An Approach to Technical AGI Safety and Security
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Abstract (arXiv)
Artificial General Intelligence (AGI) promises transformative benefits but also presents significant risks. We develop an approach to address the risk of harms consequential enough to significantly harm humanity. We identify four areas of risk: misuse, misalignment, mistakes, and structural risks. Of these, we focus on technical approaches to misuse and misalignment. For misuse, our strategy aims to prevent threat actors from accessing dangerous capabilities, by proactively identifying dangerous capabilities, and implementing robust security, access restrictions, monitoring, and model safety mitigations. To address misalignment, we outline two lines of defense. First, model-level mitigations such as amplified oversight and robust training can help to build an aligned model. Second, system-level security measures such as monitoring and access control can mitigate harm even if the model is misaligned. Techniques from interpretability, uncertainty estimation, and safer design patterns can enhance the effectiveness of these mitigations. Finally, we briefly outline how these ingredients could be combined to produce safety cases for AGI systems.
Key facts. Cited by 42 papers in the map (data through 7 Oct 2026). First posted on arXiv 2 Apr 2025.
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Citing papers per year: 2025: 30; 2026: 12.
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- 2025Chain of Thought Monitorability: A New and Fragile Opportunity for AI Safetycited by 222
- 2025When Chain of Thought is Necessary, Language Models Struggle to Evade Monitorscited by 81
- 2025CoT Red-Handed: Stress Testing Chain-of-Thought Monitoringcited by 49
- 2026Building Production-Ready Probes For Geminicited by 38
- 2025Language Models Are Capable of Metacognitive Monitoring and Control of Their Internal Activationscited by 37
- 2025Evaluating Frontier Models for Stealth and Situational Awarenesscited by 30
- 2025Frontier AI's Impact on the Cybersecurity Landscapecited by 21
- 2025How to evaluate control measures for LLM agents? A trajectory from today to superintelligencecited by 20
- 2025Scaling Laws For Scalable Oversightcited by 18
- 2025Can Reasoning Models Obfuscate Reasoning? Stress-Testing Chain-of-Thought Monitorabilitycited by 18
- 2025Virtual Agent Economiescited by 17
- 2025Can We Predict Alignment Before Models Finish Thinking? Towards Monitoring Misaligned Reasoning Modelscited by 16
30 more
- 2025Because we have LLMs, we Can and Should Pursue Agentic Interpretabilitycited by 14
- 2025Alignment and Safety in Large Language Models: Safety Mechanisms, Training Paradigms, and Emerging Challengescited by 14
- 2025A Safety and Security Framework for Real-World Agentic Systemscited by 11
- 2025Unlearning Isn't Invisible: Detecting Unlearning Traces in LLMs from Model Outputscited by 10
- 2025Combining Cost-Constrained Runtime Monitors for AI Safetycited by 10
- 2025The Singapore Consensus on Global AI Safety Research Prioritiescited by 9
- 2025Semantic Structure in Large Language Model Embeddingscited by 7
- 2025Neural Chameleons: Language Models Can Learn to Hide Their Thoughts from Unseen Activation Monitorscited by 7
- 2025OpenReview Should be Protected and Leveraged as a Community Asset for Research in the Era of Large Language Modelscited by 5
- 2026Improving Interactive In-Context Learning from Natural Language Feedbackcited by 5
- 2025Embodied AI: Emerging Risks and Opportunities for Policy Actioncited by 3
- 2025Human-AI Complementarity: A Goal for Amplified Oversightcited by 3
