Alignment Quality Index (AQI) : Beyond Refusals: AQI as an Intrinsic Alignment Diagnostic via Latent Geometry, Cluster Divergence, and Layer wise Pooled Representations
On the map: LLM alignment / RLHF / preference optimisation → LLM preference optimization methods
also in 1 more
Abstract (arXiv)
Alignment is no longer a luxury, it is a necessity. As large language models (LLMs) enter high-stakes domains like education, healthcare, governance, and law, their behavior must reliably reflect human-aligned values and safety constraints. Yet current evaluations rely heavily on behavioral proxies such as refusal rates, G-Eval scores, and toxicity classifiers, all of which have critical blind spots. Aligned models are often vulnerable to jailbreaking, stochasticity of generation, and alignment faking. To address this issue, we introduce the Alignment Quality Index (AQI). This novel geometric and prompt-invariant metric empirically assesses LLM alignment by analyzing the separation of safe and unsafe activations in latent space. By combining measures such as the Davies-Bouldin Score (DBS), Dunn Index (DI), Xie-Beni Index (XBI), and Calinski-Harabasz Index (CHI) across various formulations, AQI captures clustering quality to detect hidden misalignments and jailbreak risks, even when outputs appear compliant. AQI also serves as an early warning signal for alignment faking, offering a robust, decoding invariant tool for behavior agnostic safety auditing. Additionally, we propose the LITMUS dataset to facilitate robust evaluation under these challenging conditions. Empirical tests on LITMUS across different models trained under DPO, GRPO, and RLHF conditions demonstrate AQI's correlation with external judges and ability to reveal vulnerabilities missed by refusal metrics. We make our implementation publicly available to foster future research in this area.
Key facts. Cited by 8 papers in the map (data through 14 Oct 2026). Placed in LLM preference optimization methods, one of 10 directions in LLM alignment / RLHF / preference optimisation. Builds on 32 of its 121 references that are in the map. First posted on arXiv 16 Jun 2025.
Builds on
32 of 121 references.
Closest ancestors · 2
Same direction, newest first
- 2024Alignment faking in large language models18 Dec
- 2021A General Language Assistant as a Laboratory for Alignment1 Dec
Other references · 30
- 2023LLaMA: Open and Efficient Foundation Language Modelscited by 14,132
- 2023Llama 2: Open Foundation and Fine-Tuned Chat Modelscited by 13,028
- 2023Judging LLM-as-a-Judge with MT-Bench and Chatbot Arenacited by 8,626
- 2020Measuring Massive Multitask Language Understandingcited by 7,963
- 2023BLIP-2: Bootstrapping Language-Image Pre-training with Frozen Image Encoders and Large Language Modelscited by 6,137
- 2022Flamingo: a Visual Language Model for Few-Shot Learningcited by 4,386
- 2023SDXL: Improving Latent Diffusion Models for High-Resolution Image Synthesiscited by 4,356
- 2022Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedbackcited by 3,720
- 2023Lost in the Middle: How Language Models Use Long Contextscited by 3,455
- 2023Universal and Transferable Adversarial Attacks on Aligned Language Modelscited by 3,104
- 2018UMAP: Uniform Manifold Approximation and Projection for Dimension Reductioncited by 2,898
- 2016A Baseline for Detecting Misclassified and Out-of-Distribution Examples in Neural Networkscited by 2,385
18 more
- 2023G-Eval: NLG Evaluation using GPT-4 with Better Human Alignmentcited by 2,276
- 2019Invariant Risk Minimizationcited by 1,854
- 2023Jailbroken: How Does LLM Safety Training Fail?cited by 1,651
- 2022Discovering Language Model Behaviors with Model-Written Evaluationscited by 836
