with topological descriptors derived from persistent homology (PH). Clients transmit only 48-dimensional PH feature vectors-compact shape summaries whose many-to-one structure makes inversion provably ill-posed-rather than model gradients. The server performs topology-guided personalised aggregation: clients are clustered by Wasserstein similarity between their PH diagrams, intra-cluster models are topology-weighted,and clusters are blended with a global consensus. We prove an information-contraction theorem showing that PH descriptors leak strictly less mutual information per sample than gradients under strongly convex loss functions, and we establish linear convergence of the Wasserstein-weighted aggregation scheme with an error floor strictly smaller than FedAvg. Evaluated against FedAvg, FedProx, SCAFFOLD, and pFedMe on a non-IID healthcare scenario (8 hospitals, 2 adversarial) and a pathological benchmark (10 clients), PTOPOFL achieves AUC 0.841 and 0.910 respectively-the highest in both settings-while reducing reconstruction risk by a factor of 4.5 relative to gradient sharing. Code is publicly available at https://github.com/MorillaLab/TopoFederatedL and data at https://doi.org/10.5281/zenodo.18827595.
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References · 22
- 2015Deep Residual Learning for Image Recognitioncited by 51,809
- 2016Communication-Efficient Learning of Deep Networks from Decentralized Datacited by 7,592
- 2018Federated Optimization in Heterogeneous Networkscited by 2,971
- 2018Federated Learning with Non-IID Datacited by 1,099
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- 2019Measuring the Effects of Non-Identical Data Distribution for Federated Visual Classificationcited by 836
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- 2020Inverting Gradients -- How easy is it to break privacy in federated learning?cited by 707
- 2020The Future of Digital Health with Federated Learningcited by 625
- 2020Personalized Federated Learning with Moreau Envelopescited by 612
- 2019Federated Learning with Differential Privacy: Algorithms and Performance Analysiscited by 528
- 2020An Efficient Framework for Clustered Federated Learningcited by 505
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- 2019A Topological Loss Function for Deep-Learning based Image Segmentation using Persistent Homologycited by 134
- 2019Ripser: efficient computation of Vietoris-Rips persistence barcodescited by 115
- 2017Deep Learning with Topological Signaturescited by 113
- 2021Multi-Center Federated Learning: Clients Clustering for Better Personalizationcited by 112
- 2016Minimax Optimal Procedures for Locally Private Estimationcited by 103
- 2019Unified Optimal Analysis of the (Stochastic) Gradient Methodcited by 81
- 2018A Topological Regularizer for Classifiers via Persistent Homologycited by 62
- 2020giotto-tda: A Topological Data Analysis Toolkit for Machine Learning and Data Explorationcited by 55
- 2023Differentially Private Topological Data Analysiscited by 1
- 2023GeoTop: Advancing Image Classification with Geometric-Topological Analysiscited by 1
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