- 2026Training Agents to Self-Report Misbehaviorcited by 3
- 2025Against racing to AGI: Cooperation, deterrence, and catastrophic riskscited by 2
- 2025From Firewalls to Frontiers: AI Red-Teaming is a Domain-Specific Evolution of Cyber Red-Teamingcited by 2
- 2025Psychological and behavioural responses in human-agent vs. human-human interactions: a systematic review and meta-analysiscited by 2
- 2026Position: Behavioural Assurance Cannot Verify the Safety Claims Governance Now Demandscited by 2
- 2025Contemplative Artificial Intelligencecited by 1
- 2025AI Alignment Strategies from a Risk Perspective: Independent Safety Mechanisms or Shared Failures?cited by 1
- 2025From Refusal to Recovery: A Control-Theoretic Approach to Generative AI Guardrailscited by 1
- 2026Intent Laundering: AI Safety Datasets Are Not What They Seemcited by 1
- 2026The Fragility of Chain-of-Thought Monitoring Across Typologically Diverse Languagescited by 1
- 2026EMBGuard: Constructing Hazard-Aware Guardrails for Safe Planning in Embodied Agentscited by 1
- 2025Dimensional Characterization and Pathway Modeling for Catastrophic AI Riskscited by 0
- 2025AI Consciousness and Existential Riskcited by 0
- 2026Stress-Testing Alignment Audits With Prompt-Level Strategic Deceptioncited by 0
- 2026RCTs for Frontier AI Governance: Methodological Challenges and Solutions for Human Uplift Studiescited by 0
- 2026Questionnaire Responses Do not Capture the Safety of AI Agentscited by 0
- 2026The Possibility of Artificial Intelligence Becoming a Subject and the Alignment Problemcited by 0
- 2026Ambient Persuasion in a Deployed AI Agent: Unauthorized Escalation Following Routine Non-Adversarial Content Exposurecited by 0
- 2026EMBGuard: Constructing Hazard-Aware Guardrails for Safe Planning in Embodied Agents29 May 2026
- 2026The Fragility of Chain-of-Thought Monitoring Across Typologically Diverse Languages27 May 2026
- 2026Position: Behavioural Assurance Cannot Verify the Safety Claims Governance Now Demands14 May 2026
- 2026Ambient Persuasion in a Deployed AI Agent: Unauthorized Escalation Following Routine Non-Adversarial Content Exposure29 Apr 2026
- 2026The Possibility of Artificial Intelligence Becoming a Subject and the Alignment Problem16 Apr 2026
- 2026Questionnaire Responses Do not Capture the Safety of AI Agents15 Mar 2026
- 2026RCTs for Frontier AI Governance: Methodological Challenges and Solutions for Human Uplift Studies11 Mar 2026
- 2026Training Agents to Self-Report Misbehavior25 Feb 2026
- 2026Intent Laundering: AI Safety Datasets Are Not What They Seem17 Feb 2026
- 2026Improving Interactive In-Context Learning from Natural Language Feedback17 Feb 2026
- 2026Stress-Testing Alignment Audits With Prompt-Level Strategic Deception9 Feb 2026
- 2026Building Production-Ready Probes For Gemini16 Jan 2026
30 more
- 2025Neural Chameleons: Language Models Can Learn to Hide Their Thoughts from Unseen Activation Monitors12 Dec 2025
- 2025A Safety and Security Framework for Real-World Agentic Systems27 Nov 2025
- 2025AI Consciousness and Existential Risk24 Nov 2025
- 2025Human-AI Complementarity: A Goal for Amplified Oversight30 Oct 2025
- 2025Can Reasoning Models Obfuscate Reasoning? Stress-Testing Chain-of-Thought Monitorability21 Oct 2025
- 2025From Refusal to Recovery: A Control-Theoretic Approach to Generative AI Guardrails15 Oct 2025
- 2025AI Alignment Strategies from a Risk Perspective: Independent Safety Mechanisms or Shared Failures?13 Oct 2025
- 2025Psychological and behavioural responses in human-agent vs. human-human interactions: a systematic review and meta-analysis25 Sep 2025
- 2025From Firewalls to Frontiers: AI Red-Teaming is a Domain-Specific Evolution of Cyber Red-Teaming14 Sep 2025