- 2022Red Teaming Language Models to Reduce Harms: Methods, Scaling Behaviors, and Lessons Learnedcited by 729
- 2021Recursively Summarizing Books with Human Feedbackcited by 290
- 2023ViP-LLaVA: Making Large Multimodal Models Understand Arbitrary Visual Promptscited by 161
- 2023Auditing large language models: a three-layered approachcited by 137
- 2022GrIPS: Gradient-free, Edit-based Instruction Search for Prompting Large Language Modelscited by 127
- 2024LLM-PQ: Serving LLM on Heterogeneous Clusters with Phase-Aware Partition and Adaptive Quantizationcited by 15
- 2024Layer by Layer: Uncovering Where Multi-Task Learning Happens in Instruction-Tuned Large Language Modelscited by 15
- 2023AI-Generated Images as Data Source: The Dawn of Synthetic Eracited by 13
- 2024Time-Varying Gaussian Process Bandits with Unknown Priorcited by 11
- 2024Value Imprint: A Technique for Auditing the Human Values Embedded in RLHF Datasetscited by 11
- 2023AT4CTR: Auxiliary Match Tasks for Enhancing Click-Through Rate Predictioncited by 4
- 2023Diffusion-Generative Multi-Fidelity Learning for Physical Simulationcited by 3
- 2024Evaluation of ChatGPT's Smart Contract Auditing Capabilities Based on Chain of Thoughtcited by 2
- 2024Control of AC-AC interlinking converters for multi-gridscited by 1
Built on by
Citing papers per year: 2025: 2; 2026: 6.
8 papers.
- 2025How Semantically Stable Are LLM Refusals? Measuring Confusion in Local Safety Boundariescited by 2
- 2026When Behavioral Safety Evaluation Fails: A Representation-Level Perspectivecited by 2
- 2026SPINAL -- Scaling-law and Preference Integration in Neural Alignment Layerscited by 1
- 2025SafeConstellations: Mitigating Over-Refusals in LLMs Through Task-Aware Representation Steeringcited by 0
- 2026PermaFrost-Attack: Stealth Pretraining Seeding(SPS) for planting Logic Landmines During LLM Trainingcited by 0
- 2026HyperLens: Quantifying Cognitive Effort in LLMs with Fine-grained Confidence Trajectorycited by 0
- 2026MENTIS: What Belief Changes Under Alignment? Measuring Multi-Scale Latent Torsion in Language Modelscited by 0
- 2026Reproducing FACTER: Fairness via Conformal Thresholding and Prompt Repaircited by 0
- 2026Reproducing FACTER: Fairness via Conformal Thresholding and Prompt Repair26 Jun 2026
- 2026When Behavioral Safety Evaluation Fails: A Representation-Level Perspective6 Jun 2026
- 2026MENTIS: What Belief Changes Under Alignment? Measuring Multi-Scale Latent Torsion in Language Models31 May 2026
- 2026HyperLens: Quantifying Cognitive Effort in LLMs with Fine-grained Confidence Trajectory7 May 2026
- 2026PermaFrost-Attack: Stealth Pretraining Seeding(SPS) for planting Logic Landmines During LLM Training23 Apr 2026
- 2026SPINAL -- Scaling-law and Preference Integration in Neural Alignment Layers8 Jan 2026
- 2025How Semantically Stable Are LLM Refusals? Measuring Confusion in Local Safety Boundaries30 Nov 2025
- 2025SafeConstellations: Mitigating Over-Refusals in LLMs Through Task-Aware Representation Steering15 Aug 2025
Similar, not cited
Close in wording, no citation either way
- 2025A Comprehensive Evaluation framework of Alignment Techniques for LLMs
- 2026Hair-Trigger Alignment: Black-Box Evaluation Cannot Guarantee Post-Update Alignment
- 2026Are Aligned Large Language Models Still Misaligned?
- 2025Alignment and Safety in Large Language Models: Safety Mechanisms, Training Paradigms, and Emerging Challenges
- 2025Rethinking the Evaluation of Alignment Methods: Insights into Diversity, Generalisation, and Safety
- 2026Pressure Reveals Character: Behavioural Alignment Evaluation at Depth
- 2024Dialectical Alignment: Resolving the Tension of 3H and Security Threats of LLMs
- 2023Trustworthy LLMs: a Survey and Guideline for Evaluating Large Language Models' Alignment