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PTOPOFL: Privacy-Preserving Personalised Federated Learning via Persistent Homology

arXiv 2603.04323 ↗First posted 4 Mar 2026cs.LG cs.CR cs.DCcited by 0

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Abstract (arXiv)

Federated learning (FL) faces two structural tensions: gradient sharing enables data-reconstruction attacks, while non-IID client distributions degrade aggregation quality. We introduce PTOPOFL, a framework that addresses both challenges simultaneously by replacing gradient communication with topological descriptors derived from persistent homology (PH). Clients transmit only 48-dimensional PH feature vectors-compact shape summaries whose many-to-one structure makes inversion provably ill-posed-rather than model gradients. The server performs topology-guided personalised aggregation: clients are clustered by Wasserstein similarity between their PH diagrams, intra-cluster models are topology-weighted,and clusters are blended with a global consensus. We prove an information-contraction theorem showing that PH descriptors leak strictly less mutual information per sample than gradients under strongly convex loss functions, and we establish linear convergence of the Wasserstein-weighted aggregation scheme with an error floor strictly smaller than FedAvg. Evaluated against FedAvg, FedProx, SCAFFOLD, and pFedMe on a non-IID healthcare scenario (8 hospitals, 2 adversarial) and a pathological benchmark (10 clients), PTOPOFL achieves AUC 0.841 and 0.910 respectively-the highest in both settings-while reducing reconstruction risk by a factor of 4.5 relative to gradient sharing. Code is publicly available at https://github.com/MorillaLab/TopoFederatedL and data at https://doi.org/10.5281/zenodo.18827595.

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References · 22

  1. 2015Deep Residual Learning for Image Recognitioncited by 51,809
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  3. 2018Federated Optimization in Heterogeneous Networkscited by 2,971
  4. 2018Federated Learning with Non-IID Datacited by 1,099
  5. 2019Deep Leakage from Gradientscited by 1,004
  6. 2019Measuring the Effects of Non-Identical Data Distribution for Federated Visual Classificationcited by 836
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  8. 2020Inverting Gradients -- How easy is it to break privacy in federated learning?cited by 707
  9. 2020The Future of Digital Health with Federated Learningcited by 625
  10. 2020Personalized Federated Learning with Moreau Envelopescited by 612
  11. 2019Federated Learning with Differential Privacy: Algorithms and Performance Analysiscited by 528
  12. 2020An Efficient Framework for Clustered Federated Learningcited by 505
10 more
  1. 2019A Topological Loss Function for Deep-Learning based Image Segmentation using Persistent Homologycited by 134
  2. 2019Ripser: efficient computation of Vietoris-Rips persistence barcodescited by 115
  3. 2017Deep Learning with Topological Signaturescited by 113
  4. 2021Multi-Center Federated Learning: Clients Clustering for Better Personalizationcited by 112
  5. 2016Minimax Optimal Procedures for Locally Private Estimationcited by 103
  6. 2019Unified Optimal Analysis of the (Stochastic) Gradient Methodcited by 81
  7. 2018A Topological Regularizer for Classifiers via Persistent Homologycited by 62
  8. 2020giotto-tda: A Topological Data Analysis Toolkit for Machine Learning and Data Explorationcited by 55
  9. 2023Differentially Private Topological Data Analysiscited by 1
  10. 2023GeoTop: Advancing Image Classification with Geometric-Topological Analysiscited by 1

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