- 2025Virtual Agent Economies12 Sep 2025
- 2025Embodied AI: Emerging Risks and Opportunities for Policy Action28 Aug 2025
- 2025Dimensional Characterization and Pathway Modeling for Catastrophic AI Risks8 Aug 2025
- 2025Semantic Structure in Large Language Model Embeddings4 Aug 2025
- 2025Against racing to AGI: Cooperation, deterrence, and catastrophic risks29 Jul 2025
- 2025Alignment and Safety in Large Language Models: Safety Mechanisms, Training Paradigms, and Emerging Challenges25 Jul 2025
- 2025Combining Cost-Constrained Runtime Monitors for AI Safety19 Jul 2025
- 2025Can We Predict Alignment Before Models Finish Thinking? Towards Monitoring Misaligned Reasoning Models16 Jul 2025
- 2025Chain of Thought Monitorability: A New and Fragile Opportunity for AI Safety15 Jul 2025
- 2025When Chain of Thought is Necessary, Language Models Struggle to Evade Monitors7 Jul 2025
- 2025The Singapore Consensus on Global AI Safety Research Priorities25 Jun 2025
- 2025Unlearning Isn't Invisible: Detecting Unlearning Traces in LLMs from Model Outputs16 Jun 2025
- 2025Because we have LLMs, we Can and Should Pursue Agentic Interpretability13 Jun 2025
- 2025CoT Red-Handed: Stress Testing Chain-of-Thought Monitoring29 May 2025
- 2025OpenReview Should be Protected and Leveraged as a Community Asset for Research in the Era of Large Language Models24 May 2025
- 2025Language Models Are Capable of Metacognitive Monitoring and Control of Their Internal Activations19 May 2025
- 2025Evaluating Frontier Models for Stealth and Situational Awareness2 May 2025
- 2025Scaling Laws For Scalable Oversight25 Apr 2025
- 2025Contemplative Artificial Intelligence21 Apr 2025
- 2025Frontier AI's Impact on the Cybersecurity Landscape7 Apr 2025
- 2025How to evaluate control measures for LLM agents? A trajectory from today to superintelligence7 Apr 2025
- 2025Chain of Thought Monitorability: A New and Fragile Opportunity for AI Safetycited by 222
- 2025When Chain of Thought is Necessary, Language Models Struggle to Evade Monitorscited by 81
- 2025CoT Red-Handed: Stress Testing Chain-of-Thought Monitoringcited by 49
- 2025Can Reasoning Models Obfuscate Reasoning? Stress-Testing Chain-of-Thought Monitorabilitycited by 18
- 2025Can We Predict Alignment Before Models Finish Thinking? Towards Monitoring Misaligned Reasoning Modelscited by 16
- 2025Neural Chameleons: Language Models Can Learn to Hide Their Thoughts from Unseen Activation Monitorscited by 7
- 2026The Fragility of Chain-of-Thought Monitoring Across Typologically Diverse Languagescited by 1
- 2026The Fragility of Chain-of-Thought Monitoring Across Typologically Diverse Languages27 May 2026
- 2025Neural Chameleons: Language Models Can Learn to Hide Their Thoughts from Unseen Activation Monitors12 Dec 2025
- 2025Can Reasoning Models Obfuscate Reasoning? Stress-Testing Chain-of-Thought Monitorability21 Oct 2025
- 2025Can We Predict Alignment Before Models Finish Thinking? Towards Monitoring Misaligned Reasoning Models16 Jul 2025
- 2025Chain of Thought Monitorability: A New and Fragile Opportunity for AI Safety15 Jul 2025
- 2025When Chain of Thought is Necessary, Language Models Struggle to Evade Monitors7 Jul 2025
- 2025CoT Red-Handed: Stress Testing Chain-of-Thought Monitoring29 May 2025
- 2025How to evaluate control measures for LLM agents? A trajectory from today to superintelligencecited by 20
- 2025Because we have LLMs, we Can and Should Pursue Agentic Interpretabilitycited by 14
- 2025A Safety and Security Framework for Real-World Agentic Systemscited by 11
- 2026Training Agents to Self-Report Misbehaviorcited by 3
- 2026EMBGuard: Constructing Hazard-Aware Guardrails for Safe Planning in Embodied Agentscited by 1
- 2026Questionnaire Responses Do not Capture the Safety of AI Agentscited by 0
- 2026EMBGuard: Constructing Hazard-Aware Guardrails for Safe Planning in Embodied Agents29 May 2026
- 2026Questionnaire Responses Do not Capture the Safety of AI Agents15 Mar 2026
- 2026Training Agents to Self-Report Misbehavior25 Feb 2026
- 2025A Safety and Security Framework for Real-World Agentic Systems27 Nov 2025
- 2025Because we have LLMs, we Can and Should Pursue Agentic Interpretability13 Jun 2025
- 2025How to evaluate control measures for LLM agents? A trajectory from today to superintelligence7 Apr 2025
- 2026Building Production-Ready Probes For Geminicited by 38
- 2025Scaling Laws For Scalable Oversightcited by 18
- 2025Unlearning Isn't Invisible: Detecting Unlearning Traces in LLMs from Model Outputscited by 10
- 2025From Refusal to Recovery: A Control-Theoretic Approach to Generative AI Guardrailscited by 1
- 2026Stress-Testing Alignment Audits With Prompt-Level Strategic Deceptioncited by 0
- 2026Stress-Testing Alignment Audits With Prompt-Level Strategic Deception9 Feb 2026
- 2026Building Production-Ready Probes For Gemini16 Jan 2026
- 2025From Refusal to Recovery: A Control-Theoretic Approach to Generative AI Guardrails15 Oct 2025
- 2025Unlearning Isn't Invisible: Detecting Unlearning Traces in LLMs from Model Outputs16 Jun 2025
- 2025Scaling Laws For Scalable Oversight25 Apr 2025
- 2025Language Models Are Capable of Metacognitive Monitoring and Control of Their Internal Activationscited by 37
- 2025Evaluating Frontier Models for Stealth and Situational Awarenesscited by 30
- 2025Frontier AI's Impact on the Cybersecurity Landscapecited by 21
- 2025Virtual Agent Economiescited by 17
- 2025Combining Cost-Constrained Runtime Monitors for AI Safetycited by 10
- 2025The Singapore Consensus on Global AI Safety Research Prioritiescited by 9
- 2025Semantic Structure in Large Language Model Embeddingscited by 7
- 2025OpenReview Should be Protected and Leveraged as a Community Asset for Research in the Era of Large Language Modelscited by 5
- 2026Improving Interactive In-Context Learning from Natural Language Feedbackcited by 5
- 2025Embodied AI: Emerging Risks and Opportunities for Policy Actioncited by 3
- 2025Human-AI Complementarity: A Goal for Amplified Oversightcited by 3
- 2025Against racing to AGI: Cooperation, deterrence, and catastrophic riskscited by 2
12 most cited of 23 All 23 (JSON)
- 2026Position: Behavioural Assurance Cannot Verify the Safety Claims Governance Now Demands14 May 2026
- 2026Ambient Persuasion in a Deployed AI Agent: Unauthorized Escalation Following Routine Non-Adversarial Content Exposure29 Apr 2026
- 2026The Possibility of Artificial Intelligence Becoming a Subject and the Alignment Problem16 Apr 2026
- 2026RCTs for Frontier AI Governance: Methodological Challenges and Solutions for Human Uplift Studies11 Mar 2026
- 2026Intent Laundering: AI Safety Datasets Are Not What They Seem17 Feb 2026
- 2026Improving Interactive In-Context Learning from Natural Language Feedback17 Feb 2026
- 2025AI Consciousness and Existential Risk24 Nov 2025
- 2025Human-AI Complementarity: A Goal for Amplified Oversight30 Oct 2025
- 2025AI Alignment Strategies from a Risk Perspective: Independent Safety Mechanisms or Shared Failures?13 Oct 2025
- 2025Psychological and behavioural responses in human-agent vs. human-human interactions: a systematic review and meta-analysis25 Sep 2025
- 2025From Firewalls to Frontiers: AI Red-Teaming is a Domain-Specific Evolution of Cyber Red-Teaming14 Sep 2025
- 2025Virtual Agent Economies12 Sep 2025
12 newest of 23 All 23 (JSON)